Majority — NELSON J.
p. 119Syllabus
1. Whether words in a devise constitute common law conditions annexed to an estate, a breach of which or any one of which, will work a forfeiture, defeat the devise, and let in the heirs, or whether they are regulations for the management of the estate, and explanatory of the terms under which it was intended to have it managed, is a matter to be gathered,' not from a particular expression in the devise, but from the whole instrument.2. The word Provided, though an appropriate word to constitute a common law condition, does not invariably and of necessity do so. On the con-. trary, it may give way to the intent of the party as.gathered from an examination of the whole instrument, and be taken as expressing a limitation in trust.
Ex. Gr. Where a testator devised real estate to an ecclesiastical society for its use or benefit: Provided, that said real estate be not hereafter gold or disposed of,” and in connection"'and continuation added numerous minute directions in the nature of regulations for the guidance of trustees whom ho appointed to manage it, and with a view to the greatest advantage of the Society—
Held, that the latter, being to be regarded as mere limitations in trust, the former was a limitation in trust also; not a common law condition.
3. Where, under a will, in some respects peculiar, a devise was made to' a society for its use and benefit, but the possession, superintendence, and direction of the estate, and the letting, leasing, and management of the same, was given to trustees who were invested with power to perpetuate their authority indefinitely — the only active duties of the society being to receive the rents and profits for its use and benefit—
Held, that the legal estate was in the trustees, not in the society.
4. The legislature of Connecticut has the powers of an English court of chancery to direct a sale of real estate devised to charitable purposes — even though it bo provided by the devise, that the estate shall never be sold— in cases where lapse of time, or changes in the condition of the property, or circumstances attending it, make it prudent and beneficial to the charity, to alien the specific land, and invest the proceeds in other securities1; taking care, however, that no diversion of the gift bo permitted.
5. Where the legislature, setting out reasons at large for the exercise of such a power, directs a sale of land so devised, and provides for the secure reinvestment of the proceeds to the same uses as directed by the will as to the estate sold, this court cannot revise the facts upon which the legislature has exercised the power.
Error to the Circuit Court for the District of Connecticut, the case being this :
From the year 1702 or earlier, and down to the year 1818,
p. 120and afterwards, with some unimportant alterations, there exited and was in force in Connecticut a statute thus :
“ That all such' lands, tenements, hereditaments, and other estates, that; either formerly have been, or hereafter shall be, given and granted, either by the General Assembly of this Colony or by any town, village, or particular person or persons, for the maintenance of the ministry of the Gospel in any part of this Colony, or schools of learning, or for the relief of poor people, or for any other public and charitable use, shall forever remain and. be continued to the use or uses to which such lands, tenements, hereditaments, or other estates, have been, or shall be, given and granted, according to the true intent and meaning pf the grantors, and to no other use whatsoever; and also be exempted out of the general lists of estates, and free from the payment of rates.”
This act being thus in force, William Stanley, of Hartford, Connecticut, in October, 1786, made his will in the material parts as follows: ■
“'Imprimis. I give and bequeath unto the Second Church of Christ, in Hartford, such sum, to be paid out of the profits or rents of my real estate as hereafter' mentioned, as shall be necessary to purchase a silver, tankard of .the same weight and dimensions, as near as conveniently may be, of that one formerly given said church by Mr. John Ellery, deceased;. the same to be procured by my trustees, hereafter named, and' presented to the officers of said church, to be kept forever for the use and benefit of said church, and my said trustees are to cause my name, coat of arms, the time of my death and my age, thereon to be engraved.
“Item. I give and devise unto'my niece, Elizabeth Whitman, one piece of land, &c,, also one other piece of land lying, &c., and is part of the farm that, formerly belonged unto my honored father, Colonel Nathaniel Stanley, deceased, and lies in the southeast corner of said farm, and butts on a highway, unto the said Elizabeth, and to her heirs and assigns forever, provided she jhall'not make any claim upon my estate for any services done for me.
“ Item. I do also give and devise unto my sister Abigail the
p. 121use and improvement of all my real estate (except that part thereof given unto her daughter Elizabeth) during her natural life, with this reserve, that she shall not cut any of the trees growing in that lot called IJocky Hill lot.
“Item. After the decease of my said sister, Abigail Whitman, I give and devise the whole of .my real estate, of every kind and description, except which is hereinbefore given unto my niece, Elizabeth Whitman, unto the Second or South Ecclesiastical Society, in the town of Hartford, to be and remain to the use and benefit of said Second or South Society and their successors forever; Provided that said real estate be not ever hereafter sola or disposed of, but the same be leased or left, and the annual rents or profits thereof applied, to the use and benefit of said Society, and the letting,-leasing, and managing of said estate to be under the management and direction of certain trustees hereafter named by me, and their successors to be appointed iti manner as hereafter directed. ' And it is my will that the first rents, profits, or avails issuing from said real estate shall, by my trustees after it comes to their possession,, be applied to the purchasing of the aforesaid tankard. And it is my will that so much of the rents, profits, or avails next issuing- out of my real estate, my said trustees shall reserve in their own hands as shall be sufficient to purchase and pay for the one-half part of the price of a proper bell for the meeting-house in said Second Society, of the same weight and dimensions of that in the North Meeting-House, in said town of Hartford, and be applied by my said trustees for that purpose; provided that the other part be procured by subscription or otherwise without taxing the inhabitants of said society; and in case said Second Society shall ever hereafter be divided, it is my will that my said real estate be not divided, but remain entire and forever to the said Second Society, and such part of said society as shall hereafter secede or- be divided therefrom arc hereby excluded from all the use and benefit óf my said estate so devised as aforesaid to said Second Society.
<‘And for the best management and direction of my.said real estate I do hereby appoint my friends, W. Ellery, &c., trustees to superintend, direct, and manage said real estate for the use and benefit of said Second Society in. manner as above directed, and unto them; my trustees, I do give authority and power to nominate their successors to said trust, which is to be done in the manner and form following, viz,: That -immediately after my
p. 122decease, they .shall nominate and appoint some meet person or .persons, as occasion may require, into said trust and office; so beit that ai no timo more than three persons shall act in said trust or office or belong thereto at the saíne time. And all persons successors hereafter to said trust and office shall at all times in future have like power to superintend, direct, and manage said estate for s.aid society, and in like manner to nominate and appoint their successors in said trust and office, and to per petuate said trust for the bcnefit and use of said society as occasion niay from time to time require. And the aforesaid real estate or any part'thereof shall not be rented or let for a longer term or lease than thirty years before the expiration of the same, and said trustees and their successors shall have full power to ■let and lease said.estate, and to do all other legal acts for the well ordering and management of said estate under the limitation and strictions as herein is before expressed
The ecclesiastical society nameiin the devise above quoted was established, by authority of the State of Connecticut for the support of the Gospel ministry and the maintenance of public worship, and with power, for that purpose, to hold real estate.
After the death of Stanley and his sister Abigail, who had the life-estate, and whose death occurred ■prior to the year' 1800, it took possession of the premises, and down to 1852 the society and trustees managed them in the "manner directed in the will, appropriating the income from time to time to the purposes of the society. During the whole time the premises were untaxed, the only ground for the exemption being the provision in the act of 1702, quoted, on p. 120. In the year.1852 the legislature of Connecticut, upon the application of the society and of the trustees, passed a resolution reciting a memorial by the church and trustees, showing the will, possession of the land, &c.
“Also showing thatsthe said land has on it a great number of buildings, owned by the tenants, built of wood, and in a'decayed state; that the land on which they stand has, by the lapse of about three-fourths of a century, become valuable, some of. which is in the central part oGtho city of Hartford,.and toG
p. 123valuable to be improved profitably in any other way than by the erection on them of permanent brick or stone blocks of buildings; that the lessees cannot safely erect such buildings, because of the uncertainty of their tenure, and because they would thereby place themselves in the power of the owners, and that the owners have not the means, and could not lawfully contract debts for the purpose of building; that other parts of the estate are subject to other embarrassments arising from the restrictions of the will, so that said property has become unproductive, and the income ^greatly reduced, and.the object of the testator in devising the property to the society frustrated; that those embarrassments, both to the owners and occupants, consequent on the restrictions in the will, are not likely to be removed, but will be increased by time, unless said land can be sold and conveyed in fee simple, and the proceeds suitably invested.
“ And praying the Assembly to authorize a sale and conveyance of said land, under such guards and provisions as will secure the application of the proceeds according to the true intent and meaning of said will, as per petition on file.”
This legislative record thus proceeded:
“This Assembly having inquired into the facts stated in said memorial, find the same to be true; and do further find that the most valuable portion of said estate is situated in a central part of said city of Hartford, is covered with unsuitable wooden buildings, and it is for the interest of the people of said city that more useful and valuable buildings should be built thereon, and do grant the prayer thereof; and it is therefore
“Resolved, That the said trustees and their successors, together with D. F. Robinson, as agent, shall have power, and they are hereby authorized, to sell and convey the said -lands in said memorial mentioned, and such parts okproportions thereof as may from time to time be advantageously sold, and to execute good and sufficient deeds thereof in fee simple, with or without covenants of seizin and warranty, on the part of said society, subject to liens or incumbrances, if any shall lie upon said property, &c. And the proceeds of such sales shall be, by the trustees and agent, invested in good and. sufficient bonds and mortgages of real estate, of double the value of the amount invested; and the interest of said proceeds shall be paid over to the treasurer of
p. 124said society, and shall bo appropriated to the use of said society in the same manner, and subject to the same use, as the rents or income of said property are by said will required to be appropriated, and for no other uses or purposes whatever. And all mortgages or investments made as aforesaid from time to time, and whenever such loans or investments shall be shifted or changed, the securities shall be taken in the name of such trustees and their successors, and expressed to be for the use and benefit of said society, according to the will o’f William Stanley, deceased': Provided, however, That before any person or persons shall proceed to make sale of said lands, or any part thereof, he or they shall become bound; in a good and sufficient bond, to the judge of probate for the district of Hartford, conditioned for the faithful performance of his duty in the premises; and said trustees shall also give the like bonds for the faithful performance of their trust.”
The heirs at law of Stanley had no notice of any of these proceedings. ■
The trustees and agent accordingly, in August, 1852, by deed reciting the legislative proceeding, and purporting to be made in virtue of their said capacity of trustees and agent, and of the powers conferred by the act, sold and conveyed, with special warranty, to one Colt, “all the right, title, and interest that said Second Ecclesiastical Society, &c., have or ought to have in or to the above-described tract of land,” one of the tracts devised.
Colt having entered into possession, the heirs at law of Stanley now brought ejectment against him for the premises. The court instructed, the jury that on the case presented the defendant was entitled to their verdict; andjudgment having gone accordingly, the case was now here on error.
Messrs. W. M. Evartsand G. E. Perkins, for the heirs at law:
The case is of general importance. A full argument will be allowed.I. Had the society power under the will itself, to sell and convey this property to Colt without incurring a forfeiture?
p. 125II. If it had not such power under the will, was it enabled so to do by the act of the legislature of 1852 ?III. If the society had no power .to. convey from either source, what consequence results from its violation of the condition of the devise ?That the legal, estate is in the church must, we suppose,. b¿ conceded. The devise is, in plain terms, to it-in fee: “ I give and devise the whole of my éstate. . . unto the Second or South Ecclesiastical Society ... to be and remain to the use and .benefit of said Second or South' Society and their successors forever.” No legal estate is given to the trustees. They are but to “ superintend, direct, and manage.” This is exactly what any mere agent of restricted powers would do in regard to any estate, of which confessedly the fee would be in-his constituent. Mere directions to.,one person to superintend, direct, and even to manage, cannot carry to him the legal estate given in plain, appropriate, and even technical terms to another in fee; even assuming that it might do so, if the legal estate were left undisposed of; — . which we do not admit. Inference cannot control direct expression. The trustees were'to have no powers but what were necessary to the office of superintendence, direction, and management of an estate that was never †6 be “ divided,” but which was “to remain entire and fot ever to the said Second Society.” The legal estate then was given to the church.The heirs of Stanley say then :I. The society, under the provisions of the will, could not sell without'violating the condition upon which they held the property, and thus, incurring a forfeiture of their title.Both by the obvious intent of the testator and by the legal effect of the words used, this devise is of an estate upon condition subsequent, a breach of which destroys all right of the society in the property.1. The will shows that the testator meant to deprive the society of the power to sell. He meant that this property should always remain in the hands of the society. He believed that the property would increase in value, and from
p. 144and management of said estate. The office, powers, and duties of the trustees, like the trust, are made perpetual.The trustees, and they alone, are to have the possession of this estate. The trustees, and'they alone, are to have the power to lease and manage it. They are to collect the rents. They are to pay them over to the society; and, of course, to enable them to discharge these duties, and execute these 'powers,and to do all other legal acts for the well managing of the property,” it was necessary that they should take the legal estate, and therefore the law will presume -that the testator intended them to take it,'and will declare accordingly.In .order to show that there has been any breach of condition by reason of the alienation of this land, the plaintiffs themselves must show that the legal title wa3 vested in trustees.The conveyance of this land purports to have been made by four persous, three of whom were trustees under this will, and a fourth was á gentleman nominated by the legislature, to represent the public interest. Upon these four persons, the legislature, by their act, undertook to confer the authority to make this conveyance, and when they make the conveyance they say they act by force of authority conferred upon them by the legislature.The defendants' contend that this act of the legislature was unconstitutional and void.■ They are obliged to say so, for if the act was constitutional, then the sale was legal, and passed a title to the property;If the act was unconstitutional and void, and the legal title was in the corporation, it still remains there, and there has been no sale, and consequently no breach of condition.The corporation could be divested of the legal title only by a conveyance made in the name of the corporation, and under-the seal of the corporation, by some person expressly authorized by the corporation to make it.The agents of the corporation, as such, have no power to convey the real estate of the corporation. But this convey
p. 145anee was not made by these persons under any authority conferred on them by the corporation. They did not affix the seal of the corporation. They say in the deed that they act. by virtue of authority conferred upon them by the .act of the legislature.If then, by the terms of the will, the legal title vested in the society, and if the act of the legislature is void, the legal title still remains in the'society, and there has been no breach of condition.We have said that the plaintiffs, in order to recover, must show that the devise was upon some condition, the. breach of which would be attended by a forfeiture.We submit how,- that upon the whole will, and looking at all its provisions, no such condition can be found. It is true that the word “Provided” in certain connections, and undercei’tain circumstances, is competent to raise a condition”, and it is equally certain that the same word, used in a different connection, and under different circumstances, will not create a condition. The court will therefore seek to discover the intention of the testator' in this particular, not by considering what legal force some particular word' in the will might have in the abstract, but by looking at all the provisions of the will, and the connection in which the word is used, and thus from an examination of the whole, will ascertain the sense in which the word was probably employed by the testator.On the face of this will, it is plain that the Second or South Ecclesiastical Society were the objects of the testator’s bounty, in respect to .this land, and that he intended this bounty to be perpetual.Now, if we keep in view this intention to create and perpetuate a trust for this society’s benefit, a trust which he ex peetéd would endure forever, and consider that it was also his purpose to give very particular directions for the administration of it, and then observe the connection in which this word “provided” is used, it”will be evident,'that the testator could not have used the word in the sense set up by the plaintiffs.
p. 149feiture, but merely a charge or trust in favor of the legatees, and that although the words “ upon this express condition,” if they had stood alone, would have created one, yet when the testatrix went on to say, that she trusted to his good faith and honor to pay them, and very much desired that they should be paid, and when afterwards she said she made them a charge upon her personal and real estate, that was inconsistent with the idea that she intended the property should be taken away by condition, because there was. a trust to be fulfilled, and that inconsistency was so great that they held that these words, “ upon this express condition,” must yield, and the trust must be fulfilled,.but the legal estate must remain unaffected by the words of condition.Important deductions are to be drawn from these decisions. They say (as we submit the law clearly is),1st. That the case is not to be decided by looking to particular provisions in the will, but by looking at the whole will to ascertain the intention of the testator.2d. That words much stronger than those used in the will in question, will be controlled, if the court can see that there was an intention to create a trust, a.nd that the trust will be defeated if the words shall be held to create a condition instead of a trust.' That there was an intention to create a trust here, does not admit of controversy. The tqstator appoints trustees and provides for perpetuating the trust, for the use and benefit of the society. Could it then have been his intention at the same time that he created this trust, and said it was to be perpetual, to insert a provision by which it could be defeated at the will of the trustees ?II. If this is a condition it is void as being in restraint of alienation.If this was an ordinary devise, either to an incorporation or an individual, a condition against any alienation of the property devised would be merely void as contrary to the policy of the law.This is not a devise under the statute of Connecticut, as
p. 152future, that all such houses and lands as are, or shall, by any charitable persons, be given or purchased for, or to help on, the maintenance of the ministry or schools, or poor, in any part of ■this colony, they shall remayne to the use or uses for which they were given forever, and .shall be exempted out of the list of estates, and be rate free,.any former law or order notwithstanding.”The history of this law is instructive upon the question of its interpretation, and shows, we think, that we are correct as to the object of it.The charter granted by Charles II constituted the only title of the colony to .the lands within its limits, the Indian titles which they had acquired from time to time previous to the grant of the charter being, as Governor Andross said, no better than “ the scratch of a bear’s paw.’’The colonial legislature or General Court had, however, before the grant of the charter, assumed to make numerous and large grants of land to townships, individuals, and for public, charitable, and piotis uses. The charter conveyed to the colony in fee simple all the lands within its boundaries, but at the time the statute in question was passed, the grants mlide by the colonial legislature before the charter was granted had not been confirmed. The efforts which were being made to .deprive them of their charter created the greatest anxiety-and alarm in the colony. "While they were in no danger of losing their charter, a confirmation of these grants by the colonial legislature was not deemed important; as soon as the people-discovered that they were in danger of losing their only muniment of title, they deemed it important to confirm them by law, while they yet had power to do so.Under these circumstances the statute in question was passed, at the session of the General Cóurt held in October, 1684. .In February of the ensuing. year, James II succeeded to the crown', and at the-following May session of the General Court, another statute was passed, of the following tenor:“This court, for the prevention of future trouble, and that
p. 164and managing of said estate to be tinder tbe management and direction of certain trustees hereafter named by me, and their successors, to be appointed in manner as hereafter directed.” And, after appointing three trustees, and prescribing the manner'of the appointment of their successors, and prescribing also their authority and duties, the testator adds: “And the aforesaid real estate, or any part thereof, shall not be rented or let for a longer term or lease than thirty years before the expiration of the same.” And another part of the will is as follows: “ And, in case said Second Society shall ever hereafter be divided, it is my will that my real estate be not divided, but remain entire and forever to the said Second Society; and such part of said Second Society as shall hereafter secede.or be dividend therefrom are hereby excluded from all the use and benefit of my real estate, so devised as aforesaid to the said Second Society.”
These are the several clauses in the will relating to the management of the estate, following the proviso, and which, taken together, constitute the conditions, limitations, or qualifications annexed to it, and to the enjoyment of the estate by the society.-
All .of them may not be equally important, but we are bound to assume that each and all of them were regarded by the testator as material in the regulations which he has seen fit to adopt and carry into his will.
These conditions or limitations following the proviso are briefly—
1. The estate is not to be soldi or disposed of, but to. be leased by trustees, and the rents paid over to the society.
2. The leasés .are ‘not to exceed thirty years in any one term.
8. The estate is not to be divided in- the event of a division of the society; and— • . ■ "
4. It is to be managed, and directed exclusively by trustees who are appointed in the will”and by their successors; the surviving trustees to appoint "when a vacancy happens.
The question is, whether these are strict common law conditions annexed to the estate, a breach of which, or of
p. 166relied very much upon the words following the condition aa explaining away the strict common law meaning of the term, and as importing a meaning inconsistent with a strict interpretation.. This judgment was affirmed in the Exchequer.
It is true that the word “proviso” is an appropriate one to constitute a common law condition in a deed or will, but this is not the fixed and invariable meaning attached to it by the law in these instruments. On the eoutrai’y, it gives way to the intent of the parties as gathered from an examination of the whole instrument, and has frequently been thus explained and applied as expressing simply a covenant or limitation in trust. Several cases were referred to, on the argument, to this effect, and many more might have been added.
In looking at the explanatory part of the will in this case, it will be seen that the testator had in his mind a settlement of the estate in trust, for the beneficiaries, and with this view established a code of regulations to guide the trustees in the management of it that would continue through all time, and which is wholly inconsistent'with the idea that the estate might be defeated by a breach of any one of them. After appointing the three trustees, he adds: “ I do give authority and power to nominate their successors to said trust, which is to be done in the manner following: That immediately after my decease they . . . shall appoint some meet persons, ... as the occasion may require, into said trust or office, so be it that at no time more than three pei’sons shall act in said trust or office; . . . and all persons, successors hereafter to said trust and office, shall at all times in future have like power to superintend, direct, and appoint their successors in said trust and office, and to perpetuate said trust for the benefit aud use of said society, as occasion may from time to time require.” And he closes by saying that the said trustees and their successors shall have full power to lease the estate, and “ do all other legal acts for the well-ordering and management of said estate, under the limitations and restrictions as hereinbefore expressed.”
This interpretátion of the devise was sought to be avoided
p. 167on the argument, by separating all the limitations and restrictions in respect to the enjoyment of the estate from
that forbidding the sale or disposal of it, thereby conceding that they were limitations in trust, but insisting that the other constituted a condition for a breach of which a forfeiture was incurred. But the difficulty, in' the argument is that the same clause embraces not only the prohibition to sell, but enjoins the duty to lease, and the application of the rents to the use of the society, and also the management of the estate by the trustees, and which management contains the prohibition to lease for terms not exceeding thirty years. The separation is, therefore, not only arbitrary, but in disregard of the express words of the testator. The injunction to lease is as positive" as that not to sell, and both are embraced in the same clause; and if the term “proviso” is to be construed.as a condition in respect to the one, it must consistently bo so construed in respect to the other. And the same observations are also applicable to the other limitations.
This devise to the Ecclesiastical Society is in some respects peculiar. The possession", management, and control of the- estate are given exclusively to the trustees, who, according to the regulations, are invested with power to perpetuate their authority indefinitely. The only active duties of the society — the beneficiaries — is to receive the rents and profits for their own use and benefit. Of course, the trustees, subject to the limitations and restrictions annexed to the enjoyment'of the estate, possess all the power'and dominion over it that belongs to an owner, and are bound to take the same care of it and exercise the same attention, skill, and diligence in its management that a prudent and vigilant owner would exercise over his own. They are bound to rent the property, collect the rents, and pay them over to the society, to protect the possession, prevent waste, see that the taxes are paid, and, in the words of the testator, “ do all other legal acts for the well-ordering and management of the estate.” Being thus in the exclusive possession and control of the property, and having devolved upon them
p. 170tending through a long series of years .down to the present time;
We cannot doubt that the power exists in the legislature, and it is not for this court to revise the facts upon which it has seen fit to exercise it.
Mr. Justice DAVIS dissented.
Judgment aefirmed.