SOR-2006-319 Prospectus (Cooperative Credit Associations) Regulations

Current to 2019-06-21 · last amended 2006-11-28

Contents
Provision

Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to subsection 268(2) a of the Cooperative Credit Associations Act b, hereby makes the annexed Prospectus (Cooperative Credit Associations) Regulations. S.C. 2005, c. 54, s. 194 S.C. 1991, c. 48

Prospectus

s. 1
s. 1(1)

The information to be disclosed prior to a distribution of securities is to be set out in a prospectus and is to include the contents required for a prospectus under any legislation set out in column 2 of the schedule.

s. 1(2)

The procedure for the disclosure of information required for a distribution of securities is to be the procedure for a disclosure by prospectus that is required for a distribution of securities under any legislation set out in column 2 of the schedule.

s. 1(3)

The disclosure of information required for a distribution is to be in the form required for a prospectus under any legislation set out in column 2 of the schedule.

s. 2

A prospectus filed under any legislation set out in column 2 of the schedule is to comply with the requirements set out in that legislation.

Exemption

s. 3

A person that is subject to an exemption from any or all prospectus requirements under any legislation set out in column 2 of the schedule, or to an order of the relevant provincial securities regulator, is also exempt from those requirements for the purposes of these Regulations.

Repeals

s. 4

[Repeal]

s. 5

[Repeal]

Coming into Force

s. 6

These Regulations come into force on the day on which they are registered.

Schedule

PROVINCIAL LEGISLATION Column 1 Column 2 Item Jurisdiction Legislation 1 Ontario Securities Act, R.S.O. 1990, c. S.5, as amended from time to time 2 Quebec Securities Act, R.S.Q., c. V-1.1, as amended from time to time 3 Nova Scotia Securities Act, R.S.N.S. 1989, c. 418, as amended from time to time 4 New Brunswick Securities Act, S.N.B. 2004, c. S-5.5, as amended from time to time 5 Manitoba The Securities Act, C.C.S.M., c. S50, as amended from time to time 6 British Columbia Securities Act, R.S.B.C. 1996, c. 418, as amended from time to time 7 Prince Edward Island Securities Act, R.S.P.E.I. 1988, c. S-3, as amended from time to time 8 Saskatchewan The Securities Act, 1988, S.S. 1988-89, c. S-42.2, as amended from time to time 9 Alberta Securities Act, R.S.A. 2000, c. S-4, as amended from time to time 10 Newfoundland and Labrador Securities Act, R.S.N.L. 1990, c. S-13, as amended from time to time 11 Yukon Securities Act, R.S.Y. 2002, c. 201, as amended from time to time 12 Northwest Territories Securities Act, R.S.N.W.T. 1988, c. S-5, as amended from time to time 13 Nunavut Securities Act (Nunavut), R.S.N.W.T. 1988, c. S-5, as amended from time to time

SCHEDULE