Gonthier J.
I. Introduction
Gonthier J. –
II. Facts
III. Judgments Below
A. Ontario Court of Justice (Provincial Division)
B. Ontario Court of Appeal
IV. Relevant Statutory Provisions
276. (1) In proceedings in respect of an offence under section 151, 152, 153, 155 or 159, subsection 160(2) or (3) or section 170, 171, 172, 173, 271, 272 or 273, evidence that the complainant has engaged in sexual activity, whether with the accused or with any other person, is not admissible to support an inference that, by reason of the sexual nature of that activity, the complainant
(a) is more likely to have consented to the sexual activity that forms the subject-matter of the charge; or
(b) is less worthy of belief.
(2) In proceedings in respect of an offence referred to in subsection (1), no evidence shall be adduced by or on behalf of the accused that the complainant has engaged in sexual activity other than the sexual activity that forms the subject-matter of the charge, whether with the accused or with any other person, unless the judge, provincial court judge or justice determines, in accordance with the procedures set out in sections 276.1 and 276.2, that the evidence
(a) is of specific instances of sexual activity;
(b) is relevant to an issue at trial; and
(c) has significant probative value that is not substantially outweighed by the danger of prejudice to the proper administration of justice.
(3) In determining whether evidence is admissible under subsection (2), the judge, provincial court judge or justice shall take into account
(a) the interests of justice, including the right of the accused to make a full answer and defence;
(b) society’s interest in encouraging the reporting of sexual assault offences;
(c) whether there is a reasonable prospect that the evidence will assist in arriving at a just determination in the case;
(d) the need to remove from the fact-finding process any discriminatory belief or bias;
(e) the risk that the evidence may unduly arouse sentiments of prejudice, sympathy or hostility in the jury;
(f) the potential prejudice to the complainant’s personal dignity and right of privacy;
(g) the right of the complainant and of every individual to personal security and to the full protection and benefit of the law; and
(h) any other factor that the judge, provincial court judge or justice considers relevant.
276.1 (1) Application may be made to the judge, provincial court judge or justice by or on behalf of the accused for a hearing under section 276.2 to determine whether evidence is admissible under subsection 276(2).
(2) An application referred to in subsection (1) must be made in writing and set out
(a) detailed particulars of the evidence that the accused seeks to adduce, and
(b) the relevance of that evidence to an issue at trial,
and a copy of the application must be given to the prosecutor and to the clerk of the court.
(3) The judge, provincial court judge or justice shall consider the application with the jury and the public excluded.
(4) Where the judge, provincial court judge or justice is satisfied
(a) that the application was made in accordance with subsection (2),
(b) that a copy of the application was given to the prosecutor and to the clerk of the court at least seven days previously, or such shorter interval as the judge, provincial court judge or justice may allow where the interests of justice so require, and
(c) that the evidence sought to be adduced is capable of being admissible under subsection 276(2),
the judge, provincial court judge or justice shall grant the application and hold a hearing under section 276.2 to determine whether the evidence is admissible under subsection 276(2).
276.2 (1) At a hearing to determine whether evidence is admissible under subsection 276(2), the jury and the public shall be excluded.
(2) The complainant is not a compellable witness at the hearing.
(3) At the conclusion of the hearing, the judge, provincial court judge or justice shall determine whether the evidence, or any part thereof, is admissible under subsection 276(2) and shall provide reasons for that determination, and
(a) where not all of the evidence is to be admitted, the reasons must state the part of the evidence that is to be admitted;
(b) the reasons must state the factors referred to in subsection 276(3) that affected the determination; and
(c) where all or any part of the evidence is to be admitted, the reasons must state the manner in which that evidence is expected to be relevant to an issue at trial.
(4) The reasons provided under subsection (3) shall be entered in the record of the proceedings or, where the proceedings are not recorded, shall be provided in writing.
Canadian Charter of Rights and Freedoms
7. Everyone has the right to life, liberty and security of the person and the right not to be deprived thereof except in accordance with the principles of fundamental justice.
11. Any person charged with an offence has the right
. . .
(c) not to be compelled to be a witness in proceedings against that person in respect of the offence;
(d) to be presumed innocent until proven guilty according to law in a fair and public hearing by an independent and impartial tribunal;
13. A witness who testifies in any proceedings has the right not to have any incriminating evidence so given used to incriminate that witness in any other proceedings, except in a prosecution for perjury or for the giving of contradictory evidence.
V. Issues
1. Do ss. 276.1(2) (a) and 276.2(2) of the Criminal Code of Canada infringe upon an accused's right to silence and the right not to be compelled to be a witness in proceedings against himself in respect to the offence pursuant to s. 7 and/or s. 11(c) of the Canadian Charter of Rights and Freedoms ?
2. If the answer to question number one is yes, are the infringements demonstrably justified in a free and democratic society pursuant to s. 1 of the Charter ?
3. Do ss. 276(1) , 276(2) (c) and 276.2(2) of the Criminal Code of Canada infringe upon an accused's right to make full answer and defence pursuant to s. 7 and/or s. 11(d) of the Charter ?
4. If the answer to question number three is yes, are the infringements demonstrably justified in a free and democratic society pursuant to s. 1 of the Charter ?
4. If the answer to question number three is yes, are the infringements demonstrably justified in a free and democratic society pursuant to s. 1 of the Charter ?
VI. Analysis
A. The Approach to Sections 7 , 11(c) and 11(d) of the Charter
The principles of fundamental justice reflect a spectrum of interests, from the rights of the accused to broader societal concerns.... The ultimate question is whether the legislation, viewed in a purposive way, conforms to the fundamental precepts which underlie our system of justice.
One of the implications of this analysis is that while the right to make full answer and defence and the principle against self-incrimination are certainly core principles of fundamental justice, they can be respected without the accused being entitled to “the most favourable procedures that could possibly be imagined” (R. v. Lyons, [1987] 2 S.C.R. 309, at p. 362; cited in Mills, supra, at para. 72). Nor is the accused entitled to have procedures crafted that take only his interests into account. Still less is he entitled to procedures that would distort the truth-seeking function of a trial by permitting irrelevant and prejudicial material at trial.
B. The Substantive Sections
(1) Section 276(1) – The Exclusionary Rule
(2) Section 276(2)(c) – “Significant Probative Value”
It is clear that the right to full answer and defence is not engaged where the accused seeks information that will only serve to distort the truth‑seeking purpose of a trial, and in such a situation, privacy and equality rights are paramount. On the other hand, where the information contained in a record directly bears on the right to make full answer and defence, privacy rights must yield to the need to avoid convicting the innocent.
Thus the threshold criteria that evidence be of “significant” probative value does not prevent an accused from making full answer and defence to the charges against him. Consequently his Charter rights under ss. 7 and 11(d) are not infringed by s. 276(2)(c).
C. The Procedural Sections to Determine Relevance: The Affidavit and Voir Dire
the tactical obligation which an accused may feel to testify does not constitute a legal obligation or compulsion to testify. The use of the word “compelled” in s. 11(c) indicates to me that the section is referring to a legal compulsion.... The decision whether or not to testify remains with the accused free of any legal compulsion.
(1) Section 276.1(2)(a) – The Affidavit with Detailed Particulars
(1) Section 276.1(2)(a) – The Affidavit with Detailed Particulars
It is now well‑established that there exists, in Canadian law, a principle against self‑incrimination that is a principle of fundamental justice under s. 7 of the Charter . . . .
The principle against self‑incrimination was described by Lamer C.J. in Jones, supra, at p. 249, as "a general organizing principle of criminal law". The principle is that an accused is not required to respond to an allegation of wrongdoing made by the state until the state has succeeded in making out a prima facie case against him or her. It is a basic tenet of our system of justice that the Crown must establish a "case to meet" before there can be any expectation that the accused should respond: P. (M.B.), supra, at pp. 577‑79, per Lamer C.J., S. (R.J.), supra, at paras. 81 to 83, per Iacobucci J.
The right not to be compelled to testify against oneself is specifically protected by s. 11(c); the general principle against self-incrimination resides in s. 7.
(2) Section 276.2 – The Voir Dire
would lead to many dangerous results, the most obvious of which are, the escape from cross-examination; the safe introduction of a concocted defence; the securing of all the benefits of sworn evidence in accused’s favour without incurring the consequences of perjury by refraining from going into the witness box; and also depriving the jury of the benefit of appraising his credibility in general from his demeanour therein.
(R. v. Frederick (1931), 57 C.C.C. 340 (B.C.C.A.), at p. 342)
. . . the purpose of this voir dire is not “defence disclosure”. It creates no independent rights in the Crown, and, therefore should not be treated as an excuse for the Crown to deeply probe the case for the defence. . . . The point is to provide the trial judge with the information he or she needs to make an informed decision, but the Crown has no right to require more than that. [Emphasis in original.]
This is also true of the voir dire to admit evidence of prior sexual activity.
13. A witness who testifies in any proceedings has the right not to have any incriminating evidence so given used to incriminate that witness in any other proceedings, except in a prosecution for perjury or for the giving of contradictory evidence.
This privilege against self-incrimination applies because a voir dire is an “other proceeding” within the meaning of s. 13. In Dubois v. The Queen, [1985] 2 S.C.R. 350, at p. 386, McIntyre J. (in dissent, but the only one to address this issue) found that
[t]he voir dire is clearly another proceeding. Its purpose is not to resolve any issue raised in the charge but merely to determine what may be introduced into the proceedings for that purpose. After the voir dire the evidence found to be properly admissible in the proceedings is admitted and thereafter forms part of the proceedings. That which is excluded never becomes a part.
This is true of the voir dire under s. 276. Its purpose is to enable the judge to determine the admissibility of evidence. The voir dire is not itself part of the determination of the guilt or innocence of the accused. When the accused testifies on a voir dire, the protection of s. 13 means that his testimony cannot later be used as evidence of guilt at trial. It was established in R. v. Kuldip, [1990] 3 S.C.R. 618, that an accused’s testimony from a previous trial on the same charge can be used by the Crown at the retrial only to impeach his credibility, and not as evidence of guilt. In Kuldip, at p. 636, Lamer C.J. found that using such a prior inconsistent statement for its truth to incriminate the accused is forbidden by s. 13, but that
s. 13 does not preclude the use of previous testimony during a subsequent cross-examination if the sole purpose of that cross-examination is to challenge the credibility of an accused who has chosen to testify in the second proceedings.
It must also be remembered that Kuldip and s. 13 of the Charter refer to a very special subset of prior inconsistent statements, in which the prior statement is made by an accused in a proceeding who testifies at a future proceeding and which, if admitted for the truth of its contents, would incriminate him in the second proceeding. Furthermore, s. 13 applies only to a witness who testifies in a "proceeding"; while this Court has yet to explore the outer boundaries of this term, cases decided to date have concentrated on judicial proceedings such as trials and preliminary inquiries: see Dubois. A police interview, even where the witness makes his or her statement under oath, may not be a "proceeding" for the purposes of s. 13. As this precise issue does not arise in this appeal, I will make no further comments on this point.
In my opinion, the voir dire under s. 276 is a proceeding that attracts the protection of s. 13. A prior inconsistent statement in the accused’s testimony on this voir dire could be used later at trial only to impugn his credibility and not to establish his culpability.
(3) Section 276.2(2) – Complainant Non-Compellable
The provisions of ss. 15 and 28 of the Charter guaranteeing equality to men and women, although not determinative should be taken into account in determining the reasonable limitations that should be placed upon the cross-examination of a complainant.
VII. Conclusion
1. Do ss. 276.1(2) (a) and 276.2(2) of the Criminal Code of Canada infringe upon an accused's right to silence and the right not to be compelled to be a witness in proceedings against himself in respect to the offence pursuant to s. 7 and/or s. 11(c) of the Canadian Charter of Rights and Freedoms ?
Answer: No.
2. If the answer to question number one is yes, are the infringements demonstrably justified in a free and democratic society pursuant to s. 1 of the Charter ?
Answer: Not applicable.
3. Do ss. 276(1) , 276(2) (c) and 276.2(2) of the Criminal Code of Canada infringe upon an accused's right to make full answer and defence pursuant to s. 7 and/or s. 11(d) of the Charter ?
Answer: No.
4. If the answer to question number three is yes, are the infringements demonstrably justified in a free and democratic society pursuant to s. 1 of the Charter ?
Answer: Not applicable.
Cases cited
- R. v. Seaboyer; R. v. Gayme 20666, 20835-1991-08-22 p. 603, p. 634, para 19, para 21, para 28, para 11, para 15, para 20 ¶ 1, ¶ 7, ¶ 8, ¶ 10, ¶ 11, ¶ 12, ¶ 15, ¶ 19, ¶ 20, ¶ 22, ¶ 24, ¶ 25, ¶ 30, ¶ 31, ¶ 33, ¶ 34, ¶ 35, ¶ 36, ¶ 38, ¶ 41, ¶ 44, ¶ 45, ¶ 68, ¶ 71
- 17 O.R. (3d) 481 17 O.R. (3d) 481 pp 493 and 497 ¶ 8
- 38 O.R. (3d) 1 38 O.R. (3d) 1 p 21 ¶ 14, ¶ 64
- R. v. Mills 26358-1999-11-25 para. 72, para. 74, para. 75, para 61, para 55, para 94 ¶ 23, ¶ 24, ¶ 25, ¶ 26, ¶ 28, ¶ 30, ¶ 31, ¶ 34, ¶ 37, ¶ 42, ¶ 43, ¶ 71
- R. v. White 26473-1999-06-10 paras 40 and 44, para. 42, para. 76, paras. 40-41, para 45, para 47 ¶ 23, ¶ 29, ¶ 30, ¶ 31, ¶ 49, ¶ 54
- R. v. Lyons 19125-1987-10-15 p 362 ¶ 24
- R. v. O'Connor 24114-1995-12-14 para 122 ¶ 26
- R. v. Osolin 22826-1993-12-16 p 624, pp. 688-89, p. 669, para 28, para 20 ¶ 26, ¶ 52, ¶ 53, ¶ 63, ¶ 70
- R. v. Crosby 24116-1995-06-22 para 17, para. 11, para 14 ¶ 33, ¶ 36, ¶ 42
- Morden A.C.J.O. agrees with R. v. Santocono 91 O.A.C. 26 p 29 ¶ 39
- R. v. Stoddart 37 C.C.C. (3d) 351 pp 365-66 ¶ 42
- R. v. B. (K.G.) 22351-1993-02-25 p 800, para 13 ¶ 46, ¶ 48, ¶ 67
- R. v. Boss 30 O.A.C. 184 p 198 ¶ 47
- R. v. S. (R.J.) 23581-1995-02-02 para 204, paras 81 ¶ 48, ¶ 54
- R. v. Jones 23157-1994-05-12 p 249, p. 249 ¶ 49, ¶ 54
- Lederman and Bryant Lederman and Bryant, supra, at para. 3 para. 3 ¶ 50
- Erven v. The Queen item-2621-1978-12-21 p 931, p. 932 ¶ 51, ¶ 66
- R. v. Oakes 17550-1986-02-28 p 121 ¶ 52
- R. v. Whyte 18530-1988-07-14 p 15 ¶ 52
- R. v. Hebert 21161-1990-06-21 p 164 ¶ 54
- R. v. Dickson 23580-1994-02-02 ¶ 57, ¶ 66
- 81 C.C.C. (3d) 224 81 C.C.C. (3d) 224 p 233 ¶ 57
- Lederman and Bryant Lederman and Bryant, supra, at para. 10 para. 10 ¶ 58
- R. v. Ewanchuk 26493-1999-02-25 para 27, para. 46 ¶ 58, ¶ 59
- R. v. Frederick 57 C.C.C. 340 p 342 ¶ 62
- 31 C.R. (4th) 232 31 C.R. (4th) 232 p 250 ¶ 64
- R. v. Underwood 25787-1998-01-22 paras 6, para 10 ¶ 65
- Dubois v. The Queen 18608-1985-11-21 p 386 ¶ 66, ¶ 67
- R. v. Kuldip 20803-1990-12-07 ¶ 66, ¶ 67
- R. v. Cook 25394-1997-04-24 para 19 ¶ 69
Statutes and regulations cited
-
- s. 276 ¶ 1, ¶ 2, ¶ 3, ¶ 6, ¶ 11, ¶ 19, ¶ 20, ¶ 21, ¶ 22, ¶ 23, ¶ 25, ¶ 26, ¶ 27, ¶ 28, ¶ 30, ¶ 31, ¶ 33, ¶ 35, ¶ 36, ¶ 41, ¶ 42, ¶ 47, ¶ 49, ¶ 51, ¶ 52, ¶ 55, ¶ 57, ¶ 63, ¶ 66, ¶ 67, ¶ 68, ¶ 71
- Sections 276.1 ¶ 2
- 276.2 ¶ 2, ¶ 17
- s. 276(2) ¶ 2, ¶ 10, ¶ 28, ¶ 42, ¶ 43, ¶ 46, ¶ 53, ¶ 68
- s. 271 ¶ 5
- s. 276.1 ¶ 6, ¶ 9, ¶ 60
- s. 276.2 ¶ 6
- s. 276.1(2)(a) ¶ 7, ¶ 15
- s. 276(1) ¶ 7, ¶ 10, ¶ 15, ¶ 32, ¶ 34, ¶ 37, ¶ 38, ¶ 53
- ss. 276(1) ¶ 8, ¶ 18, ¶ 72
- s. 276.1(4)(c) ¶ 10
- s. 276(3) ¶ 10, ¶ 43, ¶ 53, ¶ 64
- section 151 ¶ 17
- 152 ¶ 17
- 153 ¶ 17
- 155 ¶ 17
- 159 ¶ 17
- subsection 160(2) ¶ 17
- (3) ¶ 17
- section 170 ¶ 17
- 171 ¶ 17
- 172 ¶ 17
- 173 ¶ 17
- 271 ¶ 17
- 272 ¶ 17
- 273 ¶ 17
- sections 276.1 ¶ 17
- section 276.2 ¶ 17
- ss. 276.1(2) ¶ 18, ¶ 72
- 276(2) ¶ 18, ¶ 45, ¶ 72
- s. 278.3 ¶ 27
- Section 276(1) ¶ 31, ¶ 33
- Section 276 ¶ 33, ¶ 41, ¶ 43, ¶ 45, ¶ 55, ¶ 59
- Section 276(2) ¶ 37
- s. 276(3)(a) ¶ 43, ¶ 71
- Sections 276(1) ¶ 45
- ss. 276(2) ¶ 52
- 276(3) ¶ 52
- Section 276.1(2)(a) ¶ 52, ¶ 53
- s. 276.1(4)(b) ¶ 55
- Section 276.2 ¶ 59
-
Canadian Charter of Rights and Freedoms ¶ 3, ¶ 7, ¶ 11, ¶ 12, ¶ 14, ¶ 17, ¶ 18, ¶ 22, ¶ 23, ¶ 28, ¶ 32, ¶ 43, ¶ 44, ¶ 49, ¶ 54, ¶ 66, ¶ 67, ¶ 70, ¶ 72
- s. 7 ¶ 3, ¶ 7, ¶ 8, ¶ 11, ¶ 14, ¶ 15, ¶ 18, ¶ 21, ¶ 22, ¶ 23, ¶ 24, ¶ 30, ¶ 32, ¶ 39, ¶ 43, ¶ 48, ¶ 54, ¶ 61, ¶ 72
- s. 11(c) ¶ 3, ¶ 7, ¶ 8, ¶ 11, ¶ 14, ¶ 18, ¶ 22, ¶ 23, ¶ 47, ¶ 48, ¶ 50, ¶ 54, ¶ 55, ¶ 61, ¶ 72
- s. 11(d) ¶ 3, ¶ 7, ¶ 14, ¶ 15, ¶ 18, ¶ 21, ¶ 22, ¶ 23, ¶ 30, ¶ 32, ¶ 39, ¶ 42, ¶ 43, ¶ 50, ¶ 55, ¶ 70, ¶ 72
- s. 276(2)(c) ¶ 7, ¶ 15, ¶ 38, ¶ 39, ¶ 43
- 276(2)(c) ¶ 8
- s. 276.2(2) ¶ 11, ¶ 12, ¶ 61, ¶ 68
- s. 15 ¶ 11, ¶ 70
- s. 28 ¶ 11, ¶ 70
- s. 11 ¶ 15
- s. 1 ¶ 18, ¶ 30, ¶ 72
- Section 276(2)(c) ¶ 37, ¶ 40
- ss. 276.2(3)(b) ¶ 56
- (c) ¶ 56
- s. 13 ¶ 66, ¶ 67
- Section 276.2(2) ¶ 67
-
Unresolved citations