Majority
Headnote
Wills—Execution.The due execution and publication of the will, save in one respect, were proved beyond question. The will is written on a blank or printed form, consisting of a single sheet of paper, folded in the middle so as to constitute four pages. At the top of the first page is found in print the caption or introduction to a will, as follows:
“In the Name of God, Amen.
“I, -, being of sound and disposing mind and memory, and considering the uncertainty of this life, do make, publish, and declare this to be my last will and testament, as follows.”
On the next page, or, rather, on the reverse side of the page already referred to,—for whether it is or is not the next page is the very question involved in this controversy,—there is printed a form of appointment of executors, with the names blank. Below this is the testimonium clause, also in print, with the date blank. After an intervening space for the signature of the testator, there occurs a printed attestation clause for signature by the witnesses. In so far as there are blanks in the printed form, these are properly and appropriately filled in in writing. After the printed introduction to the will already referred to, there follow on the first page, in writing, various dispository provisions, which occupy substantially the whole of the page, but a narrow margin being left at the end. On what would ordinarily be termed the third page of the instrument, or the page to the right of that on which are found the signature of the testator and those of the subscribing witnesses, the dispository provisions are continued, wholly in writing, unto the end of that page. Above these provisions, also in writing, are found the words “2nd page.” At the top of the page on which occurs the subscription by the testator and witnesses are found in writing the words “3rd page.” In other words, this will is written in the form frequently used at the present time in the case of ordinary correspondence, where, a single sheet of note or letter paper, consisting of two leaves or four pages, is employed; that is to say, the writing is continued from the foot of the first page to the third page, and from the foot of the third page to the second page. The question is whether a will so written, and subscribed on the second page, is a compliance with the provisions of our statute which requires a will to be signed at its end. The learned surrogate held that it was not, and rejected the instrument, solely because the will is written in the order of paging referred to. Entirely against our first impressions, and solely under the stress of authority, we are of opinion that the decision of the learned surrogate is correct.
If we were unaided by the light of judicial decisions, we .should be of opinion that the end of a will, under the statute, was the point or position where the testator, or the draftsman on his behalf, last wrote any provisions of the will, in the order of writing which the testator or his draftsman saw fit to adopt, to be determined by the context of the instrument itself. We should also be inclined to the belief that it was impracticable, if not impossible, to adopt any other rule without in different cases being led to inconsistent and incongruous results. Within the rule thus stated, this will would be
It is argued that we are, in effect, holding that as a matter of law the reverse side of the leaf first written upon constitutes the second o°r next page, while it is a matter of common practice in writing letters to proceed from the foot of the first page or front of the first leaf to the same side of a new leaf, and from that to the reverse side of the leaf first written upon, and that we are prescribing the order in
It is said that if the second leaf be severed from the first, and attached to the foot of the first page, then the will will appear well executed, under any of the authorities. We concede this claim, but the answer to it is that, in the instrument as offered, the connection between the two leaves is at the side, and not at the foot. It is further said that, granting the sufficiency of our answer to the appellants’ argument in this respect, it is unreasonable to make the validity of a will depend on the point of connection between the several pages of the instrument. If this is so, it is but a criticism on the rule that the signature must be found at “the physical end of the will,” but that rule is the law of this state. Many instances have been suggested to us on the argument by counsel where it would seem impracticable, if not impossible, to apply the rule. It is said that no law requires a will to be written on a single sheet of paper; that it may be written on many detached or separate pieces; that no statute provides how such pieces shall be attached, or how separate sheets shall be authenticated. We are asked if, in such a case, after the execution of a will, the sheets or pieces of paper should be folded together in the wrong order, and the sheet last in fact, and bearing the signatures of the testator and witnesses, is by mistake found out of place, whether the will is to be rejected. It is not necessary for us to be able to answer this inquiry. Many cases have occurred to us in which it would seem difficult to apply the “physical end of the will” rule. We have frankly said that these difficulties seem to us so great that, apart from authority, we should not have been inclined to adopt such a rule; but the rule is the law of this state, and we must apply it to cases that fairly fall within its limits, though there may be imagined others to which it could not apply.
Finally, the appellants claim that the so designated “2nd page” may be upheld under the rule “that any written testamentary document in existence at the execution of the will may by reference be incorporated into and become a part of a will, provided the reference in the will is distinct, and clearly identifies, or renders capable of
With.every disposition to uphold this will, we do not see how it can be done by this court. If limitations or qualifications are to be made on the cases on which this opinion is based, those limitations must proceed from the court of appeals. If the decision now made by us should be upheld by that court, it will follow that at least six wills, including one in the Fourth department ( 42 App. Div. 593 , 59 N. Y. Supp. 756 ), undoubtedly containing the true testamentary dispositions of testators, and executed by those testators with the intent to conform with the statutes of this state, will have been held void because of the interpretation placed on the statutory requirements for safeguards against fraud. The rule which our decision enforces in this case operates only to prevent fraudulent additions to testamentary instruments, and not as a security against wills forged in their entirety. We think the decisions of the courts of this state will be examined in vain in the attempt to find six cases
Concurrence
The judgment appealed from should be affirmed, with costs to all parties to be paid out of the estate. All concur, except GOODRICH, P. J., and WOODWARD, J., who dissent.
(concurring). If the question presented in this case were an original one, I should have no hesitancy in giving ready concurrence to the reasoning of Mr. Justice WOODWARD, and to the conclusion to which such reasoning logically leads. I should regard the decisions in Sisters of Charity v. Kelly, 67 N. Y. 409 , and in Re O'Neil, 91 N. Y. 516 , as furnishing sound authority in support of such a result. But the subsequent decisions, found in Re Conway, 124 N. Y. 455 , 26 N. E. 1028 , and in Re Whitney, 153 N. Y. 259 , 47 N. E. 272 , as they are interpreted by Mr. Justice CULLEN in his opinion, from which interpretation I see no logical escape, preclude such result; and in obedience to such authority, as the question involved was fully considered and deliberately decided, I am required to yield the convictions which I hold. If it is a difference of opinion, we should bow in deference to superior authority. If we are mistaken in our interpretation, the court of appeals can set us right. If the rule has been extended beyond the point where the will of a testator is to be sacrificed in order that a technicality, not, as it seems to me, necessary for properly safeguarding the testament, may be observed, the court above will doubtless appreciate and correct it. At the present moment the law as it stands, as I understand it, requires a concurrence in the opinion of Mr. Justice CULLEN.
(dissenting). I am constrained to dissent from the opinion of Mr. Justice CULLEN in this case, in the hope that possibly the attention of the court of appeals may thereby be attracted to a renewed consideration of the principles announced by it in the cases cited by him. While I recognize the' propriety, indeed, the judicial necessity, involved in the principle of stare decisis, cases sometimes arise where a judge may entertain such positive views as to justify him in declining to follow a decision of even a court of last resort, where the court announcing it has overruled its own previous decision, as was done when the court of appeals in the present instance apparently overruled the case of Tonnele v. Hall, 4 N. Y. 140 . My view of the duty of a judge is well expressed by eminent authority. Said Lord Justice Brett, dissenting in a similar case (In re Goods of Gunstan, 7 Prob. Div. 102):
“That is a point of law, and on this point we must give our judgment. It is a point which must be decided upon the statute itself, and, even if twenty cases decided that it would be a sufficient acknowledgment, if we were clearly
Dissent
■of opinion that according to the true construction of the statute it would not •do, we should not be hound by those cases. Where there have been several •decisions or a series of decisions upon any statute, I should dread to overrule ■those decisions or that series of decisions, but still we should be compelled so to do if we thought that those decisions were not in accordance with the statute. But in this case we have no long line of decisions one way; there seem to be conflicting decisions; and we must accordingly exercise our own judgment on the question independently, almost, if not quite, of every former decision.”
_ It is to be noticed that one of the authorities which Judge Huger cited and relied upon in Re O’Neil, 91 N. Y. 522 , was the case of Hays v. Harden, 6 Pa. St. 409 . He excerpted the following language to show the opinion of the supreme court of Pennsylvania on the subject: “Signing at the end of the will was required to prevent evasion of its provisions.” In Baker’s Appeal, 107 Pa. St. 361 , the court, referring to Hays v. Harden, supra, said:
“In that case there was no reference whatever, in the paper purporting to be the will of John Hays, to the clause which followed. There was ' no word or mark in the body of the will indicating any intention of the testator at the time of execution that the appended, unattested clause should be drawn *o and inserted at any designated place.”
'The court declared that although the signature of the testator was on the third page, and was followed by writing on the fourth page, it was signed at the end of the will, on the ground that the fourth page was, by referring words, drawn into its place before the end of the will and the signature of the testator. The court held that an extraneous, unsigned writing may, by a force of a clearly-expressed intention in the body of the will, constitute part of the will itself; the reference in the will must be complete and unambiguous; it cannot be aided by extrinsic proof, and that, in whatever order of pages or sheets a will may be written, it is to be read according to the obvious sense and adaptation of its parts; and that it need not ibe signed at the end in point of space, if so in point of fact. In the ■case at bar there is no conflict of fact upon the point that the will was executed by the testator in the exact condition in which it was •offered for probate, with pages marked “2nd page” and “3rd page,” respectively. This whole paper, then, was his will. Courts are not astute to defeat testamentary intentions. Indeed, they are astute to discover methods of supporting them. To hold that the will was not actually signed at its end, when the page on which the signature appears is marked “3rd page,” and is preceded by another page marked “2nd page,” is to defeat the will of the testator. The highest duty of courts is to ascertain what is just, and many cases may be found where, having ascertained this, the courts have bent their energies to the doing of exact justice, even where a technical reading of a statute might prevent it. I cannot assent to a course which will defeat an instrument which is clearly the will of the testator, until there has been a revision of the point by our court of last resort. I think the decree of the surrogate should be reversed.
(dissenting). I am unable to concur in the conclusion reached by Mr. Justice CULLEN, that the judgment of the court below should be affirmed—First, because I do not think the
Dissent
At common law, if a person wrote his name in the body of a will or contract, with intent to execute it in that manner, the signature so written was as valid as though subscribed at the end of the instrument. Merritt v. Clason, 12 Johns. 102 . This opened the way to fraud, by permitting any number of disposing clauses to be added after the execution of the will, and to prevent this the legislature enacted that the will “shall be subscribed by the testator at the end of the will.” 2 Rev. St. p. 63, § 40. The surrogate before whom the will in question was offered for probate finds as a fact that:
“The will was prepared on a printed blank consisting of a double sheet, the two leaves of which were joined from top to bottom on the left side. The formal opening part of the will was printed on the top of the first page of the paper, leaving the rest of the page blank. The closing part, containing the clause for the appointment of the executor, and what follows, including the attestation clause, was printed on the top of the second page of the first leaf, leaving the rest of that page and the first page of the other leaf blank. The draftsman filled the blank on the first page, and then turned to the first page of the second leaf, and filled that, marking it at the top ‘2nd page.’ He then turned to the page containing the closing part of the will, as above stated, marked it at the top ‘3rd page,’ and completed the instrument, save as to its execution, by filling the blanks at the top of that page, except the blank for the date which was left to be filled at the time of the execution. The instrument was left in the possession of the testatrix, as above stated [for a period of about three months], in the condition above described. At the time-of its execution, the date was written in previous to the signing of the testatrix.”
The testatrix signed this instrument directly below and immediately at the end of the will as thus prepared, and her signature is-followed by that of the witnesses. The only question presented,, therefore, is whether it is necessary, as a matter of law, that the-pages of a will should be consecutive. If the draftsman had, after completing the first page, turned to the first side of the second sheet and filled that, and had then turned over the page and completed it on the fourth page, there would have been no doubt that the signatures at the end of the will complied with the provisions of the statute. Yet this would have left the actual, physical, consecutive second page blank, and open to all of the opportunities for fraud which the statute aimed to prevent. If the pages had been numbered, there would have been no more propriety in calling the last page the third page, than there was in putting the matter on the back of the first page and calling that the third page. It would simply be an arbitrary designation of the page, and we are unable to find any authority which denies the right of a testator to make such designation. In the case as it is actually presented by the findings of fact made by the surrogate, the draftsman filled up the first page. Find
“The portion of the thirteenth paragraph immediately preceding the printed termination was manifestly incomplete, and the lines written on the fourth page were obviously a continuation of this broken paragraph. The two portions were not, however, sought to be connected by means of a reference, asterisk, words, or symbol indicating the relation to each other.”
There were material provisions following the signatures, without being “connected by means of a reference, asterisk, words, or symbol indicating the relation to each other”; and the court held that the testator had not complied with the provisions of the statute, by signing the will at its end. This is obviously a very 'different case from that presented in the matter now before this court, where the relations of all the parts are clearly and accurately indicated by the distinct paging. The will would not be complete without the last sheet,, because there could be no justification for admitting to probate a
In Sisters of Charity v. Kelly, 67 N. Y. 409 , the only signature proved to be that of the testator was found in the attestation clause, following the signatures of the witnesses, and contained in the body of the paragraph. There was no signature at the end of the will,— merely a declaration, “Subscribed by John Kelly, the testator named in the foregoing will,” etc.; the name “John Kelly” being written by the testator, Kelly. In commenting on this failure to sign at the end of the will, the court say:
“The- statutory provision requiring the subscription of the name at the end is a wholesome one, and was adopted to remedy real or threatened evils. It should not be frittered away by exceptions.”
The court then say (and it is important to bear this- in mind) that, “while its provisions should not be carried beyond the policy of the framers of it, that policy should not be defeated by judicial construction.” Within the rule in this case, there is no reason for saying that a will consisting of three written pages, the last two pages being distinctly numbered as the “2nd page” and “3rd page,” is not signed at the end, when it is subscribed at the finish of the .written matter upon the “3rd page.” To illustrate, suppose that the will had been written on three separate sheets of paper, the signatures appearing upon the numbered “3rd page,” that these had been gathered up and fastened together at the top with a seal, and when the instrument was offered for probate it should appear that the third page had been placed immediately after the first page, and the second page was last. Would any one attempt to say that the will was not signed at the end? Yet, assuming the pages to be numbered “2nd page” and "3rd page,” as in the will now under consideration, would there not be just as many opportunities for fraud, by inserting provisions under fractional page numbers? In Re Conway,
In Re Whitney, 153 N. Y. 259 , 47 N. E. 272 , as in Re Conway, supra, the will is drawn upon a printed blank, covering only one page, and the testator and subscribing witnesses signed at the foot thereof. The subdivisions of the will marked, respectively, “Eirst” and “Second,” fill the entire blank space in the printed form; and at the end of the second subdivision are the words “See annexed sheet.” On a separate slip, of paper are written two additional subdivisions, marked, respectively, “Third” and “Fourth,” and this is attached to the face of the will, immediately over the first and second subdivisions, by metal staples, so that the slip annexed has to be raised up or turned back in order to read the first two clauses. The court calls attention to the obvious fact that the signatures are not at the
The legislature has not attempted to prescribe rules which should make fraud impossible. It has simply sought to lay down broad general rules which shall reduce the probabilities of fraud to a minimum, and among these it is provided that the testator’s signature must be at the end of a will; and we are not called upon to give construction to this rule beyond the point which it is reasonable to suppose the legislature intended. It is true, of course, that by means of fractional paging the will before us might be added to; but it is equally true that, if the will had been finished on the fourth page of the sheet, the second page might have been cahed l-¡-, opening an equal opportunity for fraud. It is likewise true that the spaces between paragraphs in a will might be so wide as to admit of new clauses or new paragraphs, and there are almost endless ways by which forgery may be committed; but the legislature, aside from its original statutes, has not sought to deal with these, and there is no reason why this court should extend the rule beyond the policy of the law, and defeat the purposes of the testatrix in the case at bar simply because she has not followed the consecutive order of paging. The opportunities for fraud are no greater in this will than in any other, the signatures are immediately following the last words of the will,, and, in my opinion, there is no authority, either in the statutes or in any of the adjudicated cases, which calls for the affirmance of the judgment of the court below. I am of opinion that the judgment should be reversed, and that the will should be admitted to probate.
Cases cited
- Sisters of Charity of St. Vincent de Paul v. Kelly 67 N. Y. 409 p. 143, p. 147, p. 151
- In re the Probate of the Will of O'Neil 91 N. Y. 516 p. 143, p. 147, p. 150
- In re Proving the Last Will & Testament of Conway 124 N. Y. 455 p. 143, p. 147, p. 152
- In re the Probate of the Alleged Will of Whitney 153 N. Y. 259 p. 143, p. 147, p. 152
- Watts v. Public Administrator 4 Wend. 168 p. 144
- Caulfield v. Sullivan 85 N. Y. 153 p. 146
- Brown v. Clark 77 N. Y. 369 p. 146
- In re Fults' Will 42 App. Div. 593 p. 146
- Tonnele v. Hall 4 N. Y. 140 p. 147
- Merritt v. Clason 12 Johns. 102 p. 149