UKPGA-2025-36 Employment Rights Act 2025 UK

Current to 2026-07-01

Contents
preamble

Be it enacted by the King’s most Excellent Majesty, by and with the advice and consent of the Lords Spiritual and Temporal, and Commons, in this present Parliament assembled, and by the authority of the same, as follows:—

Part 1

Employment rights

Zero hours workers, etc

s. 1 — Right to guaranteed hours
s. 1(1)

Part 2A of the Employment Rights Act 1996 (zero hours workers) is amended as follows.

s. 1(2)

In the Part heading, at the end insert “and similar”.

s. 1(3)

Before section 27A insert— .

s. 1(4)

After section 27B insert—

s. 2 — Shifts: rights to reasonable notice

After section 27BI of the Employment Rights Act 1996 (inserted by section 1) insert—

s. 3 — Right to payment for cancelled, moved and curtailed shifts

After section 27BO of the Employment Rights Act 1996 (inserted by section 2) insert—

s. 4 — Agency workers: guaranteed hours and rights relating to shifts
s. 4(1)

After section 27BU of the Employment Rights Act 1996 (inserted by section 3) insert—

s. 4(2)

Schedule 1 inserts Schedule A1 into the Employment Rights Act 1996.

s. 5 — Collective agreements: contracting out
s. 5(1)

The Employment Rights Act 1996 is amended as follows.

s. 5(2)

After section 27BV (inserted by section 4) insert—

s. 5(3)

In section 203 (restrictions on contracting out), in subsection (2), before paragraph (a) insert— .

s. 6 — Amendments relating to sections 1 to 5
s. 6(1)

After section 27BZ1 of the Employment Rights Act 1996 (inserted by section 5) insert—

s. 6(2)

Schedule 2 contains consequential amendments relating to sections 1 to 5.

s. 7 — Repeal of Workers (Predictable Terms and Conditions) Act 2023

The Workers (Predictable Terms and Conditions) Act 2023 is repealed.

s. 8 — Exclusivity terms in zero hours arrangements
s. 8(1)

Section 27B of the Employment Rights Act 1996 (power to make further provision in relation to zero hours workers) is amended as follows.

s. 8(2)

In subsection (1), for “their contracts or arrangements” substitute “their worker’s contracts or their arrangements”.

s. 8(3)

In subsection (2)(b), omit “non-contractual”.

s. 8(4)

In subsection (4)—

s. 8(4)(a)

in the words before paragraph (a)—

s. 8(4)(a)(i)

omit “non-contractual”;

s. 8(4)(a)(ii)

after “arrangement”, in the second place it occurs, insert “(whether contractual or non-contractual)”;

s. 8(4)(b)

in the words after paragraph (b), omit “non-contractual”.

s. 8(5)

In subsection (5)(a)(ii), omit “non-contractual”.

s. 8(6)

In subsection (6)—

s. 8(6)(a)

after “provision for” insert ;

s. 8(6)(b)

after “does not apply” insert— ;

s. 8(6)(c)

at the end of the subsection insert “or (as the case may be) an individual is restricted from doing any work otherwise than under a worker’s contract entered into in accordance with the zero hours arrangement.”

Flexible working

s. 9 — Right to request flexible working
s. 9(1)

Part 8A of the Employment Rights Act 1996 (flexible working) is amended in accordance with subsections (2) to (6).

s. 9(2)

Section 80G (employer’s duties in relation to application for change to working hours, etc) is amended in accordance with subsections (3) to (5).

s. 9(3)

In subsection (1), for paragraph (b) substitute—

s. 9(4)

After subsection (1ZA) insert—

s. 9(5)

After subsection (1D) insert—

s. 9(6)

In section 80H (complaints to employment tribunals), in subsection (1)(a), for “comply with” substitute “act in accordance with”.

s. 9(7)

In section 202 of the Employment Rights Act 1996 (national security), in subsection (2), after paragraph (e) insert— .

Statutory sick pay

s. 10 — Statutory sick pay in Great Britain: removal of waiting period
s. 10(1)

Part 11 of the Social Security Contributions and Benefits Act 1992 (statutory sick pay) is amended as follows.

s. 10(2)

In section 151(1) (employer’s liability), for “sections 152 to 154” substitute “sections 153 and 154”.

s. 10(3)

In section 152 (period of incapacity for work)—

s. 10(3)(a)

omit subsection (1);

s. 10(3)(b)

in subsection (2), for the words from “any” to “is” substitute “a period of one day which is, or of two or more consecutive days each of which is,”.

s. 10(4)

In section 153(1) (period of entitlement), for “second” substitute “first”.

s. 10(5)

In section 154(1) (qualifying days), for “third” substitute “second”.

s. 10(6)

In section 155 (limitations on entitlement), omit subsection (1).

s. 10(7)

In section 156(2) (notification of incapacity for work), omit paragraph (b) (and the “or” at the end of paragraph (a)).

s. 11 — Statutory sick pay in Great Britain: lower earnings limit etc
s. 11(1)

Part 11 of the Social Security Contributions and Benefits Act 1992 (statutory sick pay) is amended as follows.

s. 11(2)

In section 157 (rates of payment), for subsection (1) substitute—

s. 11(3)

In Schedule 11 (circumstances in which periods of entitlement to statutory sick pay do not arise), in paragraph 2, omit paragraph (c) (lower earnings limit).

s. 12 — Statutory sick pay in Northern Ireland: removal of waiting period
s. 12(1)

Part 11 of the Social Security Contributions and Benefits (Northern Ireland) Act 1992 (statutory sick pay) is amended as follows.

s. 12(2)

In section 147(1) (employer’s liability), for “sections 148 to 150” substitute “sections 149 and 150”.

s. 12(3)

In section 148 (period of incapacity for work)—

s. 12(3)(a)

omit subsection (1);

s. 12(3)(b)

in subsection (2), for the words from “any” to “is” substitute “a period of one day which is, or of two or more consecutive days each of which is,”.

s. 12(4)

In section 149(1) (period of entitlement), for “second” substitute “first”.

s. 12(5)

In section 150(1) (qualifying days), for “third” substitute “second”.

s. 12(6)

In section 151 (limitations on entitlement), omit subsection (1).

s. 12(7)

In section 152(2) (notification of incapacity for work), omit paragraph (b) (and the “or” at the end of paragraph (a)).

s. 13 — Statutory sick pay in Northern Ireland: lower earnings limit etc
s. 13(1)

Part 11 of the Social Security Contributions and Benefits (Northern Ireland) Act 1992 (statutory sick pay) is amended as follows.

s. 13(2)

In section 153 (rate of payment), for subsection (1) substitute—

s. 13(3)

In Schedule 11 (circumstances in which periods of entitlement to statutory sick pay do not arise), in paragraph 2, omit paragraph (c) (lower earnings limit).

Tips and gratuities, etc

s. 14 — Policy about allocating tips etc: consultation and review
s. 14(1)

Section 27I of the Employment Rights Act 1996 (written policy about allocation of tips etc) is amended as follows.

s. 14(2)

After subsection (2) insert—

s. 14(3)

After subsection (3) insert—

s. 14(4)

After subsection (6) insert—

Entitlements to leave

s. 15 — Parental leave: removal of qualifying period of employment

In section 76 of the Employment Rights Act 1996 (entitlement to parental leave), in subsection (1), omit paragraph (a) (and the “and” after it).

s. 16 — Paternity leave: removal of qualifying period of employment
s. 16(1)

In section 80A of the Employment Rights Act 1996 (entitlement to paternity leave: birth)—

s. 16(1)(a)

in subsection (1), omit paragraph (a);

s. 16(1)(b)

in subsection (6A), omit paragraph (a).

s. 16(2)

In section 80B of that Act (entitlement to paternity leave: adoption)—

s. 16(2)(a)

in subsection (1), omit paragraph (a);

s. 16(2)(b)

in subsection (6C), omit paragraph (a).

s. 17 — Ability to take paternity leave following shared parental leave
s. 17(1)

In section 80A of the Employment Rights Act 1996 (entitlement to paternity leave: birth)—

s. 17(1)(a)

omit subsection (4A);

s. 17(1)(b)

in subsection (6A), omit paragraph (c).

s. 17(2)

In section 80B of that Act (entitlement to paternity leave: adoption)—

s. 17(2)(a)

omit subsection (4A);

s. 17(2)(b)

in subsection (6C), omit paragraph (c).

s. 17(3)

In section 171ZE of the Social Security Contributions and Benefits Act 1992 (rate and period of statutory paternity pay), in subsection (3A), omit paragraph (b) (and the “or” before it).

s. 17(4)

In consequence of the amendments made by subsections (1)(a) and (2)(a), in section 118 of the Children and Families Act 2014, omit subsections (6) and (7).

s. 18 — Bereavement leave
s. 18(1)

The Employment Rights Act 1996 is amended in accordance with subsections (2) to (11).

s. 18(2)

In Chapter 4 of Part 8, in the heading, for “Parental bereavement leave” substitute “Bereavement leave”.

s. 18(3)

In section 80EA (parental bereavement leave)—

s. 18(3)(a)

in subsection (1), for “bereaved parent” substitute “bereaved person”;

s. 18(3)(b)

for subsection (2) substitute— ;

s. 18(3)(c)

in subsection (3), for “The conditions” substitute “In a case where the person who has died is a child, the conditions”;

s. 18(3)(d)

after subsection (3) insert— ;

s. 18(3)(e)

in subsection (4)(a), omit “in respect of a child”;

s. 18(3)(f)

in subsection (5), before “a child” insert “the death of”;

s. 18(3)(g)

after subsection (5) insert— ;

s. 18(3)(h)

in subsection (6), for “the date of the child’s death” substitute “the specified day”;

s. 18(3)(i)

for subsection (7) substitute— ;

s. 18(3)(j)

in subsection (9)—

s. 18(3)(j)(i)

in the definition of “child”, after “stillbirths” insert “after twenty-four weeks of pregnancy”;

s. 18(3)(j)(ii)

after the definition of “child” insert— ;

s. 18(3)(k)

in the heading, for “Parental bereavement” substitute “Bereavement”.

s. 18(4)

In section 47C (rights not to suffer detriment: leave for family and domestic reasons), in subsection (2)(cb), omit “parental”.

s. 18(5)

In section 75I (rights during and after shared parental leave), in subsection (3)(f), omit “parental”.

s. 18(6)

In section 80C (rights during and after paternity leave), in subsections (2)(bb) and (4)(bb), omit “parental”.

s. 18(7)

In section 80EG (rights during and after neonatal care leave), in subsection (2)(f), omit “parental”.

s. 18(8)

In section 88 (termination of employment: employments with normal working hours)—

s. 18(8)(a)

in subsection (1)(c), for “parental bereavement leave,” substitute “bereavement leave,”;

s. 18(8)(b)

in subsection (2), for “parental bereavement pay”, in the first place it occurs, substitute “bereavement pay”.

s. 18(9)

In section 89 (termination of employment: employments without normal working hours)—

s. 18(9)(a)

in subsection (3)(b), for “parental bereavement leave,” substitute “bereavement leave,”;

s. 18(9)(b)

in subsection (4), for “parental bereavement pay”, in the first place it occurs, substitute “bereavement pay”.

s. 18(10)

In section 99 (unfair dismissal: leave for family reasons), in subsection (3)(cb), omit “parental”.

s. 18(11)

In section 235(1) (other definitions)—

s. 18(11)(a)

before the definition of “business” insert— ;

s. 18(11)(b)

omit the definition of “parental bereavement leave”.

s. 18(12)

In Schedule 5 to the Income Tax (Earnings and Pensions) Act 2003 (enterprise management incentives), in paragraph 26(3)(b), for “parental bereavement leave” substitute “bereavement leave”.

s. 18(13)

In the Income Tax Act 2007—

s. 18(13)(a)

in section 186A (enterprise investment schemes: the number of employees requirement), in subsection (4)(b)(i), for “parental bereavement” substitute “bereavement”;

s. 18(13)(b)

in section 257DJ (seed enterprise investment schemes: the number of employees requirement), in subsection (4)(b)(i), for “parental bereavement” substitute “bereavement”;

s. 18(13)(c)

in section 257MH (tax relief for social investments: the number of employees requirement), in subsection (4)(b)(i), for “parental bereavement” substitute “bereavement”;

s. 18(13)(d)

in section 297A (venture capital trusts: the number of employees requirement), in subsection (4)(b)(i), for “parental bereavement” substitute “bereavement”.

s. 18(14)

In the Schedule to the Parental Bereavement (Leave and Pay) Act 2018, omit paragraphs 25(2), 26(2) and 28(a).

s. 19 — Review of extent of right to time off for public duties
s. 19(1)

The Secretary of State must, before the end of the relevant period—

s. 19(1)(a)

review the purposes for which employers are required to permit their employees to take time off in accordance with section 50 of the Employment Rights Act 1996 (right to time off for public duties), and

s. 19(1)(b)

publish a report setting out the findings of the review.

s. 19(2)

In carrying out the review, the Secretary of State must, in particular, consider whether employers should be required to permit their employees to take time off in accordance with that section for the purposes of performing the functions of a special constable.

s. 19(3)

In this section— “the relevant period” means the period of 12 months beginning with the day on which this Act is passed; “special constable” means— a person appointed as a special constable for a police area in England and Wales, a person appointed as a special constable under section 25 of the Railways and Transport Safety Act 2003 (special constables of the British Transport Police Force), or a person appointed as a special constable under section 9 of the Police and Fire Reform (Scotland) Act 2012 (asp 8) (special constables of the Police Service of Scotland).

Protection from harassment and discrimination

s. 20 — Employers to take all reasonable steps to prevent sexual harassment

In section 40A of the Equality Act 2010 (employer duty to prevent sexual harassment of employees), in subsection (1), before “reasonable steps” insert “all”.

s. 21 — Harassment by third parties

In section 40 of the Equality Act 2010 (employees and applicants: harassment), after subsection (1) insert—

s. 22 — Sexual harassment: power to make provision about “reasonable steps”
s. 22(1)

The Equality Act 2010 is amended as follows.

s. 22(2)

In Part 5 (work), in Chapter 1 (employment, etc), after section 40A insert—

s. 22(3)

In Part 16 (general and miscellaneous), in section 208(5) (regulations subject to affirmative procedure), after paragraph (a) insert— .

s. 23 — Protection of disclosures relating to sexual harassment
s. 23(1)

Part 4A of the Employment Rights Act 1996 (protected disclosures) is amended as follows.

s. 23(2)

In section 43B (disclosures qualifying for protection), in subsection (1), after paragraph (d) insert— .

s. 23(3)

In section 43L(1) (other interpretative provisions), after the definition of “the relevant failure” insert—

s. 24 — Contractual duties of confidentiality relating to harassment and discrimination
s. 24(1)

The Employment Rights Act 1996 is amended as follows.

s. 24(2)

After section 202 insert—

s. 24(3)

In section 192(2) (provisions of Act which have effect in relation to armed forces)—

s. 24(3)(a)

omit the “and” at the end of paragraph (e);

s. 24(3)(b)

for paragraph (f) substitute—

s. 24(4)

In section 193 (provisions of Act which do not apply in relation to the security services), for “section 47B” substitute “sections 47B and 202A”.

s. 24(5)

In section 236(3) (regulations subject to affirmative procedure), after “125(7)” insert “, 202A”.

Dismissal

s. 25 — Right not to be unfairly dismissed: qualifying period and compensation
s. 25(1)

Part 10 of the Employment Rights Act 1996 (unfair dismissal) is amended in accordance with subsections (2) and (3).

s. 25(2)

In section 108 (qualifying period of employment)—

s. 25(2)(a)

in subsection (1), for “two years” substitute “six months”;

s. 25(2)(b)

in subsection (2), for ““two years”” substitute ““six months””.

s. 25(3)

Omit section 124 (limit of compensatory award etc).

s. 25(4)

In section 209 of that Act (powers to amend Act), in subsection (5), omit “108(1),”.

s. 25(5)

Schedule 3 contains minor and consequential amendments relating to this section.

s. 26 — Dismissal during pregnancy
s. 26(1)

Part 5B of the Employment Rights Act 1996 (redundancy during a protected period of pregnancy) is amended as follows.

s. 26(2)

Section 49D (redundancy during a protected period of pregnancy) is amended in accordance with subsections (3) to (5).

s. 26(3)

In the heading, after “Redundancy” insert “or dismissal”.

s. 26(4)

After subsection (1) insert—

s. 26(5)

In subsection (3), after “subsection (1)” insert “or (1A)”.

s. 26(6)

After section 49D insert—

s. 26(7)

In the heading of Part 5B, after “Redundancy” insert “or dismissal”.

s. 27 — Dismissal following period of statutory family leave
s. 27(1)

Part 8 of the Employment Rights Act 1996 (leave for family reasons) is amended as follows.

s. 27(2)

In section 74 (maternity leave: redundancy and dismissal), in subsection (2), after “during” insert “, or after,”.

s. 27(3)

In section 75C (adoption leave: redundancy and dismissal), in subsection (1)(b), after “during” insert “, or after,”.

s. 27(4)

In section 75J (shared parental leave: redundancy and dismissal), in subsection (1)(b), after “during” insert “, or after,”.

s. 27(5)

In section 80D (paternity leave: special cases)—

s. 27(5)(a)

in subsection (1A)(b), after “bereaved employee” insert “, or dismissal of a bereaved employee (other than by reason of redundancy),”;

s. 27(5)(b)

in subsection (3)(b), for the words from “where” to the end substitute “where the relevant person dies.

s. 27(6)

In section 80EH (neonatal care leave: special cases), in subsection (1)(b), after “during” insert “or after”.

s. 28 — Dismissal for failing to agree to variation of contract, etc
s. 28(1)

The Employment Rights Act 1996 is amended as follows.

s. 28(2)

Part 10 (unfair dismissal) is amended in accordance with subsections (3) to (5).

s. 28(3)

Before section 105 insert—

s. 28(4)

In section 105 (redundancy), in the heading, after “Redundancy” insert “: other cases”.

s. 28(5)

In section 108 (qualifying period of employment), in subsection (3), before paragraph (h) insert— .

s. 28(6)

In section 236 (orders and regulations), in subsection (3) (regulations subject to affirmative procedure), after “99,” insert “104I, 104J(5)(f), 104K(7)(d),”.

Part 2

Other matters relating to employment

Procedure for handling redundancies

s. 29 — Collective redundancy: extended application of requirements
s. 29(1)

Chapter 2 of Part 4 of the Trade Union and Labour Relations (Consolidation) Act 1992 (procedure for handling redundancies) is amended as follows.

s. 29(2)

In section 188 (duty of employer to consult representatives)—

s. 29(2)(a)

before subsection (1) insert— ;

s. 29(2)(b)

in subsection (1), for the words from “Where” to “the employer” substitute “The employer”;

s. 29(2)(c)

in subsection (1A), for “(1)” substitute “(A1)”;

s. 29(2)(d)

after subsection (2) insert— ;

s. 29(2)(e)

in subsection (4)—

s. 29(2)(e)(i)

in paragraph (c), at the beginning insert “where the employees whom it is proposed to dismiss as redundant are at only one establishment,”;

s. 29(2)(e)(ii)

after paragraph (c) insert— .

s. 29(3)

In section 193 (duty of employer to notify Secretary of State of certain redundancies)—

s. 29(3)(a)

omit subsection (1);

s. 29(3)(b)

before subsection (2) insert— ;

s. 29(3)(c)

in subsection (2)—

s. 29(3)(c)(i)

for the words from “An employer” to “period” substitute “The employer”;

s. 29(3)(c)(ii)

omit paragraphs (a) and (b);

s. 29(3)(d)

after subsection (2) insert— ;

s. 29(3)(e)

in subsection (3), for “(1) or (2)” substitute “(1A)”;

s. 29(3)(f)

in subsection (4)(a), omit the words from “in relation to the establishment” to the end;

s. 29(3)(g)

in subsection (6), omit “(1) or”;

s. 29(3)(h)

in subsection (7), for “(1)” substitute “(2)”.

s. 29(4)

In section 193A (redundancies of ships’ crew)—

s. 29(4)(a)

in subsection (1)(a), omit “193(1) or”;

s. 29(4)(b)

in subsection (2), for “section 193(1) or (2)” substitute “section 193(2)”.

s. 29(5)

After section 195 insert—

s. 29(6)

In section 197 (power to vary provisions), in subsection (1)—

s. 29(6)(a)

in paragraph (a), for “188(2) and 193(1)” substitute “188(1A) and 193(2A)(b)”;

s. 29(6)(b)

in the words after paragraph (b), for “188(2) and 193(1)” substitute “188(1A) and 193(2A)(b)”.

s. 29(7)

In section 198A (employees being transferred to the employer from another undertaking)—

s. 29(7)(a)

in subsection (1)(b), for the words from “20 or more employees” to “or less,” substitute ;

s. 29(7)(b)

in subsection (4)(a)—

s. 29(7)(b)(i)

for “and as if” substitute “and, where relevant, as if”;

s. 29(7)(b)(ii)

for “(1)(b)” substitute “(1)(b)(ii)”.

s. 30 — Collective redundancy consultation: protected period
s. 30(1)

Chapter 2 of Part 4 of the Trade Union and Labour Relations (Consolidation) Act 1992 (procedure for handling redundancies) is amended as follows.

s. 30(2)

In section 189 (duty to consult representatives: complaint and protective award), in subsection (4), in the words after paragraph (b), for “90” substitute “180”.

s. 30(3)

In section 197 (power to vary provisions), in subsection (1)(b), for “periods” substitute “period”.

s. 31 — Collective redundancy notifications: ships’ crew
s. 31(1)

In the Trade Union and Labour Relations (Consolidation) Act 1992, section 193A is amended in accordance with subsections (2) to (5).

s. 31(2)

For the heading substitute “Application of section 193 in certain cases involving redundancies of ships’ crew”.

s. 31(3)

In subsection (1)—

s. 31(3)(a)

in the words before paragraph (a), for “has effect subject to this section” substitute “applies with the modifications set out in subsections (2) and (3)”;

s. 31(3)(b)

in paragraph (b)—

s. 31(3)(b)(i)

at the beginning insert “some or all of”;

s. 31(3)(b)(ii)

for “vessel” substitute “ship”.

s. 31(4)

In subsection (2)—

s. 31(4)(a)

before “to the competent authority” insert “, so far as relating to the members of crew of a ship within subsection (1)(b),”;

s. 31(4)(b)

for “vessel” substitute “ship”;

s. 31(4)(c)

for “instead of” substitute “as well as”.

s. 31(5)

After subsection (2) insert—

s. 31(6)

In section 285 of the Trade Union and Labour Relations (Consolidation) Act 1992 (employment outside Great Britain)—

s. 31(6)(a)

in subsection (1B), after “United Kingdom” insert “or a GB-linked ship”;

s. 31(6)(b)

after subsection (2) insert—

Public sector outsourcing: protection of workers

s. 32 — Public sector outsourcing: protection of workers
s. 32(1)

The Procurement Act 2023 is amended as follows.

s. 32(2)

After Part 5 insert—

s. 32(3)

In section 2 (contracting authorities), after subsection (1) insert—

s. 32(4)

In section 122 (regulations)—

s. 32(4)(a)

in subsection (4) (regulations of Ministers of the Crown subject to affirmative procedure), after paragraph (i) insert— ;

s. 32(4)(b)

in subsection (10) (regulations of Welsh Ministers subject to affirmative procedure), after paragraph (g) insert— ;

s. 32(4)(c)

in subsection (14) (regulations of Scottish Ministers subject to affirmative procedure), before paragraph (a) insert— .

s. 32(5)

In section 123 (interpretation), in subsection (1), in the definition of “appropriate authority”, at the end insert— .

s. 32(6)

In section 124 (index of defined expressions), for the entry for “appropriate authority” substitute— .

s. 32(7)

In Schedule 9A (procurement by devolved Scottish authorities), at the appropriate place insert— .

Duties of employers relating to equality

s. 33 — Equality action plans
s. 33(1)

The Equality Act 2010 is amended as follows.

s. 33(2)

In Part 5 (work), in Chapter 3 (equality of terms), after section 78 insert—

s. 33(3)

In Part 16 (general and miscellaneous), in section 208(5) (regulations subject to affirmative procedure), after paragraph (b) insert— .

s. 34 — Provision of information relating to outsourced workers
s. 34(1)

The Equality Act 2010 is amended as follows.

s. 34(2)

In section 78 (gender pay gap information), after subsection (3) insert—

s. 34(3)

In section 153 (power to impose specific duties on public authorities), after subsection (1) insert—

s. 34(4)

In section 154 (power to impose specific duties: cross-border public authorities), after subsection (3) insert—

Annual leave records

s. 35 — Duty to keep records relating to annual leave
s. 35(1)

The Working Time Regulations 1998 (S.I. 1998/1833) are amended as follows.

s. 35(2)

In Part 2 (rights and obligations concerning working time), after regulation 16A insert—

s. 35(3)

In regulation 29 (offences), in paragraph (1), after “the relevant requirements” insert “or with regulation 16B(1)”.

s. 35(4)

In regulation 29C (restriction on institution of proceedings in England and Wales)—

s. 35(4)(a)

the existing provision becomes paragraph (1);

s. 35(4)(b)

after that paragraph insert—

Employment businesses

s. 36 — Extension of regulation of employment businesses

In section 13 of the Employment Agencies Act 1973 (interpretation), for subsection (3) substitute—

Employment of children on heritage railways

s. 37 — Guidance about the employment of children on heritage railways
s. 37(1)

The Office of Rail and Road and the Health and Safety Executive, acting jointly, must, before the end of the relevant 12-month period, prepare and publish guidance setting out circumstances in which a child carrying out activities for the purposes of a heritage railway in Great Britain is, or is not, to be regarded as employed in an industrial undertaking for the purposes of section 1 of the Employment of Women, Young Persons and Children Act 1920 (restrictions on the employment of children in industrial undertakings).

s. 37(2)

The Office of Rail and Road and the Health and Safety Executive, acting jointly—

s. 37(2)(a)

may from time to time revise guidance published under this section;

s. 37(2)(b)

must publish any revisions of that guidance.

s. 37(3)

In this section— “heritage railway” means a railway which— is operated for the purposes of— preserving, recreating or simulating railways of the past, or demonstrating or operating historical or special types of motive power or rolling stock, and is exclusively or primarily used for recreational or educational purposes; “railway” includes a tramway; “the relevant 12-month period” means the period of 12 months beginning with the day on which this Act is passed.

Part 3

Pay and conditions in particular sectors

s. 38 — Pay and conditions of school support staff in England

Schedule 4 contains provision establishing the School Support Staff Negotiating Body.

Social Care Negotiating Bodies

s. 39 — Power to establish Social Care Negotiating Body
s. 39(1)

For the purposes of this Chapter, the Secretary of State may by regulations provide for there to be a body in England known as the Adult Social Care Negotiating Body for England.

s. 39(2)

For the purposes of this Chapter, the Welsh Ministers may, with the agreement of the Secretary of State, by regulations provide for there to be a body in Wales known as the Social Care Negotiating Body for Wales.

s. 39(3)

For the purposes of this Chapter, the Scottish Ministers may, with the agreement of the Secretary of State, by regulations provide for there to be a body in Scotland known as the Social Care Negotiating Body for Scotland.

s. 39(4)

Any power of the Welsh Ministers or the Scottish Ministers to make regulations under the remaining provisions of this Chapter may not be exercised without the agreement of the Secretary of State.

s. 39(5)

In this Chapter— “the appropriate authority”— in relation to the Adult Social Care Negotiating Body for England, means the Secretary of State; in relation to the Social Care Negotiating Body for Wales, means the Welsh Ministers; in relation to the Social Care Negotiating Body for Scotland, means the Scottish Ministers; “Negotiating Body” means a body established by regulations under this section.

s. 40 — Membership, procedure, etc of Negotiating Body
s. 40(1)

Where the appropriate authority provides for there to be a Negotiating Body under section 39, the authority may by regulations make further provision about the Negotiating Body.

s. 40(2)

The provision that may be made by regulations under this section includes, among other things—

s. 40(2)(a)

provision about membership of the Negotiating Body, including (among other things)—

s. 40(2)(a)(i)

provision about the appointment of members;

s. 40(2)(a)(ii)

provision about the number of members, or the number of members of a specified description, which the Negotiating Body is to have (see also subsection (3));

s. 40(2)(a)(iii)

provision about the termination of appointments;

s. 40(2)(b)

provision for the appointment of a person to chair the Negotiating Body, including (among other things) provision for that person to be, or not to be, a person of a specified description;

s. 40(2)(c)

provision about how the Negotiating Body makes its decisions;

s. 40(2)(d)

provision for the Negotiating Body to keep records of a specified description;

s. 40(2)(e)

provision for the payment of fees or expenses by the appropriate authority to members of the Negotiating Body;

s. 40(2)(f)

provision for staff or facilities to be provided to the Negotiating Body by the appropriate authority;

s. 40(2)(g)

provision about reports, including (among other things) provision requiring the Negotiating Body to publish reports at specified times or about specified matters.

s. 40(3)

Regulations under this section—

s. 40(3)(a)

must provide that the persons appointed as members of the Negotiating Body include—

s. 40(3)(a)(i)

officials of one or more trade unions that represent the interests of social care workers;

s. 40(3)(a)(ii)

persons representing the interests of employers of social care workers;

s. 40(3)(b)

may provide for other descriptions of person to be appointed as members of the Negotiating Body.

s. 40(4)

Regulations under this section may provide that the validity of anything done by the Negotiating Body is not affected by a vacancy or a defective appointment.

s. 40(5)

Regulations under this section may amend any enactment in consequence of the establishment of the Negotiating Body.

s. 40(6)

In this section “specified” means specified in the regulations.

s. 41 — Matters within Negotiating Body’s remit
s. 41(1)

For the purposes of this Chapter, the matters within a Negotiating Body’s remit are matters that relate to any of the following—

s. 41(1)(a)

the remuneration of relevant social care workers, or of relevant social care workers of a specified description;

s. 41(1)(b)

terms and conditions of employment of relevant social care workers, or of relevant social care workers of a specified description;

s. 41(1)(c)

any other specified matters relating to employment as a relevant social care worker, or as a relevant social care worker of a specified description.

s. 41(2)

In subsection (1)— “relevant social care worker”, in relation to a Negotiating Body, means a social care worker employed in, or in connection with, the provision of social care in the area for which the Negotiating Body is established; “specified” means specified in regulations made by the appropriate authority.

s. 42 — Meaning of “social care worker”
s. 42(1)

In this Chapter “social care worker” means—

s. 42(1)(a)

in relation to England, a person who is employed wholly or mainly in, or in connection with, the provision of social care to individuals aged 18 or over;

s. 42(1)(b)

in relation to Wales or Scotland, a person who is employed wholly or mainly in, or in connection with, the provision of social care to any individual.

s. 42(2)

For the purposes of subsection (1), “social care” includes any form of personal care or other practical assistance provided for individuals who, by reason of age, illness, disability, pregnancy, childbirth, dependence on alcohol or drugs, or any other similar circumstances, are in need of such care or other assistance.

Consideration of matters by Negotiating Body

s. 43 — Consideration of matters by Negotiating Body
s. 43(1)

The appropriate authority may by regulations make provision about the consideration by a Negotiating Body of matters within its remit.

s. 43(2)

The provision that may be made by regulations under this section includes, among other things—

s. 43(2)(a)

provision about the circumstances in which the Negotiating Body may, or must, consider a matter within its remit, including (among other things) provision requiring it to consider any matter referred to it by the appropriate authority;

s. 43(2)(b)

provision specifying, or enabling the appropriate authority to specify, factors to which the Negotiating Body may, or must, have regard when considering a matter;

s. 43(2)(c)

provision specifying, or enabling the appropriate authority to specify, conditions that must be met in relation to any agreement reached by the Negotiating Body about a matter, including (among others) conditions relating to funding;

s. 43(2)(d)

provision requiring members of the Negotiating Body to provide the Negotiating Body with information, or information of a specified description, for the purposes of enabling it to consider, or reach an agreement about, a matter;

s. 43(2)(e)

provision requiring the Negotiating Body, if it reaches an agreement about a matter, to submit the agreement to the appropriate authority;

s. 43(2)(f)

provision requiring the Negotiating Body to take any specified steps before a date notified to it by the appropriate authority.

s. 43(3)

In this section “specified” means specified in the regulations.

s. 44 — Reconsideration by Negotiating Body
s. 44(1)

The appropriate authority may by regulations provide that, in a case where a Negotiating Body submits an agreement to the appropriate authority, the authority may refer the agreement back to the Negotiating Body for reconsideration, or may do so in specified circumstances.

s. 44(2)

The appropriate authority may by regulations make provision about what happens where an agreement is referred back to a Negotiating Body as mentioned in subsection (1).

s. 44(3)

The provision that may be made by regulations under subsection (2) includes, among other things—

s. 44(3)(a)

provision requiring the Negotiating Body to reconsider the agreement;

s. 44(3)(b)

provision specifying, or enabling the appropriate authority to specify, factors to which the Negotiating Body may, or must, have regard when reconsidering the agreement;

s. 44(3)(c)

provision specifying, or enabling the appropriate authority to specify, conditions that must be met in relation to any revised agreement reached by the Negotiating Body about a matter, including (among others) conditions relating to funding;

s. 44(3)(d)

provision requiring members of the Negotiating Body to provide the Negotiating Body with information, or information of a specified description, for the purposes of enabling it to reconsider the agreement;

s. 44(3)(e)

provision specifying steps which the Negotiating Body may or must take after reconsidering the agreement, including, in particular, submitting the original agreement, or a revised agreement, to the appropriate authority;

s. 44(3)(f)

provision requiring the Negotiating Body to take any specified steps before a date notified to it by the appropriate authority.

s. 44(4)

In this section “specified” means specified in the regulations.

s. 45 — Failure to reach an agreement
s. 45(1)

The appropriate authority may by regulations make provision about cases where a Negotiating Body is unable to reach an agreement about a matter.

s. 45(2)

The provision that may be made by regulations under this section includes, among other things—

s. 45(2)(a)

provision for resolving disagreements about any matter;

s. 45(2)(b)

provision conferring functions on the appropriate authority or a person specified in the regulations;

s. 45(2)(c)

provision requiring the Negotiating Body to act in accordance with a decision of the appropriate authority or a person specified in the regulations.

Giving effect to agreements of Negotiating Body

s. 46 — Power to ratify agreements
s. 46(1)

This section applies if a Negotiating Body submits an agreement to the appropriate authority in accordance with regulations under section 43 or 44.

s. 46(2)

The appropriate authority may make regulations ratifying the agreement—

s. 46(2)(a)

in full, or

s. 46(2)(b)

to the extent specified in the regulations.

s. 47 — Effect of regulations ratifying agreement
s. 47(1)

This section applies if the appropriate authority makes regulations under section 46 ratifying (to any extent) an agreement submitted by a Negotiating Body.

s. 47(2)

If the agreement relates to a social care worker’s remuneration, the social care worker’s remuneration is to be determined and paid in accordance with the agreement.

s. 47(3)

A provision of the agreement that relates to any other term or condition of a social care worker’s employment has effect as a term of the social care worker’s contract.

s. 47(4)

A term of that contract has no effect to the extent that it makes provision that is prohibited by, or is otherwise inconsistent with, the agreement.

s. 47(5)

Subsections (2) to (4)—

s. 47(5)(a)

do not apply in relation to a term or condition of a social care worker’s employment if, and to the extent that, giving effect to the agreement would alter the term or condition to the social care worker’s detriment;

s. 47(5)(b)

do not prevent the terms and conditions of a social care worker’s employment from including a term or condition that is more favourable to the social care worker than that which would otherwise have effect by virtue of those subsections.

Power of appropriate authority to deal with matters

s. 48 — Power of appropriate authority to deal with matters
s. 48(1)

This section applies where— In paragraph (b) “specified” means specified in regulations made by the appropriate authority.

s. 48(1)(a)

a Negotiating Body notifies the appropriate authority that it has been unable to reach an agreement on a matter referred to it, and

s. 48(1)(b)

any other specified conditions are met.

s. 48(2)

The appropriate authority may by regulations make provision about the matter.

s. 48(3)

Regulations under subsection (2) may provide that the regulations are to have effect for determining the terms and conditions of employment of social care workers to whom the regulations apply.

s. 48(4)

If the regulations make provision within subsection (3), subsections (5) to (7) apply (but see subsection (8)).

s. 48(5)

If the regulations relate to a social care worker’s remuneration, the social care worker’s remuneration is to be determined and paid in accordance with the regulations.

s. 48(6)

A provision of the regulations that relates to any other term or condition of a social care worker’s employment has effect as a term of the social care worker’s contract.

s. 48(7)

A term of that contract has no effect to the extent that it makes provision that is prohibited by, or is otherwise inconsistent with, the regulations.

s. 48(8)

Subsections (5) to (7)—

s. 48(8)(a)

do not apply in relation to a term or condition of a social care worker’s employment if, and to the extent that, giving effect to the regulations would alter the term or condition to the social care worker’s detriment;

s. 48(8)(b)

do not prevent the terms and conditions of a social care worker’s employment from including a term or condition that is more favourable to the social care worker than that which would otherwise have effect by virtue of those subsections.

Guidance etc

s. 49 — Guidance and codes of practice
s. 49(1)

The appropriate authority may by regulations make provision about the issuing of guidance or codes of practice by the authority in relation to—

s. 49(1)(a)

agreements submitted by a Negotiating Body in accordance with regulations under section 43 or 44;

s. 49(1)(b)

regulations made by the authority under section 48.

s. 49(2)

Regulations under this section may, among other things—

s. 49(2)(a)

impose duties on specified persons, or persons of a specified description, in relation to any provision of guidance or a code of practice;

s. 49(2)(b)

make provision about the consequences of a failure to comply with any duty imposed by virtue of paragraph (a).

s. 49(3)

The provision that may be made by virtue of subsection (2)(b) includes, among other things, provision for the failure to be taken into account in any proceedings before a court or tribunal, including (among other things) for the purpose of determining the amount of any financial award.

s. 49(4)

Regulations under this section that by virtue of subsection (2)(b) make provision about the consequences of a failure to comply with a duty imposed by the regulations in relation to a provision of guidance or a code of practice must provide for the guidance or code to be laid before the appropriate legislature and subject to the procedure specified.

s. 49(5)

In this section— “the appropriate legislature” means— in the case of regulations of the Secretary of State, Parliament; in the case of regulations of the Welsh Ministers, Senedd Cymru; in the case of regulations of the Scottish Ministers, the Scottish Parliament; “specified” means specified in the regulations.

Enforcement

s. 50 — Duty of employers to keep records
s. 50(1)

For the purposes of this Chapter, the Secretary of State may by regulations make provision requiring employers—

s. 50(1)(a)

to keep, in a specified form and manner, records of a specified description;

s. 50(1)(b)

to preserve those records for a specified period.

s. 50(2)

Regulations under this section may provide for the following provisions of the National Minimum Wage Act 1998 to apply, with or without modifications, in relation to records which an employer is required to keep and preserve by virtue of the regulations—

s. 50(2)(a)

section 10 (worker’s right of access to records);

s. 50(2)(b)

section 11 (failure of employer to allow access to records);

s. 50(2)(c)

section 11A (extension of time limit to facilitate conciliation before institution of proceedings).

s. 50(3)

Regulations under this section that provide for any of those provisions of that Act to apply in relation to such records may provide for section 49 of that Act (restrictions on contracting out) to apply, with or without modifications, in relation to the application of those provisions by the regulations.

s. 50(4)

In this section “specified” means specified in the regulations.

Agency workers

s. 51 — Agency workers who are not otherwise “workers”
s. 51(1)

This section applies in any case where an individual (the “agency worker”)—

s. 51(1)(a)

is supplied by a person (the “agent”) to do work for another (the “principal”) under a contract or other arrangements made between the agent and the principal,

s. 51(1)(b)

is not, as respects that work, a worker, because of the absence of a worker’s contract between the individual and the agent or the principal, and

s. 51(1)(c)

is not a party to a contract under which the individual undertakes to do the work for another party to the contract whose status is, by virtue of the contract, that of a client or customer of any profession or business undertaking carried on by the individual.

s. 51(2)

The provisions of this Chapter (other than this section) have effect as if there were a worker’s contract for the doing of the work by the agency worker made between the agency worker and—

s. 51(2)(a)

whichever of the agent and the principal is responsible for paying the agency worker in respect of the work, or

s. 51(2)(b)

if neither the agent nor the principal is so responsible, whichever of them pays the agency worker in respect of the work.

s. 51(3)

For the purposes of Part 2 of the Employment Rights Act 1996 (protection of wages), as it applies in relation to the entitlements conferred by sections 47(2) and 48(5)—

s. 51(3)(a)

if at any time the agency worker and the person who, as a result of this section, is the person’s employer for the purposes of this Chapter would not (apart from this subsection) be regarded as the worker and the employer for the purposes of that Part, they are to be so regarded;

s. 51(3)(b)

it is to be assumed that there was a worker’s contract between those persons at that time.

s. 51(4)

If there would (in the absence of this section) be no worker’s contract between the agency worker and the person who, as a result of this section, is the person’s employer for the purposes of this Chapter, for the purpose of enforcing any entitlement conferred by section 47(2) or (3) or 48(5) or (6) in civil proceedings on a claim in contract it is to be assumed that there is (or was) such a contract between those persons.

s. 51(5)

Any reference in this section to doing work includes a reference to performing services, and “work” is to be read accordingly.

Supplementary and general

s. 52 — Regulations under section 46 or 48: supplementary
s. 52(1)

Regulations under section 46 or 48 may make provision that has retrospective effect.

s. 52(2)

Regulations under section 46 or 48 may make provision by reference to—

s. 52(2)(a)

an agreement submitted by a Negotiating Body to the appropriate authority, or

s. 52(2)(b)

any other document.

s. 52(3)

If regulations under section 46 or 48 make provision by virtue of subsection (2), they must include provision about the publication of the agreement or other document.

s. 53 — Regulations under this Chapter
s. 53(1)

Regulations under this Chapter may confer a discretion on a person when dealing with any matter.

s. 53(2)

Regulations under section 46 are subject to the negative resolution procedure.

s. 53(3)

Regulations under any other provision of this Chapter are subject to the affirmative resolution procedure.

s. 54 — Status of agreements, etc

The Secretary of State may by regulations provide that—

s. 54(a)

nothing done by a Negotiating Body, or by members of a Negotiating Body acting in that capacity, is to be regarded as collective bargaining for the purposes of section 178 of the Trade Union and Labour Relations (Consolidation) Act 1992;

s. 54(b)

any reference to a collective agreement within the meaning of that Act does not include an agreement reached by a Negotiating Body.

s. 55 — Interpretation of this Chapter
s. 55(1)

In this Chapter— “the appropriate authority” has the meaning given by section 39(5); “contract of employment” means a contract of service or apprenticeship, whether express or implied, and (if it is express) whether oral or in writing; “employer”, in relation to a worker, means the person by whom the worker is (or, where the employment has ceased, was) employed; “employment” means employment under a worker’s contract; and “employed” is to be read accordingly; “enactment” means— an Act of Parliament, a Measure or Act of the National Assembly for Wales or an Act of Senedd Cymru, or an Act of the Scottish Parliament; “Negotiating Body” has the meaning given by section 39(5); “official”, in relation to a trade union, has the meaning given by section 119 of the Trade Union and Labour Relations (Consolidation) Act 1992; “social care worker” has the meaning given by section 42; “trade union” has the meaning given by section 1 of the Trade Union and Labour Relations (Consolidation) Act 1992; “worker” (except in the phrases “agency worker”, “relevant social care worker” and “social care worker”) means an individual who has entered into or works under (or, where the employment has ceased, worked under)— a contract of employment, or any other contract, whether express or implied and (if it is express) whether oral or in writing, whereby the individual undertakes to do or perform personally any work or services for another party to the contract whose status is not by virtue of the contract that of a client or customer of any profession or business undertaking carried on by the individual; and any reference to a worker’s contract is to be read accordingly.

s. 55(2)

Any reference in this Chapter to an agreement that has been ratified is, in a case where the agreement is ratified in part, a reference to so much of the agreement as has been ratified.

s. 56 — Seafarers’ wages and working conditions

Schedule 5 amends the Seafarers’ Wages Act 2023.

s. 57 — International agreements relating to maritime employment
s. 57(1)

The Merchant Shipping Act 1995 is amended as follows.

s. 57(2)

After section 84 insert—

s. 57(3)

In section 306 (regulations etc), in subsection (2A)(a), after “section” insert “84A(2),”.

Part 4

Trade unions and industrial action, etc

Right to statement of trade union rights

s. 58 — Right to statement of trade union rights
s. 58(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) to (6).

s. 58(2)

In Part 3 (rights in relation to trade union membership and activities), before section 137 (and the italic heading before it) insert—

s. 58(3)

In section 284 (exceptions for share fishermen)—

s. 58(3)(a)

after “in the case of” insert “section 136A and”;

s. 58(3)(b)

before “sections 137 to 143” insert— .

s. 58(4)

In section 285 (exceptions for employment outside Great Britain)—

s. 58(4)(a)

in subsection (1), before “sections 137 to 143” insert— ;

s. 58(4)(b)

in subsection (1A), for “Sections 145A to 151” substitute “Section 136A, and sections 145A to 151,”.

s. 58(5)

In section 286 (power to provide for other exceptions), before “sections 145A to 151” insert “section 136A (right to statement of trade union rights) and”.

s. 58(6)

In section 296 (meaning of “worker”), in subsection (3), after “68(4),” insert “136A(5),”.

s. 58(7)

In section 38 of the Employment Act 2002 (failure to give statement of employment particulars etc)—

s. 58(7)(a)

in subsection (2)(b), after “duty to the worker” insert “under section 136A of the Trade Union and Labour Relations (Consolidation) Act 1992 (duty to give a written statement of trade union rights),”;

s. 58(7)(b)

in subsection (3)(b), after “duty to the worker” insert “under section 136A of the Trade Union and Labour Relations (Consolidation) Act 1992,”.

Right of trade unions to access workplaces

s. 59 — Right of trade unions to access workplaces
s. 59(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) to (6).

s. 59(2)

In Part 1 (trade unions), before Chapter 5A insert—

s. 59(3)

In section 263 (proceedings of the Central Arbitration Committee)—

s. 59(3)(a)

in subsection (4), omit “or, in Scotland, an oversman”;

s. 59(3)(b)

after subsection (6) insert— ;

s. 59(3)(c)

in subsection (7), before “Schedule A1” insert “section 70ZH or 70ZI or”;

s. 59(3)(d)

after subsection (7) insert—

s. 59(4)

After section 263 insert—

s. 59(5)

In section 263A (proceedings of the Central Arbitration Committee under Schedule A1)—

s. 59(5)(a)

for the heading substitute “Proceedings of the Committee: other special cases”;

s. 59(5)(b)

in subsection (1), for “under Schedule A1” substitute “in relation to which this section applies (see section 263(7))”;

s. 59(5)(c)

in subsection (6), omit “or, in Scotland, an oversman”;

s. 59(5)(d)

omit subsection (8).

s. 59(6)

In section 264 (awards of the Central Arbitration Committee)—

s. 59(6)(a)

in the heading, after “Awards” insert “etc”;

s. 59(6)(b)

in subsection (1), after “award,” insert “in any determination, declaration, order or other decision of the Committee under Chapter 5ZA of Part 1,”;

s. 59(6)(c)

after subsection (2) insert—

s. 59(7)

In Schedule 1 to the Employment Relations Act 2004 (minor and consequential amendments), omit paragraph 15.

Trade union recognition

s. 60 — Trade union recognition

Schedule 6 amends Schedule A1 to the Trade Union and Labour Relations (Consolidation) Act 1992 (collective bargaining: recognition).

Trade union finances

s. 61 — Political funds: requirement to pass political resolution

In section 73 of the Trade Union and Labour Relations (Consolidation) Act 1992 (passing and effect of political resolution)—

s. 61(a)

omit subsection (3);

s. 61(b)

in subsection (4), for “before the end of that period” substitute “a political resolution (“the old resolution”) is in force and”.

s. 62 — Requirement to contribute to political fund
s. 62(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) to (6).

s. 62(2)

In section 82 (rules as to political fund), in subsection (1)(ca)(i), for “opt to be” substitute “opt out of being”.

s. 62(3)

For sections 84 (contributions to political fund from members of a union) and 84A (information to members about contributing to political fund) substitute—

s. 62(4)

In section 86 (employer not to deduct contributions where member gives certificate), in subsection (1), for “, he is not a contributor to the fund,” substitute.

s. 62(5)

In section 94 (overseas members of trade union)—

s. 62(5)(a)

in subsection (1), at the end of paragraph (a) insert;

s. 62(5)(b)

in subsection (2), after “rules” insert “; and where provision is made in accordance with subsection (1)(b), section 84A(1) is not to be taken to require opt-out information notices to be given to overseas members.”

s. 62(6)

In section 299 (index of defined expressions), in the entry for “contributor”, for “84(5)” substitute “84(1)”.

s. 62(7)

In consequence of the amendments made by subsections (2) to (6), in the Trade Union Act 2016—

s. 62(7)(a)

in section 11, omit subsections (1), (2) and (5) to (8);

s. 62(7)(b)

in Schedule 4—

s. 62(7)(b)(i)

in paragraph 7, omit sub-paragraph (3);

s. 62(7)(b)(ii)

omit paragraph 9.

s. 63 — Deduction of trade union subscriptions from wages in public sector
s. 63(1)

In the Trade Union and Labour Relations (Consolidation) Act 1992—

s. 63(1)(a)

omit section 116B (restriction on deduction of union subscriptions from wages in public sector) and the italic heading before it;

s. 63(1)(b)

in section 296 (meaning of “worker” and related expressions), in subsection (3), omit “116B(10),”.

s. 63(2)

In consequence of the amendments made by subsection (1), omit section 15 of the Trade Union Act 2016.

Facilities provided to trade union representatives and members

s. 64 — Facilities provided to trade union officials and learning representatives
s. 64(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) to (6).

s. 64(2)

In section 168 (time off for carrying out trade union duties)—

s. 64(2)(a)

after subsection (3) insert— ;

s. 64(2)(b)

for subsection (4) substitute—

s. 64(3)

In section 168A (time off for union learning representatives)—

s. 64(3)(a)

after subsection (8) insert— ;

s. 64(3)(b)

for subsection (9) substitute—

s. 64(4)

In section 172 (remedies), in subsection (2), omit “in failing to permit time off to be taken by the employee”.

s. 64(5)

In section 199 (issue of Codes of Practice by ACAS), in subsection (2)(a), after “time off” insert “and facilities”.

s. 64(6)

In section 200 (procedure for issue of Code by ACAS), in subsection (3)(a), after “time off” insert “and facilities”.

s. 64(7)

In section 10 of the Employment Relations Act 1999 (right to be accompanied), in subsection (7), for “and (4)” substitute “, (4) and (5)”.

s. 65 — Facilities for equality representatives
s. 65(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) to (10).

s. 65(2)

After section 168A insert—

s. 65(3)

In section 169 (payment for time off)—

s. 65(3)(a)

in the heading, for “section 168” substitute “sections 168 to 168B”;

s. 65(3)(b)

in subsection (1), for “or 168A” substitute “, 168A or 168B”.

s. 65(4)

In section 170 (time off for trade union activities)—

s. 65(4)(a)

in subsection (2A), after “learning representative” insert “or an equality representative”;

s. 65(4)(b)

in subsection (2B), after “learning representative” insert “or an equality representative”;

s. 65(4)(c)

in subsection (2C)—

s. 65(4)(c)(i)

after “applies” insert ;

s. 65(4)(c)(ii)

at the end insert— ;

s. 65(4)(d)

in subsection (5)—

s. 65(4)(d)(i)

in paragraph (a), after “learning representative” insert “or an equality representative”;

s. 65(4)(d)(ii)

omit the “and” at the end of paragraph (a);

s. 65(4)(d)(iii)

after paragraph (b) insert

s. 65(5)

In section 171 (time off: time limit for proceedings), in subsection (1), after “168A,” insert “168B,”.

s. 65(6)

In section 172 (time off: remedies), in subsection (1), after “168A” insert “, 168B”.

s. 65(7)

In section 173 (interpretation and other supplementary provisions)—

s. 65(7)(a)

in subsection (1), after “168A” insert “, 168B”;

s. 65(7)(b)

in subsection (2), after “168A,” insert “168B,”;

s. 65(7)(c)

in subsection (3), after “168A” insert “or 168B”.

s. 65(8)

In section 199 (issue of Codes of Practice by ACAS), in subsection (1), after “learning representatives” insert “or equality representatives”.

s. 65(9)

In section 200 (procedure for issue of Code by ACAS), in subsection (3)—

s. 65(9)(a)

omit the “or” at the end of paragraph (b);

s. 65(9)(b)

after paragraph (b) insert— .

s. 65(10)

In section 203 (issue of Codes of Practice by Secretary of State), in subsection (1)(b), after “learning representatives” insert “or equality representatives”.

s. 65(11)

In section 18 of the Employment Tribunals Act 1996 (conciliation: relevant proceedings), in subsection (1)(a), after “168A,” insert “168B,”.

s. 65(12)

In section 104 of the Employment Rights Act 1996 (unfair dismissal for assertion of statutory rights), in subsection (4)(c), after “168A,” insert “168B,”.

s. 66 — Facility time: publication requirements and reserve powers
s. 66(1)

In the Trade Union and Labour Relations (Consolidation) Act 1992—

s. 66(1)(a)

omit section 172A (publication requirements in relation to facility time);

s. 66(1)(b)

omit section 172B (reserve powers in relation to facility time).

s. 66(2)

In consequence of the amendments made by subsection (1), omit sections 13 and 14 of the Trade Union Act 2016.

Blacklists

s. 67 — Blacklists: additional powers
s. 67(1)

Section 3 of the Employment Relations Act 1999 (blacklists) is amended as follows.

s. 67(2)

In subsection (1)(b), omit “by employers or employment agencies”.

s. 67(3)

After subsection (2) insert—

s. 67(4)

In subsection (3)—

s. 67(4)(a)

before paragraph (a) insert— ;

s. 67(4)(b)

in paragraph (e), after “subsection (1)” insert “or (2A)”.

Industrial action: ballots

s. 68 — Industrial action ballots: turnout threshold
s. 68(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) to (5).

s. 68(2)

In section 226 (requirement of ballot before action by trade union), in subsection (2)(a)—

s. 68(2)(a)

insert “and” at the end of sub-paragraph (ii);

s. 68(2)(b)

omit sub-paragraph (iia) (and the “and” after it).

s. 68(3)

In section 231 (information for members as to result of ballot)—

s. 68(3)(a)

omit paragraph (a);

s. 68(3)(b)

insert “and” at the end of paragraph (d);

s. 68(3)(c)

for paragraph (e) (and the “and” after it) substitute— ;

s. 68(3)(d)

omit paragraph (f).

s. 68(4)

Omit section 297A (meaning of “voting”).

s. 68(5)

In section 299 (index of defined expressions), omit the entry for “voting”.

s. 68(6)

In consequence of the amendments made by subsections (2) to (5)—

s. 68(6)(a)

in the Trade Union Act 2016—

s. 68(6)(a)(i)

omit section 2;

s. 68(6)(a)(ii)

in Schedule 4, omit paragraphs 12 and 17;

s. 68(6)(b)

in section 69 of this Act, omit subsection (3)(a).

s. 69 — Industrial action ballots: support thresholds
s. 69(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) and (3).

s. 69(2)

In section 226 (requirement of ballot before action by trade union)—

s. 69(2)(a)

in subsection (2)(a)(iii), for “the required number of persons (see subsections (2A) to (2C))” substitute “the majority voting in the ballot”;

s. 69(2)(b)

omit subsections (2A) to (2F).

s. 69(3)

In section 231 (information for members as to result of ballot)—

s. 69(3)(a)

insert “and” at the end of paragraph (e);

s. 69(3)(b)

omit paragraph (g) (and the “and” before it).

s. 69(4)

In consequence of the amendments made by subsection (2), omit section 3 of the Trade Union Act 2016.

s. 70 — Industrial action ballots: information to be included in notices to employers

In section 226A of the Trade Union and Labour Relations (Consolidation) Act 1992 (notice of ballot and sample voting paper for employers)—

s. 70(a)

in subsection (2)(c)—

s. 70(a)(i)

in sub-paragraph (i), for the words from “figures” (in the first place it occurs) to “arrived at” substitute “number mentioned in subsection (2B)”;

s. 70(a)(ii)

in sub-paragraph (ii), for “figures and that explanation” substitute “that number”;

s. 70(b)

for subsection (2B) substitute— ;

s. 70(c)

in subsection (2C)—

s. 70(c)(i)

in paragraph (b), omit the words from “and the number” to “categories”;

s. 70(c)(ii)

in paragraph (c), omit the words from “and the number” to “workplaces”;

s. 70(d)

in subsection (2D), for “figures” substitute “the number”.

s. 71 — Industrial action ballots: information to be included on voting paper
s. 71(1)

In section 229 of the Trade Union and Labour Relations (Consolidation) Act 1992 (information to be included on voting paper), omit subsections (2B) to (2D).

s. 71(2)

In consequence of the amendment made by subsection (1), omit section 5 of the Trade Union Act 2016.

s. 72 — Period after which industrial action ballot ceases to be effective

In section 234 of the Trade Union and Labour Relations (Consolidation) Act 1992 (period after which industrial action ballot ceases to be effective), in subsection (1), for the words from “period” to the end substitute “period of 12 months beginning with the date of the ballot”.

s. 73 — Electronic balloting
s. 73(1)

In the Trade Union Act 2016, omit section 4 (provision for electronic balloting for industrial action: review and piloting scheme).

s. 73(2)

Subsection (1) does not affect the power of the Secretary of State to make an order under section 54 of the Employment Relations Act 2004 (permissible means of balloting) in relation to ballots for the purposes of section 226 of the Trade Union and Labour Relations (Consolidation) Act 1992 (ballots on industrial action).

Notice to employers of industrial action

s. 74 — Notice to employers of industrial action
s. 74(1)

In section 234A of the Trade Union and Labour Relations (Consolidation) Act 1992 (notice to employers of industrial action)—

s. 74(1)(a)

in subsection (3B), omit paragraph (b) (but not the “and” after it);

s. 74(1)(b)

in subsection (3C)(b), omit the words from “and the number” to “categories”;

s. 74(1)(c)

in subsection (4), for paragraph (b) and the words after paragraph (b) substitute—

s. 74(2)

In consequence of the amendment made by subsection (1)(c), omit section 8 of the Trade Union Act 2016.

Industrial action: picketing

s. 75 — Union supervision of picketing
s. 75(1)

In the Trade Union and Labour Relations (Consolidation) Act 1992—

s. 75(1)(a)

in section 219 (protection from certain tort liabilities), in subsection (3), for the words from “unless” to the end substitute “unless it is done in the course of attendance declared lawful by section 220 (peaceful picketing)”;

s. 75(1)(b)

omit section 220A (union supervision of picketing).

s. 75(2)

In consequence of the amendments made by subsection (1), omit section 10 of the Trade Union Act 2016.

Protection for taking industrial action

s. 76 — Protection against detriment for taking industrial action
s. 76(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) and (3).

s. 76(2)

In Part 5 (industrial action), after section 236 insert—

s. 76(3)

In section 296 (meaning of “worker”), in subsection (3), for “and 151(1B)” substitute “, 151(1B) and 236A(8)”.

s. 76(4)

In section 18 of the Employment Tribunals Act 1996 (conciliation: relevant proceedings), in subsection (1)(a), for “or 192” substitute “, 192 or 236A”.

s. 76(5)

In section 104 of the Employment Rights Act 1996 (unfair dismissal for assertion of statutory rights), in subsection (4)(c), for “and 170” substitute “, 170 and 236A”.

s. 77 — Protection against dismissal for taking industrial action
s. 77(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) to (4).

s. 77(2)

In section 229 (industrial action ballots: voting paper), in subsection (4), omit the words from “if it takes place fewer than” to the end.

s. 77(3)

In section 238A (protection for employees taking part in official industrial action)—

s. 77(3)(a)

in subsection (2), omit paragraph (b) (and the “and” before it);

s. 77(3)(b)

omit subsections (3) to (7D);

s. 77(3)(c)

omit subsection (9).

s. 77(4)

Omit section 238B (conciliation and mediation: supplementary provisions).

s. 77(5)

In consequence of the amendments made by subsections (2) to (4), in the Employment Relations Act 2004—

s. 77(5)(a)

omit section 26 (dismissal where employees locked out);

s. 77(5)(b)

omit section 27 (date of dismissal);

s. 77(5)(c)

omit section 28 (dismissal after end of protected period);

s. 77(5)(d)

in Schedule 1 (minor and consequential amendments), omit paragraph 13.

Strikes: minimum service levels

s. 78 — Repeal of provision about minimum service levels
s. 78(1)

In the Trade Union and Labour Relations (Consolidation) Act 1992, omit sections 234B to 234G (minimum service levels for certain services).

s. 78(2)

Accordingly, in that Act—

s. 78(2)(a)

in section 219 (protection from tort liabilities), in subsection (4), for the words from “to”, in the first place it occurs, to “steps);” substitute ;

s. 78(2)(b)

in section 234A (notice to employers of industrial action), in subsection (3)—

s. 78(2)(b)(i)

at the end of paragraph (a), insert “and”;

s. 78(2)(b)(ii)

omit paragraph (ba) and the “and” before it;

s. 78(2)(c)

omit the italic heading before section 234B;

s. 78(2)(d)

for the italic heading before section 235 substitute “Sections 226 to 234A: meaning of “contract of employment””;

s. 78(2)(e)

in section 235 (construction of references to contract of employment)—

s. 78(2)(e)(i)

in the heading, at the end insert “in sections 226 to 234A”;

s. 78(2)(e)(ii)

for “to 234G” substitute “to 234A”;

s. 78(2)(f)

in section 238A (unfair dismissal: participation in official industrial action)—

s. 78(2)(f)(i)

in subsection (2), insert “and” at the end of paragraph (a) and omit paragraph (aa) (and the “and” after it);

s. 78(2)(f)(ii)

for subsection (9) substitute— ;

s. 78(2)(g)

in section 246 (minor definitions), for “where section 229(2A) applies (see that section and 234G(2))” substitute “for the purposes of section 229(2) (see section 229(2A))”;

s. 78(2)(h)

in section 299 (index of defined expressions)—

s. 78(2)(h)(i)

in the entry for “contract of employment”, for “234G” substitute “234A”;

s. 78(2)(h)(ii)

in the entry for “not protected”, for “, 234A and 234E” substitute “and 234A”;

s. 78(2)(h)(iii)

omit the entries for “minimum service regulations (in Part 5)”, “relevant service (in Part 5)” and “work notice (in Part 5)”.

s. 78(3)

The Strikes (Minimum Service Levels) Act 2023 is repealed.

Certification Officer

s. 79 — Annual returns: removal of provision about industrial action
s. 79(1)

In the Trade Union and Labour Relations (Consolidation) Act 1992, omit section 32ZA (details of industrial action etc to be included in annual return).

s. 79(2)

In consequence of the amendment made by subsection (1), omit section 7 of the Trade Union Act 2016.

s. 80 — Annual returns: removal of provision about political expenditure
s. 80(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) to (6).

s. 80(2)

Omit section 32ZB (details of political expenditure to be included in annual return).

s. 80(3)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

s. 80(4)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

s. 80(5)

In section 131 (administrative provisions applying to employers’ associations), in subsection (1), omit “, section 32ZB”.

s. 80(6)

In section 135 (federated employers’ associations), in subsection (3), omit “, section 32ZB”.

s. 80(7)

In consequence of the amendments made by subsections (2) to (6), omit section 12 of the Trade Union Act 2016.

s. 81 — Removal of powers to enforce requirements relating to annual returns
s. 81(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) to (5).

s. 81(2)

Omit section 32ZC (enforcement of sections 32ZA and 32ZB).

s. 81(3)

In section 45 (rights of union members: offences), in subsection (1), for the words from “section 32” to “sections 32A” substitute “sections 32”.

s. 81(4)

In section 45D (appeals from Certification Officer on question arising in proceedings etc under Chapters 1, 2 and 3 of Part 1), omit “, 32ZC”.

s. 81(5)

In section 256 (procedure before the Certification Officer), in subsection (1)(c), omit “, 32ZC”.

s. 81(6)

In consequence of the amendments made by subsections (2) to (5)—

s. 81(6)(a)

omit section 18 of the Trade Union Act 2016;

s. 81(6)(b)

in section 80 of this Act, omit subsections (3) and (4).

s. 82 — Removal of investigatory powers
s. 82(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) to (6).

s. 82(2)

In section 25 (duties with respect to register of members’ names and addresses: remedies), omit subsection (6A).

s. 82(3)

In section 45D (appeals from Certification Officer on question arising in proceedings etc under Chapters 1, 2 and 3 of Part 1), omit “or paragraph 5 of Schedule A3”.

s. 82(4)

In section 256 (procedure before the Certification Officer), in subsection (1)(c), omit “or under paragraph 5 of Schedule A3”.

s. 82(5)

Omit section 256C (investigatory powers).

s. 82(6)

Omit Schedule A3 (Certification Officer: investigatory powers).

s. 82(7)

In consequence of the amendments made by subsections (2) to (6)—

s. 82(7)(a)

in section 43 of the Transparency of Lobbying, Non-Party Campaigning and Trade Union Administration Act 2014, omit subsection (4);

s. 82(7)(b)

in the Trade Union Act 2016—

s. 82(7)(b)(i)

in section 17, omit subsections (1) and (2);

s. 82(7)(b)(ii)

omit Schedule 1;

s. 82(7)(b)(iii)

in Schedule 4, omit paragraphs 2 and 3(b).

s. 83 — Powers to be exercised only on application
s. 83(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) to (9).

s. 83(2)

In section 45C (duty to secure union positions not held by certain offenders: remedies and enforcement)—

s. 83(2)(a)

in subsection (1), omit the words from “; but the Certification Officer” to the end;

s. 83(2)(b)

in subsection (2A)—

s. 83(2)(b)(i)

in paragraph (b), omit “(if any)”;

s. 83(2)(b)(ii)

in paragraph (c), omit “(if any)”.

s. 83(3)

In section 54 (elections for union positions: remedies), in subsection (1), omit the words after paragraph (b).

s. 83(4)

In section 55 (elections for union positions: powers of Certification Officer)—

s. 83(4)(a)

in the heading, for “Powers of” substitute “Application to”;

s. 83(4)(b)

in subsection (1)—

s. 83(4)(b)(i)

omit “, either”;

s. 83(4)(b)(ii)

omit paragraph (b) and the “or” before it;

s. 83(4)(c)

in subsection (2)—

s. 83(4)(c)(i)

in paragraph (b), omit “(if any)”;

s. 83(4)(c)(ii)

in paragraph (c), omit “(if any)”.

s. 83(5)

In section 72A (application of funds in breach of section 71: remedies)—

s. 83(5)(a)

in subsection (1), omit the words from “; but the Certification Officer” to the end;

s. 83(5)(b)

in subsection (2A)—

s. 83(5)(b)(i)

in paragraph (b), omit “(if any)”;

s. 83(5)(b)(ii)

in paragraph (c), omit “(if any)”.

s. 83(6)

In section 79 (remedy for failure to comply with political ballot rules), in subsection (1), omit the words from “; but the Certification Officer” to the end.

s. 83(7)

In section 80 (remedy for failure to comply with political ballot rules: powers of Certification Officer)—

s. 83(7)(a)

in the heading, for “Powers of” substitute “Application to”;

s. 83(7)(b)

in subsection (1)—

s. 83(7)(b)(i)

omit “either”;

s. 83(7)(b)(ii)

omit “or without any such application having been made”;

s. 83(7)(c)

in subsection (2)—

s. 83(7)(c)(i)

in paragraph (b), omit “(if any)”;

s. 83(7)(c)(ii)

in paragraph (c), omit “(if any)”.

s. 83(8)

In section 82 (rules as to political fund)—

s. 83(8)(a)

in subsection (2), omit the words from “; but the Officer” to the end;

s. 83(8)(b)

in subsection (3)—

s. 83(8)(b)(i)

in paragraph (b), omit “(if any)”;

s. 83(8)(b)(ii)

in paragraph (c), omit “(if any)”.

s. 83(9)

In section 103 (passing of amalgamation or transfer resolution: powers of Certification Officer)—

s. 83(9)(a)

in the heading, for “Powers of” substitute “Complaint to”;

s. 83(9)(b)

in subsection (1), omit the words from “; but the Officer” to the end;

s. 83(9)(c)

in subsection (3A)—

s. 83(9)(c)(i)

in paragraph (b), omit “(if any)”;

s. 83(9)(c)(ii)

in paragraph (c), omit “(if any)”.

s. 83(10)

In consequence of the amendments made by subsections (2) to (9), in the Trade Union Act 2016—

s. 83(10)(a)

in section 17(3), for the words from “to enable the Certification Officer” to “the Officer” substitute “in relation to the powers of the Certification Officer”;

s. 83(10)(b)

in Schedule 2—

s. 83(10)(b)(i)

in the heading of the Schedule, omit “without application”;

s. 83(10)(b)(ii)

in paragraph 3, omit sub-paragraph (2);

s. 83(10)(b)(iii)

in paragraph 6, omit sub-paragraph (2).

s. 84 — Removal of power to impose financial penalties
s. 84(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) and (3).

s. 84(2)

Omit section 256D (power to impose financial penalties).

s. 84(3)

Omit Schedule A4 (Certification Officer: power to impose financial penalties).

s. 84(4)

In consequence of the amendments made by subsections (2) and (3), in the Trade Union Act 2016—

s. 84(4)(a)

in section 19, omit subsections (1) to (3);

s. 84(4)(b)

omit Schedule 3.

s. 85 — Removal of power to impose levy
s. 85(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with subsections (2) and (3).

s. 85(2)

Omit section 257A (levy payable to Certification Officer).

s. 85(3)

In section 258 (Certification Officer: annual reports and account), omit subsection (1A).

s. 85(4)

In consequence of the amendments made by subsections (2) and (3), omit section 20 of the Trade Union Act 2016.

s. 86 — Appeals to the Employment Appeal Tribunal
s. 86(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended as follows.

s. 86(2)

In section 45D (appeals from Certification Officer on question arising in proceedings etc under Chapters 1, 2 and 3 of Part 1), after “question” insert “of law”.

s. 86(3)

In section 56A (appeal from Certification Officer on question arising in proceedings etc under section 55), after “question” insert “of law”.

s. 86(4)

In section 95 (appeal from Certification Officer on question arising in proceedings etc under Chapter 6 of Part 1), after “question” insert “of law”.

s. 86(5)

In section 104 (appeal from Certification Officer on question arising in proceedings etc under section 103), after “question” insert “of law”.

s. 86(6)

In section 108C (appeal from Certification Officer on question arising in proceedings etc under Chapter 7A of Part 1), after “question” insert “of law”.

General

s. 87 — Employment outside Great Britain

In section 285 of the Trade Union and Labour Relations (Consolidation) Act 1992 (employment outside Great Britain)—

s. 87(a)

in subsection (1), before “works” insert “ordinarily”;

s. 87(b)

in subsection (1A), before “works” insert “ordinarily”.

s. 88 — Regulations subject to affirmative resolution procedure

In section 293 of the Trade Union and Labour Relations (Consolidation) Act 1992 (regulations), for subsection (3) substitute—

s. 89 — Devolved Welsh authorities

In consequence of provision made by this Part—

s. 89(a)

in the Trade Union and Labour Relations (Consolidation) Act 1992—

s. 89(a)(i)

omit section 297B (devolved Welsh authorities);

s. 89(a)(ii)

in section 299 (index of defined expressions), omit the entry for “devolved Welsh authority”;

s. 89(b)

in the Trade Union (Wales) Act 2017 (anaw 4), omit section 1 (amendments to the Trade Union and Labour Relations (Consolidation) Act 1992).

Part 5

Enforcement of labour market legislation

General

s. 90 — Enforcement of labour market legislation by Secretary of State
s. 90(1)

The Secretary of State has the function of enforcing the labour market legislation listed in Part 1 of Schedule 7 (but see also section 92).

s. 90(2)

For the purposes of enabling the Secretary of State to perform that function, this Part confers powers on—

s. 90(2)(a)

the Secretary of State, and

s. 90(2)(b)

enforcement officers.

s. 90(3)

In this Part “enforcement officer” means a person appointed by the Secretary of State under this section.

s. 90(4)

The powers of an enforcement officer include power to exercise any of the Secretary of State’s enforcement functions, other than the function under subsection (1).

s. 90(5)

Accordingly, in the case of the exercise by an enforcement officer of an enforcement function of the Secretary of State, any reference in an enactment to the Secretary of State in connection with that function is to be read as, or as including, a reference to that officer or any other enforcement officer.

s. 90(6)

A person appointed under this section may exercise any powers of an enforcement officer to the extent specified in the appointment.

s. 90(7)

Subsection (1) does not limit the Secretary of State’s powers under—

s. 90(7)(a)

section 116 (power to bring proceedings in employment tribunal), or

s. 90(7)(b)

section 117 (power to provide legal assistance).

s. 90(8)

Nothing in this section authorises the Secretary of State to bring proceedings in Scotland for an offence.

s. 91 — Enforcement functions of Secretary of State
s. 91(1)

Any reference in this Part to an enforcement function of the Secretary of State is a reference to—

s. 91(1)(a)

any function of the Secretary of State under this Part,

s. 91(1)(b)

any function of the Secretary of State under any provision of relevant labour market legislation, or

s. 91(1)(c)

any other function of the Secretary of State that is exercisable for the purposes of enforcing any relevant labour market legislation.

s. 91(2)

But the following functions are not enforcement functions of the Secretary of State for the purposes of this Part—

s. 91(2)(a)

the power to appoint enforcement officers under section 90;

s. 91(2)(b)

any function under section 92 (delegation of functions);

s. 91(2)(c)

any function under section 93 (Advisory Board);

s. 91(2)(d)

any function under section 94 or 95 (strategies and reports);

s. 91(2)(e)

any function under or by virtue of section 116 or 117 (powers in relation to civil proceedings);

s. 91(2)(f)

any function under Part 1 of Schedule 11 (transfer schemes);

s. 91(2)(g)

any power to give directions or make subordinate legislation.

s. 92 — Delegation of functions
s. 92(1)

The Secretary of State may make arrangements with a public authority—

s. 92(1)(a)

for the authority to exercise any delegable function of the Secretary of State to the extent specified in the arrangements;

s. 92(1)(b)

for officers or other staff of the authority to be appointed as enforcement officers.

s. 92(2)

The following functions are “delegable functions”—

s. 92(2)(a)

any enforcement function of the Secretary of State;

s. 92(2)(b)

any function of the Secretary of State by virtue of section 116 (power to bring proceedings in employment tribunal);

s. 92(2)(c)

any function of the Secretary of State under section 7 or 11 of the Gangmasters (Licensing) Act 2004 (powers relating to licensing of gangmasters).

s. 92(3)

Accordingly, in the case of the exercise of a function by a public authority in accordance with arrangements under this section, any reference in an enactment to the Secretary of State in connection with that function is to be read as a reference to that authority.

s. 92(4)

Arrangements under this section may provide for payments to be made by the Secretary of State in respect of the performance of any function to which the arrangements relate.

s. 92(5)

Arrangements under this section do not prevent the Secretary of State from performing a function to which the arrangements relate.

s. 92(6)

In this section “public authority” means a person certain of whose functions are functions of a public nature.

Advisory Board

s. 93 — Advisory Board
s. 93(1)

The Secretary of State must establish an Advisory Board (“the Board”) for the purposes of providing advice to the Secretary of State about such matters as the Secretary of State may specify relating to the Secretary of State’s function under section 90(1).

s. 93(2)

The Board is to consist of not fewer than nine members appointed by the Secretary of State.

s. 93(3)

Each member of the Board is to hold and vacate office in accordance with the terms and conditions of the member’s appointment.

s. 93(4)

The members of the Board must include an equal number of each of the following—

s. 93(4)(a)

persons appearing to the Secretary of State to represent the interests of trade unions;

s. 93(4)(b)

persons appearing to the Secretary of State to represent the interests of employers;

s. 93(4)(c)

persons appearing to the Secretary of State to be independent experts.

s. 93(5)

For the purposes of subsection (4)(c) an “independent expert” is a person who—

s. 93(5)(a)

is not a person falling within paragraph (a) or (b) of subsection (4), and

s. 93(5)(b)

has expertise that is relevant to the Secretary of State’s function under section 90(1).

s. 93(6)

The Secretary of State may pay such remuneration or allowances to members of the Board as the Secretary of State may determine.

s. 93(7)

In addition to the matters referred to in subsection (1), the Board may also provide advice to the Secretary of State about such matters as the Secretary of State may specify relating to the Secretary of State’s functions under or by virtue of sections 116 and 117 (powers in relation to civil proceedings).

Strategies and reports

s. 94 — Labour market enforcement strategy
s. 94(1)

The Secretary of State must, before the beginning of each relevant three-year period (see subsection (6)), prepare and publish a labour market enforcement strategy for that period.

s. 94(2)

A labour market enforcement strategy is a document that—

s. 94(2)(a)

sets out the Secretary of State’s assessment of—

s. 94(2)(a)(i)

the scale and nature of non-compliance with relevant labour market legislation during the period of three years ending immediately before the strategy period, and

s. 94(2)(a)(ii)

the likely scale and nature of such non-compliance during the strategy period,

s. 94(2)(b)

contains a proposal for the strategy period setting out how enforcement functions of the Secretary of State are to be exercised, and

s. 94(2)(c)

deals with any other matters which the Secretary of State considers appropriate.

s. 94(3)

The Secretary of State—

s. 94(3)(a)

may, at any time during the strategy period, revise the labour market enforcement strategy, and

s. 94(3)(b)

must publish any revised labour market enforcement strategy.

s. 94(4)

In preparing or revising a labour market enforcement strategy, the Secretary of State must consult the Advisory Board.

s. 94(5)

The Secretary of State must lay before Parliament and the Northern Ireland Assembly a copy of any strategy published under this section.

s. 94(6)

In this section— “relevant three-year period” means— the period of three years beginning with the next 1 April after the day on which this section comes into force; each successive period of three years; “strategy period”, in relation to a labour market enforcement strategy, means the period to which the strategy relates.

s. 95 — Annual reports
s. 95(1)

As soon as reasonably practicable after the end of each financial year, the Secretary of State must prepare and publish an annual report for that year.

s. 95(2)

The annual report must include the following—

s. 95(2)(a)

an assessment of the extent to which enforcement functions of the Secretary of State were exercised in accordance with the applicable strategy during the year;

s. 95(2)(b)

an assessment of the extent to which the applicable strategy had an effect on the scale and nature of non-compliance with relevant labour market legislation during the year.

s. 95(3)

Before publishing an annual report under this section, the Secretary of State must consult the Advisory Board.

s. 95(4)

The Secretary of State must lay before Parliament and the Northern Ireland Assembly a copy of every annual report published under this section.

s. 95(5)

In this section— “the applicable strategy”, in relation to a financial year, means any labour market enforcement strategy published under section 94 that has effect for that year; “financial year” means— the period beginning with the day on which this section comes into force and ending with the following 31 March, and each successive period of 12 months.

Powers to obtain documents or information

s. 96 — Power to obtain documents or information
s. 96(1)

The Secretary of State may by notice require a person— In this subsection “specified” means specified in the notice.

s. 96(1)(a)

to attend at a specified time and place and to provide information by answering questions;

s. 96(1)(b)

to provide specified information, or information of a specified description, by a specified date;

s. 96(1)(c)

to provide specified documents, or documents of a specified description, by a specified date.

s. 96(2)

The Secretary of State may give a notice under this section to a person only if the Secretary of State has reasonable grounds to believe that—

s. 96(2)(a)

in the case of a requirement under subsection (1)(a), the person is able to provide information which is necessary for any enforcement purpose;

s. 96(2)(b)

in the case of a requirement under subsection (1)(b) or (c)—

s. 96(2)(b)(i)

it is necessary to obtain the information or document (as the case may be) for any enforcement purpose, and

s. 96(2)(b)(ii)

the person is able to provide it.

s. 96(3)

In this section “enforcement purpose” means—

s. 96(3)(a)

the purpose of enabling the Secretary of State to determine whether to exercise any enforcement function;

s. 96(3)(b)

the purpose of determining whether there has been any non-compliance with relevant labour market legislation;

s. 96(3)(c)

in the case of a requirement under subsection (1)(c), the purpose of ascertaining whether the documents may be required as evidence in proceedings for any non-compliance with relevant labour market legislation.

s. 97 — Power to enter premises in order to obtain documents, etc
s. 97(1)

An enforcement officer may, for any enforcement purpose— This is subject to section 98 (which provides that a warrant is necessary to enter a dwelling).

s. 97(1)(a)

enter any premises, and

s. 97(1)(b)

exercise any powers within subsection (2).

s. 97(2)

The powers referred to in subsection (1)(b) are—

s. 97(2)(a)

to inspect or examine any documents on the premises;

s. 97(2)(b)

to require any person on the premises to produce any documents which the officer has reasonable grounds to believe are on the premises and within the person’s possession or control;

s. 97(2)(c)

to have access to, and check the operation of, any computer or other equipment used in connection with the processing or storage of any information or documents.

s. 97(3)

The officer may only exercise a power conferred by this section at a reasonable time, unless it appears to the officer that there are grounds for suspecting that the purpose of entering the premises may be frustrated if the officer seeks to enter at a reasonable time.

s. 97(4)

An enforcement officer may seize any document produced, inspected or examined under this section.

s. 97(5)

In this section— “enforcement purpose” means— the purpose of enabling the Secretary of State to determine whether to exercise any enforcement function; the purpose of determining whether there has been any non-compliance with relevant labour market legislation; the purpose of ascertaining whether there are documents on the premises which may be required as evidence in proceedings for any non-compliance with relevant labour market legislation; “equipment” includes software.

s. 98 — Power to enter dwelling subject to warrant
s. 98(1)

An enforcement officer may not by virtue of section 97 enter any dwelling unless a justice has issued a warrant authorising the officer to enter the dwelling.

s. 98(2)

A justice may issue a warrant under this section only if, on an application by the officer, the justice is satisfied—

s. 98(2)(a)

that the officer has reasonable grounds to believe that—

s. 98(2)(a)(i)

there are documents in the dwelling which for any enforcement purpose the officer wishes to inspect, examine or seize, or

s. 98(2)(a)(ii)

there is computer or other equipment in the dwelling to which the officer wishes to have access for any enforcement purpose, and

s. 98(2)(b)

that any of the conditions in subsection (3) is satisfied.

s. 98(3)

The conditions are—

s. 98(3)(a)

that it is not practicable to communicate with any person entitled to grant entry to the dwelling;

s. 98(3)(b)

that it is not practicable to communicate with any person entitled to grant access to the documents or equipment;

s. 98(3)(c)

that entry to the dwelling is unlikely to be granted unless a warrant is produced;

s. 98(3)(d)

that the purpose of entry may be frustrated or seriously prejudiced unless an enforcement officer arriving at the dwelling can secure immediate entry to it.

s. 98(4)

In this section— “enforcement purpose” has the same meaning as in section 97; “justice” means— in relation to England and Wales, a justice of the peace; in relation to Scotland, a sheriff or summary sheriff; in relation to Northern Ireland, a lay magistrate.

s. 98(5)

For further provision about warrants under this section, see section 131 and Schedule 8.

s. 99 — Supplementary powers in relation to documents
s. 99(1)

A power conferred by section 96 or 97 to require the production or provision of any document includes, in the case of a document stored in an electronic form, power to require the document to be produced or provided in a form—

s. 99(1)(a)

in which it can be taken away, and

s. 99(1)(b)

in which it is visible and legible or from which it can readily be produced in a visible and legible form.

s. 99(2)

The Secretary of State may inspect or examine any document provided under section 96.

s. 99(3)

The Secretary of State or an enforcement officer may take copies of any document—

s. 99(3)(a)

provided in response to a requirement under section 96, or

s. 99(3)(b)

inspected, examined or produced under section 97.

s. 100 — Retention of documents
s. 100(1)

This section applies to any document which—

s. 100(1)(a)

is provided in response to a requirement under section 96, or

s. 100(1)(b)

is seized under section 97.

s. 100(2)

The document may be retained so long as is necessary in all the circumstances and in particular—

s. 100(2)(a)

for use as evidence at a trial for a labour market offence, or

s. 100(2)(b)

for forensic examination or for investigation in connection with a labour market offence.

s. 100(3)

No document may be retained for either of the purposes mentioned in subsection (2) if a photograph or a copy would be sufficient for that purpose.

Other powers to investigate non-compliance

s. 101 — Powers of enforcement officers under Police and Criminal Evidence Act 1984

For provision enabling enforcement officers in England and Wales to exercise powers under the Police and Criminal Evidence Act 1984 in relation to the investigation of labour market offences, see section 114B of that Act.

s. 102 — Offences relating to gangmasters: power to enter premises with warrant
s. 102(1)

In this section—

s. 102(1)(a)

“relevant contravention” means a contravention of section 6 of the Gangmasters (Licensing) Act 2004 (prohibition of unlicensed activities), so far as it applies in relation to England and Wales and Scotland;

s. 102(1)(b)

references to an enforcement officer do not include an enforcement officer who is authorised by virtue of section 114B of the Police and Criminal Evidence Act 1984 to exercise any power under Part 2 of that Act in relation to a relevant contravention.

s. 102(2)

If a justice is satisfied that there are reasonable grounds for an enforcement officer to enter relevant premises for the purpose of determining whether there has been a relevant contravention, and is also satisfied— the justice may issue a warrant authorising the enforcement officer to enter the premises, if necessary using reasonable force.

s. 102(2)(a)

that admission to the premises has been refused, or that a refusal is expected, and (in either case) that notice of the intention to apply for a warrant has been given to the occupier,

s. 102(2)(b)

that an application for admission, or the giving of such a notice, would defeat the object of the entry,

s. 102(2)(c)

that the case is one of extreme urgency, or

s. 102(2)(d)

that the premises are unoccupied or the occupier is temporarily absent,

s. 102(3)

The reference in subsection (2) to being satisfied that there are reasonable grounds as mentioned in that subsection is, in relation to England and Wales, a reference to being satisfied by written information on oath.

s. 102(4)

An enforcement officer entering any premises by virtue of a warrant under this section may—

s. 102(4)(a)

when entering the premises, bring any equipment which the officer considers necessary,

s. 102(4)(b)

exercise any power conferred by section 97(2) or (4),

s. 102(4)(c)

carry out on the premises any other inspections and examinations which the officer considers necessary for the purpose of determining whether there has been a relevant contravention, and

s. 102(4)(d)

seize any item which is on the premises.

s. 102(5)

Where by virtue of subsection (4)(d) an enforcement officer seizes any item, the officer must leave on the premises from which the item was removed a statement giving details of what was seized and stating that the officer has seized it.

s. 102(6)

Any item seized by an enforcement officer by virtue of subsection (4)(d) may be retained for as long as the officer considers necessary for the purpose of determining whether there has been a relevant contravention.

s. 102(7)

In this section— “justice” means— in relation to England and Wales, a justice of the peace; in relation to Scotland, the sheriff, a summary sheriff or a justice of the peace; “relevant premises” means any premises which an enforcement officer has reasonable grounds to believe are— premises where a person acting as a gangmaster, or a person supplied with workers or services by a person acting as a gangmaster, carries on business, or premises which such a person uses in connection with the person’s business; “worker” has the same meaning as in the Gangmasters (Licensing) Act 2004 (see section 26 of that Act).

s. 102(8)

Section 4 of the Gangmasters (Licensing) Act 2004 (acting as a gangmaster) applies for the purposes of this section as it applies for the purposes of that Act.

s. 102(9)

For further provision about warrants under this section, see section 131 and Schedule 8.

Notices of underpayment

s. 103 — Power to give notice of underpayment
s. 103(1)

Where it appears to the Secretary of State that— the Secretary of State may give a notice of underpayment to the liable party.

s. 103(1)(a)

on any day (“the relevant day”), a sum in respect of— was due from a person (the “liable party”) to an individual (the “underpaid individual”) under or by virtue of a statutory pay provision (see subsection (7)), and

s. 103(1)(a)(i)

one or more periods ending before the relevant day, or

s. 103(1)(a)(ii)

one or more events occurring before the relevant day,

s. 103(1)(b)

any period for payment of that sum to be made has ended without the sum having been paid to the underpaid individual,

s. 103(2)

A notice of underpayment is a notice under this section requiring the liable party to pay the required sum to the underpaid individual before the end of the period of 28 days beginning with the day on which the notice is given. For the meaning of the “required sum”, see section 104.

s. 103(3)

Subsection (1) is subject to—

s. 103(3)(a)

subsection (6), and

s. 103(3)(b)

section 105 (period to which notice of underpayment may relate).

s. 103(4)

The Secretary of State may give a notice of underpayment to a person in respect of a sum that was due from the person on the relevant day whether or not the sum remains due at the time of the giving of the notice (see, in particular, section 107 (penalties for underpayment)).

s. 103(5)

But where all or part of that sum has been paid before the giving of the notice, the requirement imposed by the notice is, to that extent, to be treated as met.

s. 103(6)

The Secretary of State may not give a notice of underpayment in respect of any matter if—

s. 103(6)(a)

proceedings have been brought about the matter by virtue of section 116 (power to bring proceedings in employment tribunal), and

s. 103(6)(b)

the proceedings have not been finally determined or discontinued.

s. 103(7)

In this Part “statutory pay provision” means a provision of relevant labour market legislation that—

s. 103(7)(a)

confers a right or entitlement to the payment of any sum to an individual, or

s. 103(7)(b)

prohibits or restricts the withholding of payment of any sum to an individual.

s. 104 — Calculation of the required sum
s. 104(1)

For the purposes of section 103(2), the “required sum” is whichever is the greater of the following sums— This is subject to subsection (4).

s. 104(1)(a)

the sum that was due to the underpaid individual on the relevant day;

s. 104(1)(b)

in a case where regulations under subsection (2) apply, the sum determined in accordance with the regulations.

s. 104(2)

Regulations made by the Secretary of State may make provision for determining the sum required to be paid to an individual by a notice of underpayment in a case where the sum due to the individual on any day under or by virtue of a statutory pay provision would have been greater had that sum been determined by reference to the statutory pay provision as it has effect at the time of giving the notice of underpayment.

s. 104(3)

But regulations under subsection (2) may not make provision in relation to any provision of the National Minimum Wage Act 1998 (see instead section 17 of that Act).

s. 104(4)

If the required sum in respect of an underpaid individual would (in the absence of this subsection) be greater than the specified maximum for the statutory pay provision concerned, the required sum in respect of the underpaid individual is the specified maximum.

s. 104(5)

For the purposes of subsection (4) “the specified maximum”, in relation to a statutory pay provision, means an amount specified by, or determined in accordance with, regulations made by the Secretary of State.

s. 104(6)

Regulations under this section are subject to the affirmative resolution procedure.

s. 105 — Period to which notice of underpayment may relate
s. 105(1)

A notice of underpayment may not relate to any sum that became due under or by virtue of a statutory pay provision before the beginning of the claim period.

s. 105(2)

The “claim period”, in relation to a notice of underpayment, is the period of six years ending with the day on which the notice is given.

s. 105(3)

The Secretary of State may by regulations amend this section so as to alter the length of the claim period.

s. 105(4)

Regulations under subsection (3)—

s. 105(4)(a)

may specify different claim periods in relation to different statutory pay provisions;

s. 105(4)(b)

may not provide for the claim period in relation to a notice of underpayment to be greater than the period of six years ending with the day on which the notice is given.

s. 105(5)

Regulations under subsection (3) are subject to the affirmative resolution procedure.

s. 105(6)

A notice of underpayment may relate to sums that became due before the coming into force of this section.

s. 105(7)

But a notice of underpayment may not relate to any sum that became due before the day on which this Act is passed.

s. 105(8)

Subsection (7) does not apply to a notice of underpayment so far as it relates to any sum due under section 17 of the National Minimum Wage Act 1998 (entitlement to additional remuneration for failure to pay at least the minimum wage).

s. 105(9)

See also section 112(3) (claim period for replacement notices of underpayment).

s. 106 — Notices of underpayment: further provision
s. 106(1)

Where a notice of underpayment relates to more than one underpaid individual, the notice may identify the individuals by name or by description.

s. 106(2)

A notice of underpayment must specify, for each underpaid individual to whom it relates—

s. 106(2)(a)

the relevant day in relation to the individual;

s. 106(2)(b)

the sum due to the individual on that day and how that sum was calculated;

s. 106(2)(c)

the period or periods, or event or events, in respect of which it was due;

s. 106(2)(d)

the statutory pay provision under or by virtue of which it was due;

s. 106(2)(e)

the fact that any period for payment of that sum to be made ended without the sum having been paid;

s. 106(2)(f)

the required sum in respect of the individual and (if different from the sum mentioned in paragraph (b)) how that sum was calculated.

s. 107 — Penalties for underpayment
s. 107(1)

A notice of underpayment must require the liable party to pay a penalty to the Secretary of State. This is subject to section 108(1) (power to specify exceptions).

s. 107(2)

The penalty must be paid before the end of the period of 28 days beginning with the day on which the notice is given.

s. 107(3)

The amount of the penalty is the total of the amounts for each underpaid individual to whom the notice relates calculated in accordance with subsections (4) and (5) (but see subsection (6)).

s. 107(4)

The amount for each underpaid individual to whom the notice relates is 200% of the sum specified in the notice of underpayment as the sum due to the individual on the relevant day (see section 106(2)(b)).

s. 107(5)

But if the amount determined under subsection (4) for any underpaid individual would be more than £20,000, the amount for the individual taken into account in calculating the penalty is to be £20,000.

s. 107(6)

If a penalty calculated in accordance with subsection (3) would be less than £100, the amount of the penalty is to be £100.

s. 107(7)

The Secretary of State may by regulations amend this section—

s. 107(7)(a)

so as to substitute a different percentage for a percentage for the time being specified in this section;

s. 107(7)(b)

so as to substitute a different amount for an amount for the time being specified in this section;

s. 107(7)(c)

so as to specify different percentages or amounts for different purposes.

s. 107(8)

Regulations under subsection (7) are subject to the affirmative resolution procedure.

s. 108 — Further provision about penalties
s. 108(1)

The Secretary of State may by directions specify circumstances in which a notice of underpayment is not to impose a requirement to pay a penalty.

s. 108(2)

A direction under subsection (1) may be amended or revoked by a further direction.

s. 108(3)

A notice of underpayment that imposes a requirement to pay a penalty must—

s. 108(3)(a)

specify the amount of the penalty,

s. 108(3)(b)

state how that amount was calculated, and

s. 108(3)(c)

specify the date by which the penalty must be paid.

s. 108(4)

In a case where a notice of underpayment imposes a requirement on a person to pay a penalty, if the person, before the end of the period of 14 days beginning with the day on which the notice is given— the person is to be regarded as having paid the penalty.

s. 108(4)(a)

pays (or has paid) the required sum specified in the notice of underpayment, and

s. 108(4)(b)

pays at least half the penalty,

s. 108(5)

Any penalty received by the Secretary of State in accordance with section 107 is to be paid into the Consolidated Fund.

s. 109 — Suspension of penalty where criminal proceedings have been brought, etc
s. 109(1)

Subsection (3) applies where—

s. 109(1)(a)

the Secretary of State is proposing to give a notice of underpayment that imposes a requirement on a person to pay a penalty, and

s. 109(1)(b)

it appears to the Secretary of State that—

s. 109(1)(b)(i)

relevant criminal proceedings have been brought, or

s. 109(1)(b)(ii)

relevant criminal proceedings may be brought.

s. 109(2)

In this section “relevant criminal proceedings” means proceedings against the person for a labour market offence in respect of any act or omission to which the notice relates (“the relevant conduct”).

s. 109(3)

The notice of underpayment may contain provision suspending the requirement to pay the penalty until a notice terminating the suspension is given to the person under subsection (4).

s. 109(4)

The Secretary of State may give the person a notice terminating the suspension (a “penalty activation notice”) if it appears to the Secretary of State—

s. 109(4)(a)

in a case referred to in subsection (1)(b)(i), that the proceedings have concluded without the person having been convicted of a labour market offence in respect of the relevant conduct, or

s. 109(4)(b)

in a case referred to in subsection (1)(b)(ii)—

s. 109(4)(b)(i)

that relevant criminal proceedings will not be brought, or

s. 109(4)(b)(ii)

that relevant criminal proceedings have concluded without the person having been convicted of a labour market offence in respect of the relevant conduct.

s. 109(5)

Where a penalty activation notice is given, the requirement to pay the penalty has effect as if the notice of underpayment had been given on the day on which the penalty activation notice was given.

s. 109(6)

The Secretary of State must give the person a notice withdrawing the requirement to pay the penalty if it appears to the Secretary of State that the person has been convicted of a labour market offence in respect of the relevant conduct.

s. 110 — Appeals against notices of underpayment
s. 110(1)

A person to whom a notice of underpayment is given may appeal to a tribunal against any one or more of the following—

s. 110(1)(a)

the decision to give the notice;

s. 110(1)(b)

any requirement imposed by the notice to pay a sum to an individual;

s. 110(1)(c)

any requirement imposed by the notice to pay a penalty.

s. 110(2)

An appeal under this section must be made before the end of the period of 28 days beginning with the day on which the notice is given.

s. 110(3)

An appeal under subsection (1)(a) may be made only on one or more of the following grounds—

s. 110(3)(a)

that no sum was due to any individual to whom the notice relates on the specified day under or by virtue of the specified provision;

s. 110(3)(b)

that, in the case of every sum specified in the notice as due to an individual to whom the notice relates, the sum had been paid before the end of the period mentioned in section 103(1)(b);

s. 110(3)(c)

that, in the case of every sum specified in the notice as due to an individual to whom the notice relates, the sum was one to which a notice may not relate by virtue of subsection (1) or (7) of section 105 (period to which notice may relate).

s. 110(4)

An appeal under subsection (1)(b) in relation to an individual may be made only on one or more of the following grounds—

s. 110(4)(a)

that, on the specified day, no sum was due to the individual under or by virtue of the specified provision;

s. 110(4)(b)

that, in the case of any sum specified in the notice as due to the individual, the sum had been paid before the end of the period mentioned in section 103(1)(b);

s. 110(4)(c)

that, in the case of any sum specified in the notice as due to the individual, the sum was one to which a notice may not relate by virtue of subsection (1) or (7) of section 105;

s. 110(4)(d)

that the amount specified in the notice as the sum required to be paid to the individual is incorrect;

s. 110(4)(e)

that, in the case of a replacement notice given under section 112, the notice contravenes subsection (2) of that section.

s. 110(5)

An appeal under subsection (1)(c) may be made only on one or more of the following grounds—

s. 110(5)(a)

that the notice was given in circumstances specified in a direction under section 108(1);

s. 110(5)(b)

that the amount of the penalty specified in the notice of underpayment has been incorrectly calculated (whether because the notice is incorrect in some of the particulars which affect that calculation or for some other reason).

s. 110(6)

Where the tribunal allows an appeal under subsection (1)(a), it must cancel the notice.

s. 110(7)

Where, in a case where subsection (6) does not apply, the tribunal allows an appeal under subsection (1)(b) or (c)—

s. 110(7)(a)

the tribunal must rectify the notice, and

s. 110(7)(b)

the notice of underpayment, as rectified, has effect as if it had been given on the day on which the tribunal makes its determination.

s. 110(8)

In this section— “the specified day”, in relation to an individual, means the day specified in accordance with section 106(2)(a) in relation to the individual; “the specified provision”, in relation to an individual, means the statutory pay provision specified in accordance with section 106(2)(d) in relation to the individual; “tribunal” means— an employment tribunal, in relation to England and Wales or Scotland; an industrial tribunal, in relation to Northern Ireland.

s. 111 — Withdrawal of notice of underpayment
s. 111(1)

Where— the Secretary of State may withdraw it by giving a notice of withdrawal to the person.

s. 111(1)(a)

a notice of underpayment has been given to a person (and not already withdrawn or cancelled), and

s. 111(1)(b)

it appears to the Secretary of State that the notice incorrectly includes or omits any requirement or is incorrect in any particular,

s. 111(2)

Where a notice of underpayment given to a person is withdrawn and no replacement notice of underpayment is given in accordance with section 112—

s. 111(2)(a)

any sum paid by or recovered from the person by way of penalty payable under the notice must be repaid to the person with interest at the appropriate rate running from the date when the sum was paid or recovered;

s. 111(2)(b)

any appeal against the notice must be dismissed.

s. 111(3)

In subsection (2)(a) “the appropriate rate” means the rate that, on the date the sum was paid or recovered, was specified in section 17 of the Judgments Act 1838.

s. 111(4)

Where subsection (2) applies, the notice of withdrawal must indicate the effect of that subsection (but a failure to do so does not make the withdrawal ineffective).

s. 112 — Replacement notice of underpayment
s. 112(1)

If the Secretary of State— the Secretary of State may at the same time give a fresh notice of underpayment to the person (a “replacement notice”).

s. 112(1)(a)

gives a notice of withdrawal to a person under section 111, and

s. 112(1)(b)

is of the opinion referred to in section 103(1) in relation to any individual specified in the notice which is being withdrawn (“the original notice”),

s. 112(2)

The replacement notice may not relate to any individual to whom the original notice did not relate.

s. 112(3)

The claim period for a replacement notice (see section 105(1)) is the period— Accordingly, the replacement notice may relate to sums that became due after the day on which the original notice was given.

s. 112(3)(a)

beginning with the claim period for the original notice, and

s. 112(3)(b)

ending with the day on which the replacement notice is given.

s. 112(4)

The replacement notice must—

s. 112(4)(a)

set out the differences between it and the original notice that it is reasonable for the Secretary of State to consider are material, and

s. 112(4)(b)

explain the effect of section 113.

s. 112(5)

Failure to comply with subsection (4) does not make the replacement notice ineffective.

s. 112(6)

Where a replacement notice is withdrawn under section 111, no further replacement notice may be given under subsection (1) as a result of the withdrawal.

s. 112(7)

Nothing in this section affects any power that exists apart from this section to give a notice of underpayment in relation to any underpaid individual.

s. 113 — Effect of replacement notice of underpayment
s. 113(1)

This section applies where a notice of underpayment is withdrawn under section 111 and a replacement notice is given in accordance with section 112.

s. 113(2)

If an appeal has been made under section 110 in respect of the original notice and the appeal has not been withdrawn or finally determined before the time when that notice is withdrawn—

s. 113(2)(a)

that appeal (“the earlier appeal”) has effect after that time as if it had been made in respect of the replacement notice, and

s. 113(2)(b)

the person given the notice may exercise the right of appeal under that section in respect of the replacement notice only if the earlier appeal is withdrawn.

s. 113(3)

If a sum was paid by or recovered from the person by way of penalty under the original notice—

s. 113(3)(a)

an amount equal to that sum (or, if more than one, the total of those sums) is to be treated as having been paid in respect of the penalty imposed by the replacement notice, and

s. 113(3)(b)

any amount by which that sum (or total) exceeds the amount of the penalty imposed by the replacement notice must be repaid to the person with interest at the appropriate rate running from the date when the sum (or, if more than one, the first of them) was paid or recovered.

s. 113(4)

In subsection (3)(b) “the appropriate rate” means the rate that, on the date mentioned in that provision, was specified in section 17 of the Judgments Act 1838.

s. 114 — Enforcement of requirement to pay sums due to individuals
s. 114(1)

In a case where it appears to the Secretary of State that the liable party has failed to comply with a requirement in a notice of underpayment to pay a sum to an underpaid individual, the Secretary of State may apply to the court for an order under this section.

s. 114(2)

An application under this section may be made only if—

s. 114(2)(a)

the relevant 28-day period has ended, and

s. 114(2)(b)

the liable party’s appeal rights are exhausted (see subsection (5)).

s. 114(3)

If, on an application under this section, the court is satisfied that— the court must order the liable party to pay the sum to the underpaid individual within the period specified in the order.

s. 114(3)(a)

the notice was given to the liable party and has not been withdrawn, and

s. 114(3)(b)

the liable party has failed to comply with a requirement imposed by the notice to pay a sum to an underpaid individual,

s. 114(4)

This section does not affect any right of an underpaid individual to recover any sums owed by the liable party to the individual.

s. 114(5)

For the purposes of this section, the liable party’s appeal rights are exhausted if—

s. 114(5)(a)

the relevant 28-day period ended without an appeal being made under section 110 in respect of the notice,

s. 114(5)(b)

any appeal made under that section by the liable party in respect of the notice has been withdrawn, or

s. 114(5)(c)

any such appeal has been finally determined and the notice has not been cancelled under subsection (6) of that section.

s. 114(6)

In this section— “the court” means— the county court, in relation to England and Wales; the sheriff or a summary sheriff, in relation to Scotland; a county court, in relation to Northern Ireland; “the relevant 28-day period” means the period of 28 days beginning with the day on which the notice (or, where section 110(7)(b) applies, the rectified notice) is given.

s. 115 — Enforcement of requirement to pay penalty
s. 115(1)

In England and Wales, a penalty is recoverable as if it were payable under an order of the county court.

s. 115(2)

In Scotland, a penalty may be enforced in the same manner as an extract registered decree arbitral bearing a warrant for execution issued by the sheriff court of any sheriffdom in Scotland.

s. 115(3)

In Northern Ireland, a penalty is recoverable as if it were payable under an order of a county court.

s. 115(4)

Where action is taken under this section for the recovery of a penalty, the penalty—

s. 115(4)(a)

in relation to England and Wales, is to be treated for the purposes of section 98 of the Courts Act 2003 (register of judgments and orders etc) as if it were a judgment entered in the county court;

s. 115(4)(b)

in relation to Northern Ireland, is to be treated for the purposes of Article 116 of the Judgments Enforcement (Northern Ireland) Order 1981 (S.I. 1981/226 (N.I. 6)) (register of judgments) as if it were a judgment in respect of which an application has been accepted under Article 22 or 23(1) of that Order.

s. 115(5)

In this section “penalty” means a penalty payable under a notice of underpayment.

Powers relating to civil proceedings

s. 116 — Power to bring proceedings in employment tribunal
s. 116(1)

In a case where— the Secretary of State may, in place of the worker, bring proceedings about the matter in an employment tribunal under the enactment.

s. 116(1)(a)

a worker has the right under any enactment to bring proceedings about a matter in an employment tribunal in England and Wales or Scotland, and

s. 116(1)(b)

it appears to the Secretary of State that the worker is not going to bring proceedings about that matter,

s. 116(2)

Subsection (1) does not apply to—

s. 116(2)(a)

any right to bring proceedings about a matter in respect of which a notice of underpayment under section 103 has been given;

s. 116(2)(b)

any right arising under or by virtue of the Agricultural Sector (Wales) Act 2014 (anaw 6) or the Agricultural Wages (Scotland) Act 1949.

s. 116(3)

Where by virtue of this section the Secretary of State brings proceedings in place of a worker—

s. 116(3)(a)

the proceedings are to be proceeded with as if they had been brought by the worker, and

s. 116(3)(b)

for the purposes of dealing with the proceedings, and any proceedings arising out of those proceedings, references to the worker in any enactment are to be read as including a reference to the Secretary of State.

s. 116(4)

But, despite subsection (3), any power which an employment tribunal dealing with the proceedings would have to make a declaration, decision, award or other order in favour of the worker if the worker had brought the proceedings continues to be exercisable in relation to the worker (not the Secretary of State).

s. 116(5)

Any appeal arising out of proceedings brought by the Secretary of State in place of a worker by virtue of this section may be brought by the worker as well as by the Secretary of State.

s. 116(6)

The Secretary of State is not liable to any worker for anything done (or omitted to be done) in, or in connection with, the discharge or purported discharge of the Secretary of State’s functions by virtue of this section.

s. 116(7)

For the purposes of this section—

s. 116(7)(a)

any reference to a right to bring proceedings under an enactment is to such a right however expressed, and includes any right to present a complaint or make any other description of claim or application;

s. 116(7)(b)

any reference to the Secretary of State includes an enforcement officer.

s. 117 — Power to provide legal assistance
s. 117(1)

The Secretary of State may assist a person who is or may become party to civil proceedings in England and Wales or Scotland relating to employment or trade union law or the law of labour relations.

s. 117(2)

In giving assistance under this section the Secretary of State may provide or arrange for the provision of—

s. 117(2)(a)

legal advice;

s. 117(2)(b)

legal representation;

s. 117(2)(c)

any other form of assistance.

s. 117(3)

But the Secretary of State may not provide, or arrange for the provision of, facilities for the settlement of a dispute.

s. 117(4)

Where proceedings relate or may relate partly to employment or trade union law or the law of labour relations (“employment-related matters”) and partly to other matters—

s. 117(4)(a)

assistance may be given under this section in respect of any aspect of the proceedings, and

s. 117(4)(b)

if the proceedings cease to relate to employment-related matters—

s. 117(4)(b)(i)

assistance may nevertheless continue to be given under this section in respect of the proceedings, but

s. 117(4)(b)(ii)

the fact that assistance has been given under this section in respect of the proceedings does not require such assistance to continue to be given.

s. 117(5)

This section does not affect any restriction imposed in respect of representation—

s. 117(5)(a)

by virtue of an enactment, or

s. 117(5)(b)

in accordance with the practice of a court or tribunal.

s. 117(6)

A legislative provision which requires insurance or an indemnity in respect of advice given in connection with a settlement agreement does not apply to advice provided by the Secretary of State under this section.

s. 118 — Recovery of costs of legal assistance
s. 118(1)

Subsection (2) applies where—

s. 118(1)(a)

the Secretary of State has assisted a person under section 117 in relation to proceedings, and

s. 118(1)(b)

the person becomes entitled to some or all of the person’s costs or, in Scotland, expenses in the proceedings (whether as a result of an award or as a result of an agreement).

s. 118(2)

The Secretary of State’s expenditure in giving the assistance—

s. 118(2)(a)

is to be charged on sums paid to the person by way of costs or expenses, and

s. 118(2)(b)

may be enforced as a debt due to the Secretary of State.

s. 118(3)

A requirement to pay money to the Secretary of State under subsection (2) ranks, in England and Wales, after a requirement imposed by virtue of section 25 of the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (statutory charge in connection with civil legal aid).

s. 118(4)

Subsection (2), in its application to Scotland, does not affect the operation of section 17(2A) of the Legal Aid (Scotland) Act 1986 (requirement in certain cases to pay to the Scottish Legal Aid Board sums recovered under awards of, or agreements as to, expenses).

s. 118(5)

For the purposes of subsection (2), the Secretary of State’s expenditure is to be calculated in accordance with such provision (if any) as the Secretary of State makes for the purpose by regulations.

s. 118(6)

Regulations under subsection (5) may, in particular, provide for the apportionment of expenditure incurred by the Secretary of State—

s. 118(6)(a)

partly for one purpose and partly for another, or

s. 118(6)(b)

for general purposes.

s. 118(7)

Regulations under subsection (5) are subject to the negative resolution procedure.

Labour market enforcement undertakings

s. 119 — Power to request LME undertaking
s. 119(1)

This section applies where the Secretary of State believes that a person has committed, or is committing, a labour market offence (see section 151).

s. 119(2)

The Secretary of State may give a notice to the person—

s. 119(2)(a)

identifying the labour market offence which the Secretary of State believes has been or is being committed;

s. 119(2)(b)

giving the Secretary of State’s reasons for the belief;

s. 119(2)(c)

inviting the person to give the Secretary of State a labour market enforcement undertaking in the form attached to the notice.

s. 119(3)

A labour market enforcement undertaking (an “LME undertaking”) is an undertaking by the person giving it (the “subject”) to comply with any prohibitions, restrictions and requirements set out in the undertaking (as to which, see section 120).

s. 120 — Measures in LME undertakings
s. 120(1)

An LME undertaking may include a prohibition, restriction or requirement (each a “measure”) if, and only if—

s. 120(1)(a)

the measure falls within subsection (2) or (3) (or both), and

s. 120(1)(b)

the Secretary of State considers that the measure is just and reasonable.

s. 120(2)

A measure falls within this subsection if it is for the purpose of—

s. 120(2)(a)

preventing or reducing the risk of the subject not complying with any requirement imposed by or under the relevant enactment, or

s. 120(2)(b)

bringing to the attention of persons likely to be interested in the matter—

s. 120(2)(b)(i)

the existence of the LME undertaking,

s. 120(2)(b)(ii)

the circumstances in which it was given, and

s. 120(2)(b)(iii)

any action taken (or not taken) by the subject in order to comply with the undertaking.

s. 120(3)

A measure falls within this subsection if it is specified, or is of a description specified, in regulations made by the Secretary of State.

s. 120(4)

Regulations under subsection (3) are subject to the affirmative resolution procedure.

s. 120(5)

The Secretary of State may not— unless the Secretary of State believes that at least one measure in the undertaking is necessary for the purpose mentioned in subsection (6).

s. 120(5)(a)

invite a person to give an LME undertaking, or

s. 120(5)(b)

agree to the form of an undertaking,

s. 120(6)

That purpose is preventing or reducing the risk of the subject—

s. 120(6)(a)

committing a further labour market offence under the relevant enactment, or

s. 120(6)(b)

continuing to commit the labour market offence.

s. 120(7)

An LME undertaking must set out how each measure included for the purpose mentioned in subsection (2)(a) is expected to achieve that purpose.

s. 120(8)

In this section “the relevant enactment” means the enactment under which the Secretary of State believes the labour market offence concerned has been or is being committed.

s. 121 — Duration of LME undertakings
s. 121(1)

An LME undertaking has effect from—

s. 121(1)(a)

the time when it is accepted by the Secretary of State, or

s. 121(1)(b)

any later time specified in the LME undertaking for this purpose.

s. 121(2)

An LME undertaking has effect for the period specified in the LME undertaking.

s. 121(3)

The maximum period for which an LME undertaking may have effect is two years.

s. 121(4)

The Secretary of State may release the subject from an LME undertaking.

s. 121(5)

The Secretary of State must release the subject from an LME undertaking if at any time during the period for which it has effect the Secretary of State believes that no measure in it is necessary for the purpose mentioned in section 120(6).

s. 121(6)

If the Secretary of State releases the subject from an LME undertaking, the Secretary of State must take whatever steps the Secretary of State considers appropriate to bring that fact to the attention of—

s. 121(6)(a)

the subject;

s. 121(6)(b)

any other persons likely to be interested in the matter.

s. 122 — Means of giving notice under section 119
s. 122(1)

A notice may be given under section 119 to a person by—

s. 122(1)(a)

delivering it to the person,

s. 122(1)(b)

leaving it at the person’s proper address,

s. 122(1)(c)

sending it by post to the person at that address, or

s. 122(1)(d)

subject to subsection (6), sending it to the person by electronic means.

s. 122(2)

A notice to a body corporate may be given to any officer of that body.

s. 122(3)

A notice to a partnership may be given to any partner.

s. 122(4)

A notice to an unincorporated association (other than a partnership) may be given to any member of the governing body of the association.

s. 122(5)

For the purposes of this section and of section 7 of the Interpretation Act 1978 (service of documents by post) in its application to this section, the proper address of a person is the person’s last known address (whether of the person’s residence or of a place where the person carries on business or is employed) and also—

s. 122(5)(a)

in the case of a body corporate or an officer of the body, the address of the body’s registered or principal office in the United Kingdom;

s. 122(5)(b)

in the case of a partnership or a partner, the address of the principal office of the partnership in the United Kingdom;

s. 122(5)(c)

in the case of an unincorporated association (other than a partnership) or a member of its governing body, the principal office of the association in the United Kingdom.

s. 122(6)

A notice may be sent to a person by electronic means only if—

s. 122(6)(a)

the person has indicated that notices under section 119 may be given to the person by being sent to an electronic address and in an electronic form specified for that purpose, and

s. 122(6)(b)

the notice is sent to that address in that form.

s. 122(7)

A notice sent to a person by electronic means is, unless the contrary is proved, to be treated as having been given on the working day immediately following the day on which it was sent.

s. 122(8)

In this section— “electronic address” means any number or address used for the purposes of sending or receiving documents or information by electronic means; “officer”, in relation to a body corporate, means a director, manager, secretary or other similar officer of the body; “working day” means a day other than a Saturday, a Sunday, Christmas Day, Good Friday or a bank holiday under the Banking and Financial Dealings Act 1971 in any part of the United Kingdom.

Labour market enforcement orders

s. 123 — Power to make LME order on application
s. 123(1)

The appropriate court may, on an application by the Secretary of State under section 124, make a labour market enforcement order in relation to a person if the court—

s. 123(1)(a)

is satisfied, on the balance of probabilities, that the person has committed, or is committing, a labour market offence, and

s. 123(1)(b)

considers that it is just and reasonable to make the order.

s. 123(2)

A labour market enforcement order (an “LME order”) is an order which— (See also section 126.)

s. 123(2)(a)

prohibits or restricts the person in relation to whom it is made (the “respondent”) from doing anything set out in the order;

s. 123(2)(b)

requires the respondent to do anything set out in the order.

s. 123(3)

An application for an LME order under this section is—

s. 123(3)(a)

in England and Wales, to be made by complaint;

s. 123(3)(b)

in Northern Ireland, to be made by complaint under Part 8 of the Magistrates’ Courts (Northern Ireland) Order 1981 (S.I. 1981/1675 (N.I. 26)).

s. 123(4)

In this section “the appropriate court”—

s. 123(4)(a)

in a case where the conduct constituting the labour market offence took place, or is taking place, primarily in England and Wales, means a magistrates’ court;

s. 123(4)(b)

in a case where that conduct took place, or is taking place, primarily in Scotland, means the sheriff or a summary sheriff;

s. 123(4)(c)

in a case where that conduct took place, or is taking place, primarily in Northern Ireland, means a court of summary jurisdiction.

s. 124 — Applications for LME orders
s. 124(1)

The Secretary of State may apply for an LME order to be made under section 123 in relation to a person (the “proposed respondent”) if—

s. 124(1)(a)

the Secretary of State has given the proposed respondent a notice under section 119, and

s. 124(1)(b)

the proposed respondent—

s. 124(1)(b)(i)

refuses to give an LME undertaking, or

s. 124(1)(b)(ii)

otherwise fails, before the end of the negotiation period, to give an LME undertaking in the form attached to the notice or in such other form as may be agreed with the Secretary of State.

s. 124(2)

The Secretary of State may also apply for an LME order if the proposed respondent—

s. 124(2)(a)

has given an LME undertaking to the Secretary of State, and

s. 124(2)(b)

has failed to comply with the undertaking.

s. 124(3)

In subsection (1) “the negotiation period” means—

s. 124(3)(a)

the period of 14 days beginning with the day after the day on which the notice mentioned in paragraph (a) of that subsection was given, or

s. 124(3)(b)

a longer period agreed between the Secretary of State and the proposed respondent.

s. 125 — Power to make LME order on conviction
s. 125(1)

This section applies where a court deals with a person in respect of a conviction for a labour market offence.

s. 125(2)

The court may make an LME order in relation to the person if the court considers it is just and reasonable to do so.

s. 125(3)

An LME order must not be made under this section except—

s. 125(3)(a)

in addition to a sentence imposed in respect of the offence concerned, or

s. 125(3)(b)

in addition to an order discharging the person conditionally or, in Scotland, discharging the person absolutely.

s. 126 — Measures in LME orders
s. 126(1)

An LME order may include a prohibition, restriction or requirement (each a “measure”) if, and only if, the measure falls within subsection (2) or (3) (or both).

s. 126(2)

A measure falls within this subsection if it is for the purpose of—

s. 126(2)(a)

preventing or reducing the risk of the respondent not complying with any requirement imposed by or under the relevant enactment, or

s. 126(2)(b)

bringing to the attention of persons likely to be interested in the matter—

s. 126(2)(b)(i)

the existence of the LME order,

s. 126(2)(b)(ii)

the circumstances in which it was made, and

s. 126(2)(b)(iii)

any action taken (or not taken) by the respondent in order to comply with the order.

s. 126(3)

A measure falls within this subsection if it is specified, or is of a description specified, in regulations made by the Secretary of State.

s. 126(4)

Regulations under subsection (3) are subject to the affirmative resolution procedure.

s. 126(5)

Where an LME order includes a measure for the purpose mentioned in subsection (2)(a), the order must set out how the measure is expected to achieve that purpose.

s. 126(6)

In this section “the relevant enactment” means the enactment under which the labour market offence concerned has been or is being committed.

s. 127 — Further provision about LME orders
s. 127(1)

An LME order has effect for the period specified in the LME order.

s. 127(2)

The maximum period for which an LME order may have effect is two years.

s. 127(3)

An LME order may not be made against an individual who is under the age of 18.

s. 127(4)

If a court makes an LME order, the court may also—

s. 127(4)(a)

release the respondent from any LME undertaking given in relation to the labour market offence concerned;

s. 127(4)(b)

discharge any other LME order which is in force against the respondent and which was made by—

s. 127(4)(b)(i)

that court, or

s. 127(4)(b)(ii)

any other court in the same part of the United Kingdom as that court.

s. 128 — Variation and discharge of LME orders
s. 128(1)

On an application under this section, the appropriate court may by order vary or discharge an LME order.

s. 128(2)

An application for the variation or discharge of an LME order may be made by—

s. 128(2)(a)

the respondent, or

s. 128(2)(b)

the Secretary of State.

s. 128(3)

An application for an order under this section is—

s. 128(3)(a)

in England and Wales, to be made by complaint;

s. 128(3)(b)

in Northern Ireland, to be made by complaint under Part 8 of the Magistrates’ Courts (Northern Ireland) Order 1981 (S.I. 1981/1675 (N.I. 26)).

s. 128(4)

In this section “the appropriate court”—

s. 128(4)(a)

in the case of an LME order made in England and Wales (whether made under section 123 or 125), means a magistrates’ court;

s. 128(4)(b)

in the case of an LME order made in Scotland, means the sheriff or a summary sheriff;

s. 128(4)(c)

in the case of an LME order made in Northern Ireland, means a court of summary jurisdiction.

s. 129 — LME orders: appeals
s. 129(1)

A respondent may appeal against—

s. 129(1)(a)

the making of an LME order under section 123;

s. 129(1)(b)

the making of, or refusal to make, an order under section 128.

s. 129(2)

An appeal under subsection (1) is to be made—

s. 129(2)(a)

where the order was made or refused by a magistrates’ court in England and Wales, to the Crown Court;

s. 129(2)(b)

where the order was made or refused by the sheriff or a summary sheriff, to the Sheriff Appeal Court;

s. 129(2)(c)

where the order was made or refused by a court of summary jurisdiction in Northern Ireland, to a county court.

s. 129(3)

On an appeal under subsection (1), the court hearing the appeal—

s. 129(3)(a)

may make such orders as may be necessary to give effect to its determination of the appeal, and

s. 129(3)(b)

may also make any incidental or consequential orders that appear to it to be just and reasonable.

s. 129(4)

An LME order that has been varied by virtue of subsection (3) remains an order of the court that first made it for the purposes of section 128.

s. 129(5)

A respondent may appeal against the making of an LME order under section 125 as if the order were a sentence passed on the respondent for the labour market offence.

Safeguards etc

s. 130 — Evidence of authority
s. 130(1)

This section applies where a person is proposing to exercise—

s. 130(1)(a)

any enforcement function of the Secretary of State;

s. 130(1)(b)

any power of an enforcement officer, other than a power by virtue of section 116 (power to bring proceedings in employment tribunal).

s. 130(2)

The person must, if required to do so, produce identification showing that the person is authorised to exercise that function.

s. 131 — Warrants
s. 131(1)

A warrant under section 98 or 102 may be executed by any enforcement officer.

s. 131(2)

A warrant under section 98 or 102 may authorise persons to accompany any enforcement officer who is executing it.

s. 131(3)

A person authorised under subsection (2) to accompany an enforcement officer may exercise any power conferred by this Part which the officer may exercise as a result of the warrant.

s. 131(4)

But the person may exercise such a power only in the company of, and under the supervision of, an enforcement officer.

s. 131(5)

Schedule 8 contains further provision about—

s. 131(5)(a)

applications for warrants under section 98 or 102, and

s. 131(5)(b)

warrants issued under section 98 or 102.

s. 131(6)

The entry of premises under a warrant issued under section 98 or 102 is unlawful unless it complies with the provisions of Part 3 of that Schedule (execution of warrants).

s. 132 — Items subject to legal privilege
s. 132(1)

Nothing in this Part requires a person to produce any document, or provide any information, which the person would be entitled to refuse to produce or provide—

s. 132(1)(a)

in proceedings in the High Court on the grounds of legal professional privilege, or

s. 132(1)(b)

in proceedings in the Court of Session on the grounds of confidentiality of communications.

s. 132(2)

In subsection (1) “communications” means—

s. 132(2)(a)

communications between a professional legal adviser and the adviser’s client, or

s. 132(2)(b)

communications made in connection with or in contemplation of legal proceedings or for the purposes of those proceedings.

s. 133 — Privilege against self-incrimination
s. 133(1)

This section applies where a person provides information in response to a requirement under section 96.

s. 133(2)

In any criminal proceedings against the person—

s. 133(2)(a)

no evidence relating to the information may be adduced by or on behalf of the prosecution, and

s. 133(2)(b)

no question relating to the information may be asked by or on behalf of the prosecution.

s. 133(3)

Subsection (2) does not apply if, in the proceedings—

s. 133(3)(a)

evidence relating to the information is adduced by or on behalf of the person providing it, or

s. 133(3)(b)

a question relating to the information is asked by or on behalf of that person.

s. 133(4)

Subsection (2) does not apply if the proceedings are for—

s. 133(4)(a)

an offence under section 140 (providing false information or documents);

s. 133(4)(b)

an offence under section 5 of the Perjury Act 1911 (false statutory declarations and other false statements without oath);

s. 133(4)(c)

an offence under section 44(2) of the Criminal Law (Consolidation) (Scotland) Act 1995 (false statements and declarations);

s. 133(4)(d)

an offence under Article 10 of the Perjury (Northern Ireland) Order 1979 (S.I. 1979/1714 (N.I. 19)) (false statutory declarations and other false unsworn statements).

s. 134 — Information relating to the intelligence services, etc
s. 134(1)

A power conferred by section 96 or 97 may not be exercised in relation to a person serving in an intelligence service unless the Secretary of State certifies that the condition in subsection (3) is met in relation to the power.

s. 134(2)

A power of entry conferred by this Part may not be exercised in relation to any premises (or any part of premises) used for the purposes of an intelligence service unless the Secretary of State certifies that the condition in subsection (3) is met in relation to the power.

s. 134(3)

The condition in this subsection is met in relation to a power if the Secretary of State is satisfied that the exercise of the power will not be contrary to the public interest or prejudicial to—

s. 134(3)(a)

national security,

s. 134(3)(b)

the prevention or detection of serious crime, or

s. 134(3)(c)

the economic well-being of the United Kingdom.

s. 134(4)

A certificate issued under this section in relation to a power may impose conditions on the exercise of the power.

s. 134(5)

Except as provided for by subsection (1), nothing in this Part requires any person to—

s. 134(5)(a)

produce any document containing intelligence service information, or

s. 134(5)(b)

provide any information that is intelligence service information.

s. 134(6)

For the purposes of this section—

s. 134(6)(a)

“crime” means conduct which—

s. 134(6)(a)(i)

constitutes a criminal offence, or

s. 134(6)(a)(ii)

is, or corresponds to, any conduct which, if it all took place in any one part of the United Kingdom, would constitute a criminal offence;

s. 134(6)(b)

crime is “serious” if—

s. 134(6)(b)(i)

the offence which is or would be constituted by the conduct is an offence for which the maximum sentence (in any part of the United Kingdom) is imprisonment for three years or more, or

s. 134(6)(b)(ii)

the conduct involves the use of violence, results in substantial financial gain or is conduct by a large number of persons in pursuit of a common purpose;

s. 134(6)(c)

“intelligence service information” means information obtained directly or indirectly from, or that relates to, an intelligence service or a person acting on behalf of an intelligence service.

Disclosure of information

s. 135 — Disclosure of information
s. 135(1)

In this section— “civil proceedings function” means a function under or by virtue of section 116 or 117 (powers in relation to civil proceedings); “enforcement function” means— an enforcement function of the Secretary of State, or a power of an enforcement officer (other than a power by virtue of section 116); “enforcing authority” means the Secretary of State or an enforcement officer.

s. 135(2)

A person may disclose information to an enforcing authority if the disclosure is made for the purposes of the exercise of an enforcement function or a civil proceedings function.

s. 135(3)

Information obtained by an enforcing authority in connection with the exercise of an enforcement function or a civil proceedings function—

s. 135(3)(a)

may be used by an enforcing authority in connection with the exercise of an enforcement function or civil proceedings function;

s. 135(3)(b)

may be used by the Secretary of State in connection with a function of the Secretary of State under this Part.

s. 135(4)

The Secretary of State may disclose to a person any information obtained by an enforcing authority in connection with the exercise of an enforcement function or a civil proceedings function if the disclosure is made for a purpose connected with an enforcement function or civil proceedings function or a function of the Secretary of State under this Part.

s. 135(5)

The Secretary of State may disclose to a person specified in Schedule 9 information obtained in connection with the exercise of an enforcement function or a civil proceedings function if the disclosure is made for the purposes of the exercise of a function of the person.

s. 135(6)

The Secretary of State may by regulations amend Schedule 9.

s. 135(7)

Regulations under subsection (6) are subject to the affirmative resolution procedure.

s. 135(8)

Sections 136 to 138 contain further provision about disclosure of information under this section.

s. 136 — Disclosure of information: supplementary provision
s. 136(1)

A disclosure of information which is authorised by section 135 does not breach—

s. 136(1)(a)

an obligation of confidence owed by the person making the disclosure, or

s. 136(1)(b)

any other restriction on the disclosure of information (however imposed).

s. 136(2)

But nothing in section 135 authorises either of the following—

s. 136(2)(a)

the making of a disclosure which would contravene the data protection legislation (but in determining whether a disclosure would do so, the power conferred by that section is to be taken into account);

s. 136(2)(b)

the making of a disclosure which is prohibited by any of Parts 1 to 7 or Chapter 1 of Part 9 of the Investigatory Powers Act 2016.

s. 136(3)

In subsection (2) “the data protection legislation” has the same meaning as in the Data Protection Act 2018 (see section 3 of that Act).

s. 136(4)

Section 135 does not limit the circumstances in which information may be disclosed apart from that section.

s. 137 — Restriction on disclosure of HMRC information
s. 137(1)

HMRC information may not be disclosed by an enforcing authority without authorisation from the Commissioners for His Majesty’s Revenue and Customs (“the Commissioners”).

s. 137(2)

If an enforcing authority has disclosed HMRC information to a person, that person may not further disclose that information without authorisation from the Commissioners.

s. 137(3)

Subsections (1) and (2) do not apply to national minimum wage information.

s. 137(4)

If a person contravenes subsection (1) or (2) by disclosing revenue and customs information relating to a person whose identity— section 19 of the Commissioners for Revenue and Customs Act 2005 (wrongful disclosure) applies in relation to that disclosure as it applies in relation to a disclosure of such information in contravention of section 20(9) of that Act.

s. 137(4)(a)

is specified in the disclosure, or

s. 137(4)(b)

can be deduced from it,

s. 137(5)

In this section— “enforcing authority” has the same meaning as in section 135; “HMRC information” means information disclosed to an enforcing authority under section 135 by the Commissioners or a person acting on behalf of the Commissioners; “national minimum wage information” means information obtained by an enforcing authority for the purposes of enforcing any provision of the National Minimum Wage Act 1998; “revenue and customs information relating to a person” has the meaning given by section 19(2) of the Commissioners for Revenue and Customs Act 2005.

s. 138 — Restriction on disclosure of intelligence service information
s. 138(1)

Section 135(2) does not authorise a person to disclose information to an enforcing authority where— But this does not affect the disclosures which a person serving in an intelligence service may make in accordance with intelligence service disclosure arrangements (see subsection (4)).

s. 138(1)(a)

the person is serving in an intelligence service, or

s. 138(1)(b)

the information is intelligence service information.

s. 138(2)

Intelligence service information may not be disclosed by an enforcing authority without authorisation from the appropriate service chief.

s. 138(3)

If an enforcing authority has disclosed intelligence service information to a person, that person may not further disclose that information without authorisation from the appropriate service chief.

s. 138(4)

In this section— “appropriate service chief” means— the Director-General of the Security Service, in the case of information obtained from, or relating to, that Service or a person acting on its behalf; the Chief of the Secret Intelligence Service, in the case of information obtained from, or relating to, that Service or a person acting on its behalf; the Director of GCHQ, in the case of information obtained from, or relating to, GCHQ or a person acting on its behalf; “enforcing authority” has the same meaning as in section 135; “intelligence service disclosure arrangements” means— arrangements made by the Director-General of the Security Service under section 2(2)(a) of the Security Service Act 1989 about the disclosure of information by that Service; arrangements made by the Chief of the Intelligence Service under section 2(2)(a) of the Intelligence Services Act 1994 about the disclosure of information by that Service; arrangements made by the Director of GCHQ under section 4(2)(a) of that Act about the disclosure of information by GCHQ; “intelligence service information” means information obtained directly or indirectly from, or that relates to, an intelligence service or a person acting on behalf of an intelligence service.

Offences

s. 139 — Offence of failing to comply with LME order
s. 139(1)

A person in relation to whom an LME order is made commits an offence if the person, without reasonable excuse, fails to comply with the order.

s. 139(2)

A person guilty of an offence under this section is liable—

s. 139(2)(a)

on summary conviction in England and Wales, to imprisonment for a term not exceeding the general limit in a magistrates’ court or a fine, or both;

s. 139(2)(b)

on summary conviction in Scotland, to imprisonment for a term not exceeding 12 months or a fine not exceeding the statutory maximum, or both;

s. 139(2)(c)

on summary conviction in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding the statutory maximum, or both;

s. 139(2)(d)

on conviction on indictment, to imprisonment for a term not exceeding 2 years or a fine, or both.

s. 140 — Offence of providing false information or documents
s. 140(1)

A person commits an offence if—

s. 140(1)(a)

the person produces, or knowingly causes or allows to be produced, any information or document in response to a requirement reasonably made by a person in the exercise of a power conferred by this Part,

s. 140(1)(b)

the information or document is false in a material respect, and

s. 140(1)(c)

the person knows that it is or is reckless as to whether it is.

s. 140(2)

A person guilty of an offence under this section is liable—

s. 140(2)(a)

on summary conviction in England and Wales, to imprisonment for a term not exceeding the maximum term for summary offences or a fine, or both;

s. 140(2)(b)

on summary conviction in Scotland, to imprisonment for a term not exceeding 12 months or a fine not exceeding level 5 on the standard scale, or both;

s. 140(2)(c)

on summary conviction in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding level 5 on the standard scale, or both.

s. 140(3)

In subsection (2)(a) “the maximum term for summary offences” means—

s. 140(3)(a)

in the case of an offence committed before the time when section 281(5) of the Criminal Justice Act 2003 comes into force, 6 months;

s. 140(3)(b)

in the case of an offence committed after that time, 51 weeks.

s. 141 — Providing false information or documents: national security etc defence
s. 141(1)

A person in relation to whom a certificate is issued by the Secretary of State for the purposes of this section is not liable for the commission of an offence under section 140 (offence of providing false information or documents).

s. 141(2)

The Secretary of State may issue a certificate in relation to a person for the purposes of this section only if satisfied that it is necessary for the person to engage in conduct amounting to such an offence—

s. 141(2)(a)

in the interests of national security,

s. 141(2)(b)

for the purposes of preventing or detecting serious crime, or

s. 141(2)(c)

in the interests of the economic well-being of the United Kingdom.

s. 141(3)

A certificate under this section may be revoked by the Secretary of State at any time.

s. 141(4)

For the purposes of subsection (2)(b)—

s. 141(4)(a)

“crime” means conduct which—

s. 141(4)(a)(i)

constitutes a criminal offence, or

s. 141(4)(a)(ii)

is, or corresponds to, any conduct which, if it all took place in any one part of the United Kingdom, would constitute a criminal offence, and

s. 141(4)(b)

crime is “serious” if—

s. 141(4)(b)(i)

the offence which is or would be constituted by the conduct is an offence for which the maximum sentence (in any part of the United Kingdom) is imprisonment for three years or more, or

s. 141(4)(b)(ii)

the conduct involves the use of violence, results in substantial financial gain or is conduct by a large number of persons in pursuit of a common purpose.

s. 142 — Offence of obstruction
s. 142(1)

A person commits an offence if the person—

s. 142(1)(a)

intentionally obstructs a person who is acting in the exercise of an enforcement function, or

s. 142(1)(b)

without reasonable excuse, fails to comply with any requirement imposed by a person who is acting in the exercise of an enforcement function.

s. 142(2)

In subsection (1) “enforcement function” means—

s. 142(2)(a)

an enforcement function of the Secretary of State, or

s. 142(2)(b)

a power of an enforcement officer, other than a power by virtue of section 116 (power to bring proceedings in employment tribunal).

s. 142(3)

A person guilty of an offence under this section is liable—

s. 142(3)(a)

on summary conviction in England and Wales, to imprisonment for a term not exceeding the maximum term for summary offences or a fine, or both;

s. 142(3)(b)

on summary conviction in Scotland, to imprisonment for a term not exceeding 12 months or a fine not exceeding level 5 on the standard scale, or both;

s. 142(3)(c)

on summary conviction in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding level 5 on the standard scale, or both.

s. 142(4)

In subsection (3)(a) “the maximum term for summary offences” means—

s. 142(4)(a)

in the case of an offence committed before the time when section 281(5) of the Criminal Justice Act 2003 comes into force, 6 months;

s. 142(4)(b)

in the case of an offence committed after that time, 51 weeks.

s. 142(5)

Nothing in this section requires a person to answer any question or give any information if to do so might incriminate that person.

Recovery of enforcement costs

s. 143 — Power to recover costs of enforcement
s. 143(1)

The Secretary of State may by regulations make provision requiring a relevant person, or a relevant person of a specified description, to pay a charge as a means of recovering any enforcement costs incurred in relation to the person.

s. 143(2)

For the purposes of this section— “enforcement costs”, in relation to a relevant person, means any costs incurred in connection with the exercise of an enforcement function of the Secretary of State in relation to the person; “relevant person” means a person who has failed to comply with any relevant labour market legislation; “specified” means specified in the regulations.

s. 143(3)

Regulations under this section may—

s. 143(3)(a)

provide that the amount of a charge is—

s. 143(3)(a)(i)

a fixed amount, or

s. 143(3)(a)(ii)

an amount calculated by reference to an hourly rate;

s. 143(3)(b)

provide for the amount of the charge to be determined by the Secretary of State in accordance with the regulations.

s. 143(4)

The regulations may in particular—

s. 143(4)(a)

provide that the amount of a charge is to be determined by the Secretary of State in accordance with a scheme made and published by the Secretary of State, and

s. 143(4)(b)

make provision about such schemes, including the principles governing such schemes.

s. 143(5)

The provision that may be made by regulations under this section includes, among other things—

s. 143(5)(a)

provision for charges to be payable only in specified circumstances;

s. 143(5)(b)

provision about reductions, exemptions and waivers;

s. 143(5)(c)

provision about how and when charges are to be paid;

s. 143(5)(d)

provision about the collection or recovery of payments;

s. 143(5)(e)

provision for the charging of interest on unpaid charges;

s. 143(5)(f)

provision about the resolution of disputes relating to the payment of charges, including provision for the making of appeals to a court or tribunal.

s. 143(6)

Regulations under this section are subject to the negative resolution procedure.

Supplementary

s. 144 — Offences by bodies corporate
s. 144(1)

If an offence under this Part committed by a body corporate is proved— the officer, as well as the body corporate, is guilty of the offence and liable to be proceeded against and punished accordingly.

s. 144(1)(a)

to have been committed with the consent or connivance of an officer of the body, or

s. 144(1)(b)

to be attributable to any neglect on the part of such an officer,

s. 144(2)

In subsection (1) “officer”, in relation to a body corporate, means—

s. 144(2)(a)

a director, manager, secretary or other similar officer of the body;

s. 144(2)(b)

a person purporting to act in any such capacity.

s. 144(3)

If the affairs of a body corporate are managed by its members, subsection (1) applies in relation to the acts and defaults of a member in connection with the member’s functions of management as if the member were a director of the body corporate.

s. 145 — Application of this Part to partnerships
s. 145(1)

If an offence under this Part committed by a partner (“P”) of a partnership which is not regarded as a legal person is shown— that other partner, as well as P, is guilty of the offence and liable to be proceeded against and punished accordingly.

s. 145(1)(a)

to have been committed with the consent or connivance of another partner, or

s. 145(1)(b)

to be attributable to any neglect on the part of another partner,

s. 145(2)

Proceedings for an offence under this Part alleged to have been committed by a partnership which is regarded as a legal person may be brought against the partnership in the firm name.

s. 145(3)

For the purposes of such proceedings—

s. 145(3)(a)

rules of court relating to the service of documents have effect as if the partnership were a body corporate, and

s. 145(3)(b)

the following provisions apply as they apply in relation to a body corporate—

s. 145(3)(b)(i)

section 33 of the Criminal Justice Act 1925 and Schedule 3 to the Magistrates’ Courts Act 1980;

s. 145(3)(b)(ii)

sections 34(2), 66(6AA) and 72D(2) of the Criminal Procedure (Scotland) Act 1995;

s. 145(3)(b)(iii)

section 18 of the Criminal Justice Act (Northern Ireland) 1945 (c. 15 (N.I.)) and Schedule 4 to the Magistrates’ Courts (Northern Ireland) Order 1981 (S.I. 1981/1675 (N.I. 26)).

s. 145(4)

A fine imposed on a partnership on its conviction of an offence under this Part is to be paid out of the funds of the partnership.

s. 145(5)

If an offence under this Part committed by a partnership is proved— the partner, as well as the partnership, is guilty of the offence and liable to be proceeded against and punished accordingly.

s. 145(5)(a)

to have been committed with the consent or connivance of a partner, or

s. 145(5)(b)

to be attributable to any neglect on the part of a partner,

s. 145(6)

In subsections (1) and (5) “partner” includes a person purporting to act as a partner.

s. 145(7)

For the purposes of this section a partnership is, or is not, “regarded as a legal person” if it is, or is not, so regarded under the law of the country or territory under which it was formed.

s. 146 — Application of this Part to unincorporated associations
s. 146(1)

In a case falling within subsection (2), an unincorporated association is to be treated as a legal person for the purposes of this Part.

s. 146(2)

A case falls within this subsection if it relates to a labour market offence for which it is possible to bring proceedings against an unincorporated association in the name of the association.

s. 146(3)

Proceedings for an offence under this Part alleged to have been committed by an unincorporated association may be brought against the association in the name of the association.

s. 146(4)

For the purposes of such proceedings—

s. 146(4)(a)

rules of court relating to the service of documents have effect as if the association were a body corporate, and

s. 146(4)(b)

the following provisions apply as they apply in relation to a body corporate—

s. 146(4)(b)(i)

section 33 of the Criminal Justice Act 1925 and Schedule 3 to the Magistrates’ Courts Act 1980;

s. 146(4)(b)(ii)

sections 34(2), 66(6AA) and 72D(2) of the Criminal Procedure (Scotland) Act 1995;

s. 146(4)(b)(iii)

section 18 of the Criminal Justice Act (Northern Ireland) 1945 (c. 15 (N.I.)) and Schedule 4 to the Magistrates’ Courts (Northern Ireland) Order 1981 (S.I. 1981/1675 (N.I. 26)).

s. 146(5)

A fine imposed on the association on its conviction of an offence under this Part is to be paid out of the funds of the association.

s. 146(6)

If an offence under this Part committed by an unincorporated association is proved— the officer, as well as the association, is guilty of the offence and liable to be proceeded against and punished accordingly.

s. 146(6)(a)

to have been committed with the consent or connivance of an officer of the association, or

s. 146(6)(b)

to be attributable to any neglect on the part of such an officer,

s. 146(7)

In subsection (6) “officer”, in relation to any association, means—

s. 146(7)(a)

an officer of the association or a member of its governing body;

s. 146(7)(b)

a person purporting to act in such a capacity.

s. 147 — Application of this Part to the Crown and Parliament
s. 147(1)

Subject to the provisions of section 134 and this section, this Part is binding on the Crown and applies in relation to any Crown premises as it applies in relation to any other premises.

s. 147(2)

In this section “Crown premises” means premises held, or used, by or on behalf of the Crown.

s. 147(3)

No contravention by the Crown of any provision made by this Part is to make the Crown criminally liable; but the High Court or, in Scotland, the Court of Session may declare unlawful any act or omission of the Crown which constitutes such a contravention.

s. 147(4)

Despite subsection (3), the provisions of this Part apply to persons in the public service of the Crown as they apply to other persons.

s. 147(5)

If the Secretary of State certifies that it appears appropriate in the interests of national security that powers of entry conferred by this Part should not be exercisable in relation to Crown premises specified in the certificate, those powers are not exercisable in relation to those premises.

s. 147(6)

No power of entry conferred by this Part may be exercised in relation to—

s. 147(6)(a)

land belonging to His Majesty in right of His private estates, or

s. 147(6)(b)

premises occupied for the purposes of either House of Parliament.

s. 147(7)

In subsection (6)(a), the reference to His Majesty’s private estates is to be read in accordance with section 1 of the Crown Private Estates Act 1862.

s. 148 — Abolition of existing enforcement authorities
s. 148(1)

The following are abolished—

s. 148(1)(a)

the Gangmasters and Labour Abuse Authority;

s. 148(1)(b)

the Director of Labour Market Enforcement.

s. 148(2)

Accordingly—

s. 148(2)(a)

in the Gangmasters (Licensing) Act 2004, omit section 1 (the Gangmasters and Labour Abuse Authority);

s. 148(2)(b)

in Part 1 of the Immigration Act 2016 (labour market and illegal working), omit section 1 (Director of Labour Market Enforcement).

s. 149 — Consequential and transitional provision
s. 149(1)

Schedule 10 contains consequential amendments relating to this Part.

s. 149(2)

Part 1 of Schedule 11 contains provision for the making of schemes for the transfer of staff, property, rights and liabilities from the Gangmasters and Labour Abuse Authority and the Director of Labour Market Enforcement to the Secretary of State.

s. 149(3)

Part 2 of that Schedule contains other transitional and saving provision for the purposes of this Part.

Interpretation of this Part

s. 150 — Meaning of “non-compliance with relevant labour market legislation”
s. 150(1)

For the purposes of this Part, each of the following constitutes “non-compliance with relevant labour market legislation”—

s. 150(1)(a)

failure to comply with any requirement, restriction or prohibition imposed by or under a provision of relevant labour market legislation;

s. 150(1)(b)

breach of a condition of a licence granted under section 7 of the Gangmasters (Licensing) Act 2004;

s. 150(1)(c)

the commission of a labour market offence.

s. 150(2)

For the purposes of this Part, any requirement to pay a relevant sum within the meaning of Part 2A of the Employment Tribunals Act 1996 is to be treated as a requirement imposed by or under that Part; and a reference to enforcing that Part is to be read accordingly.

s. 151 — Interpretation: general
s. 151(1)

In this Part—“the Advisory Board” means the Advisory Board established under section 93;“ancillary offence”, in relation to an offence under any provision of relevant labour market legislation, means—an offence of attempting or conspiring to commit such an offence; an offence under Part 2 of the Serious Crime Act 2007 in relation to such an offence; an offence of inciting a person to commit such an offence; an offence of aiding, abetting, counselling or procuring the commission of such an offence;“business” includes—a trade or profession, and any activity carried on by a body of persons (whether corporate or unincorporated);“employee” means an individual who is an employee within the meaning of section 230(1) of the Employment Rights Act 1996 or Article 3(1) of the Employment Rights (Northern Ireland) Order 1996 (S.I. 1996/1919 (N.I. 16));“employer” has the meaning given by subsection (2);“employers’ association” has the same meaning as in the Trade Union and Labour Relations (Consolidation) Act 1992 (see section 122 of that Act);“enactment” means an enactment whenever passed or made, and includes—an enactment contained in subordinate legislation, an enactment contained in, or in an instrument made under, a Measure or Act of the National Assembly for Wales or an Act of Senedd Cymru, an enactment contained in, or in an instrument made under, an Act of the Scottish Parliament, and an enactment contained in, or in an instrument made under, Northern Ireland legislation;“enforcement function”, in relation to the Secretary of State, has the meaning given by section 91;“enforcement officer” has the meaning given by section 90(3);“GCHQ” has the same meaning as in the Intelligence Services Act 1994;“intelligence service” means—the Security Service; the Secret Intelligence Service; GCHQ;“labour market offence” means—an offence under any provision of relevant labour market legislation, or an ancillary offence relating to such an offence;“the liable party”, in relation to a notice of underpayment, has the meaning given by section 103(1);“LME order” has the meaning given by section 123(2);“LME undertaking” has the meaning given by section 119(3);“non-compliance with relevant labour market legislation” has the meaning given by section 150; and any reference to a failure to comply with relevant labour market legislation is to be read accordingly;“notice of underpayment” has the meaning given by section 103(2);“premises” has the meaning given by subsection (3);“the relevant day”, in relation to a notice of underpayment, has the meaning given by section 103(1);“relevant labour market legislation” means the labour market legislation listed in Part 1 of Schedule 7;“respondent”, in relation to an LME order, has the meaning given by section 123(2);“statutory pay provision” has the meaning given by section 103(7);“subject”, in relation to an LME undertaking, has the meaning given by section 119(3);“subordinate legislation” has the meaning given by section 21(1) of the Interpretation Act 1978;“trade union” has the same meaning as in the Trade Union and Labour Relations (Consolidation) Act 1992 (see section 1 of that Act);“underpaid individual”, in relation to a notice of underpayment, has the meaning given by section 103(1);“worker” (except in section 102) has the meaning given by subsection (5).

s. 151(2)

In this Part “employer” means any of the following—

s. 151(2)(a)

an employer within the meaning of section 230(4) of the Employment Rights Act 1996 or Article 3(4) of the Employment Rights (Northern Ireland) Order 1996 (S.I. 1996/1919 (N.I. 16));

s. 151(2)(b)

a person who is an employer for the purposes of Part 4A of the Employment Rights Act 1996 in relation to a worker mentioned in section 43K(2) of that Act;

s. 151(2)(c)

a person who is an employer for the purposes of Part 5A of the Employment Rights (Northern Ireland) Order 1996 in relation to a worker mentioned in Article 67K(2) of that Order;

s. 151(2)(d)

a person who is the principal for the purposes of section 47A or 63A of the Employment Rights Act 1996 or Article 70A or 91A of the Employment Rights (Northern Ireland) Order 1996 (right to time off for young person for study or training);

s. 151(2)(e)

a person who is—

s. 151(2)(e)(i)

an employer for the purposes of Chapter 3 or 4 of Part 2A of the Employment Rights Act 1996 (zero hours workers) by virtue of section 27BJ(7) or (as the case may be) 27BP(8) of that Act,

s. 151(2)(e)(ii)

an employer in relation to a zero hours arrangement within the meaning of Part 2A of that Act (see section 27BZ2(1) of that Act), or

s. 151(2)(e)(iii)

an employer in relation to a non-contractual zero hours arrangement within the meaning of Article 59A of the Employment Rights (Northern Ireland) Order 1996;

s. 151(2)(f)

in relation to an individual who is an agency worker within the meaning of Part 2A of the Employment Rights Act 1996—

s. 151(2)(f)(i)

a person who is the hirer within the meaning of any Part of Schedule A1 to that Act (agency workers: guaranteed hours and rights relating to shifts);

s. 151(2)(f)(ii)

a work-finding agency within the meaning of Schedule A1 to that Act (see section 27BV(4) of that Act);

s. 151(2)(f)(iii)

a relevant person within the meaning of section 47I of that Act (agency workers and Schedule A1 rights);

s. 151(2)(g)

in relation to an individual who is an agency worker within the meaning of the Agency Workers Regulations 2010 (S.I. 2010/93) or the Agency Workers Regulations (Northern Ireland) 2011 (S.R. (N.I.) 2011 No. 350)—

s. 151(2)(g)(i)

the hirer within the meaning of the relevant Regulations;

s. 151(2)(g)(ii)

(where the worker is not actually employed by the temporary work agency) the temporary work agency within the meaning of the relevant Regulations;

s. 151(2)(h)

in relation to an individual seeking to be employed by a person as a worker, that person.

s. 151(3)

In this Part “premises” includes any place and, in particular, includes—

s. 151(3)(a)

any vehicle, vessel, aircraft or hovercraft;

s. 151(3)(b)

any tent or movable structure;

s. 151(3)(c)

any offshore installation;

s. 151(3)(d)

any renewable energy installation.

s. 151(4)

In subsection (3)—“offshore installation” has the same meaning as in the Mineral Workings (Offshore Installations) Act 1971;“renewable energy installation” has the meaning given by section 104 of the Energy Act 2004.

s. 151(5)

In this Part “worker” means any of the following—

s. 151(5)(a)

a worker within the meaning of section 230(3) of the Employment Rights Act 1996 or Article 3(3) of the Employment Rights (Northern Ireland) Order 1996 (S.I. 1996/1919 (N.I. 16));

s. 151(5)(b)

an individual who is not a worker as defined by section 230(3) of the Employment Rights Act 1996 but who is a worker for the purposes of Part 4A of that Act (see section 43K(1) of that Act);

s. 151(5)(c)

an individual who is not a worker as defined by Article 3(3) of the Employment Rights (Northern Ireland) Order 1996 but who is a worker for the purposes of Part 5A of that Order (see Article 67K(1) of that Order);

s. 151(5)(d)

an individual who—

s. 151(5)(d)(i)

is a worker for the purposes of Chapter 3 or 4 of Part 2A of the Employment Rights Act 1996 (zero hours workers) by virtue of section 27BJ(7) or (as the case may be) 27BP(8) of that Act,

s. 151(5)(d)(ii)

works under a zero hours arrangement within the meaning of Part 2A of that Act (see section 27BZ2(1) of that Act), or

s. 151(5)(d)(iii)

works under a non-contractual zero hours arrangement within the meaning of Article 59A of the Employment Rights (Northern Ireland) Order 1996;

s. 151(5)(e)

an individual who is an agency worker within the meaning of Part 2A of the Employment Rights Act 1996;

s. 151(5)(f)

an individual who is an agency worker within the meaning of the Agency Workers Regulations 2010 (S.I. 2010/93) or the Agency Workers Regulations (Northern Ireland) 2011 (S.R. (N.I.) 2011 No. 350);

s. 151(5)(g)

an individual seeking to be employed by a person as a worker.

Part 6

Miscellaneous and general

Tribunals

s. 152 — Increase in time limits for making claims

Schedule 12 makes amendments for the purpose of increasing time limits for making claims in employment tribunals in Great Britain (and, in certain cases, industrial tribunals in Northern Ireland) from three months to six months.

Regulations etc under Employment Rights Act 1996

s. 153 — Orders and regulations under Employment Rights Act 1996: procedure

In section 236 of the Employment Rights Act 1996 (orders and regulations), after subsection (4) insert—

Final provisions

s. 154 — Power to make consequential amendments
s. 154(1)

The Secretary of State may by regulations make provision that is consequential on any provision made by this Act.

s. 154(2)

The power to make regulations under this section may, in particular, be exercised by amending, repealing, revoking or otherwise modifying any provision made by or under primary legislation passed before, or in the same session of Parliament as, this Act.

s. 154(3)

In this section “primary legislation” means—

s. 154(3)(a)

an Act of Parliament;

s. 154(3)(b)

a Measure or Act of the National Assembly for Wales or an Act of Senedd Cymru;

s. 154(3)(c)

an Act of the Scottish Parliament;

s. 154(3)(d)

Northern Ireland legislation.

s. 154(4)

Regulations under this section that amend or repeal any primary legislation are subject to the affirmative resolution procedure.

s. 154(5)

Any other regulations under this section are subject to the negative resolution procedure.

s. 155 — Power to make transitional or saving provision
s. 155(1)

The Secretary of State may by regulations make such transitional or saving provision as the Secretary of State considers appropriate in connection with the coming into force of any provision of this Act.

s. 155(2)

Regulations under this section may (among other things)—

s. 155(2)(a)

make provision in addition to, or different from, that made by this Act;

s. 155(2)(b)

make any adaptations of any provisions of this Act brought into force that appear to be appropriate in consequence of other provisions of this Act not yet having come into force.

s. 156 — Regulations
s. 156(1)

Any power of the Secretary of State or the Welsh Ministers to make regulations under this Act is exercisable by statutory instrument.

s. 156(2)

For provision about the making of regulations under this Act by the Scottish Ministers, see section 27 of the Interpretation and Legislative Reform (Scotland) Act 2010 (asp 10) (which provides for such regulations to be made by Scottish statutory instrument).

s. 156(3)

Regulations under this Act may—

s. 156(3)(a)

make different provision for different purposes or different areas;

s. 156(3)(b)

contain supplementary, incidental, consequential, transitional or saving provision.

s. 156(4)

Subsection (3) does not apply to regulations under section 159 (see instead subsection (4) of that section).

s. 156(5)

Where regulations under this Act are subject to the “negative resolution procedure”—

s. 156(5)(a)

in the case of regulations of the Secretary of State, the statutory instrument containing the regulations is subject to annulment in pursuance of a resolution of either House of Parliament;

s. 156(5)(b)

in the case of regulations of the Welsh Ministers, the statutory instrument containing the regulations is subject to annulment in pursuance of a resolution of Senedd Cymru;

s. 156(5)(c)

in the case of regulations of the Scottish Ministers, the regulations are subject to the negative procedure (see section 28 of the Interpretation and Legislative Reform (Scotland) Act 2010 (asp 10)).

s. 156(6)

Where regulations under this Act are subject to the “affirmative resolution procedure”—

s. 156(6)(a)

in the case of regulations of the Secretary of State, the regulations may not be made unless a draft of the statutory instrument containing them has been laid before Parliament and approved by a resolution of each House of Parliament;

s. 156(6)(b)

in the case of regulations of the Welsh Ministers, the regulations may not be made unless a draft of the statutory instrument containing them has been laid before, and approved by a resolution of, Senedd Cymru;

s. 156(6)(c)

in the case of regulations of the Scottish Ministers, the regulations are subject to the affirmative procedure (see section 29 of the Interpretation and Legislative Reform (Scotland) Act 2010 (asp 10)).

s. 156(7)

Any provision that may be included by a person in an instrument under this Act subject to the negative resolution procedure may be made by the person by regulations subject to the affirmative resolution procedure.

s. 157 — Financial provision

There is to be paid out of money provided by Parliament—

s. 157(a)

any expenditure incurred under or by virtue of this Act by a person holding office under His Majesty or by a government department, and

s. 157(b)

any increase attributable to this Act in the sums payable under any other Act out of money so provided.

s. 158 — Extent
s. 158(1)

Except as set out below—

s. 158(1)(a)

Parts 1, 2 and 4 of this Act extend to England and Wales and Scotland;

s. 158(1)(b)

in Part 3—

s. 158(1)(b)(i)

Chapter 1 extends to England and Wales;

s. 158(1)(b)(ii)

Chapter 2 extends to England and Wales and Scotland;

s. 158(1)(b)(iii)

Chapter 3 extends to England and Wales, Scotland and Northern Ireland;

s. 158(1)(c)

Part 5 and this Part extend to England and Wales, Scotland and Northern Ireland.

s. 158(2)

Sections 12 and 13 (statutory sick pay in Northern Ireland) extend to Northern Ireland only.

s. 158(3)

Section 32 (public sector outsourcing: protection of workers) extends to England and Wales, Scotland and Northern Ireland.

s. 158(4)

Except as set out in subsection (5), an amendment, repeal or revocation made by this Act has the same extent within the United Kingdom as the provision amended, repealed or revoked.

s. 158(5)

In Schedule 12 (increase in time limits for making claims)—

s. 158(5)(a)

the amendments made by paragraph 9(3) and (4) extend to Northern Ireland only;

s. 158(5)(b)

the amendments made by paragraphs 10, 12 and 13 extend to England and Wales and Scotland only.

s. 159 — Commencement
s. 159(1)

The following provisions of this Act come into force on the day on which this Act is passed—

s. 159(1)(a)

section 19 (review of extent of right to time off for public duties);

s. 159(1)(b)

section 37 (guidance about the employment of children on heritage railways);

s. 159(1)(c)

section 78 (repeal of provision about minimum service levels);

s. 159(1)(d)

sections 154 to 158, this section and section 160.

s. 159(2)

The following provisions of this Act come into force at the end of the period of two months beginning with the day on which this Act is passed—

s. 159(2)(a)

section 61 (political funds: requirement to pass political resolution);

s. 159(2)(b)

section 62 (requirement to contribute to political fund);

s. 159(2)(c)

section 63 (deduction of trade union subscriptions from wages in public sector);

s. 159(2)(d)

section 66 (facility time: publication requirements and reserve powers);

s. 159(2)(e)

section 67 (blacklists: additional powers);

s. 159(2)(f)

section 69 (industrial action ballots: support thresholds);

s. 159(2)(g)

section 70 (industrial action ballots: information to be included in notices to employers);

s. 159(2)(h)

section 71 (industrial action ballots: information to be included on voting paper);

s. 159(2)(i)

section 72 (period after which industrial action ballot ceases to be effective);

s. 159(2)(j)

section 73 (electronic balloting);

s. 159(2)(k)

section 74 (notice to employers of industrial action);

s. 159(2)(l)

section 75 (union supervision of picketing);

s. 159(2)(m)

section 80 (union annual returns: removal of provision about political expenditure);

s. 159(2)(n)

section 82 (Certification Officer: removal of investigatory powers);

s. 159(2)(o)

section 83 (Certification Officer: powers to be exercised only on application);

s. 159(2)(p)

section 84 (Certification Officer: removal of power to impose financial penalties);

s. 159(2)(q)

section 86 (Certification Officer: appeals to the Employment Appeal Tribunal);

s. 159(2)(r)

section 87 (employment outside Great Britain);

s. 159(2)(s)

section 89 (devolved Welsh authorities).

s. 159(3)

The other provisions of this Act come into force in accordance with regulations made by the Secretary of State.

s. 159(4)

Regulations under subsection (3) may make different provision for different purposes or different areas.

s. 159(5)

In deciding whether and when to make regulations under subsection (3) bringing section 68 (industrial action ballots: turnout threshold) into force for any purpose, the Secretary of State must have regard to what effect any provision made after this Act is passed for industrial action ballots to be conducted otherwise than by post has had, or is expected to have, on the proportion of those eligible to vote in such ballots doing so.

s. 159(6)

The Secretary of State may not make regulations under subsection (3) bringing section 68 into force for any purpose unless the Secretary of State has laid before Parliament a statement as to how the Secretary of State has had regard to any such effect.

s. 159(7)

In subsection (5) “industrial action ballot” means a ballot for the purposes of section 226 of the Trade Union and Labour Relations (Consolidation) Act 1992 (ballots on industrial action).

s. 160 — Short title

This Act may be cited as the Employment Rights Act 2025.

Sch 1

Agency workers: guaranteed hours and rights relating to shifts

Paragraph

Before Schedule 1 to the Employment Rights Act 1996 insert—

Sch 2

Consequential amendments relating to sections 1 to 5

Sch 2 para 1 — Insolvency Act 1986

In the Insolvency Act 1986, in Schedule 6 (categories of preferential debts), in paragraph 13(2), before paragraph (a) insert—.

Sch 2 para 2 — Employment Tribunals Act 1996

The Employment Tribunals Act 1996 is amended as follows.

Sch 2 para 3
Sch 2 para 3(1)

Section 12A (financial penalties) is amended as follows.

Sch 2 para 3(2)

In subsection (11), in the definition of “employer”, after paragraph (a) insert—.

Sch 2 para 3(3)

In that subsection, in the definition of “worker”, for the words from “includes” to the end of the definition substitute

Sch 2 para 4
Sch 2 para 4(1)

Section 16 (power to provide for recoupment of benefits) is amended as follows.

Sch 2 para 4(2)

In subsection (1), after paragraph (d) insert—.

Sch 2 para 4(3)

At the end insert—

Sch 2 para 5

In section 18 (conciliation: relevant proceedings), in subsection (1)(b)—

Sch 2 para 5(a)

after “23,” insert “27BG, 27BN, 27BT, 27BY(5),”;

Sch 2 para 5(b)

after “177 of” insert “, or paragraph 8, 9, 19 or 26 of Schedule A1 to,”.

Sch 2 para 6 — Employment Rights Act 1996

The Employment Rights Act 1996 is amended as follows.

Sch 2 para 7

In section 27 (meaning of “wages” for purposes of Part 2 of the Act), in subsection (1)—

Sch 2 para 7(a)

after the paragraph (ce) inserted by the Neonatal Care (Leave and Pay) Act 2023 insert—;

Sch 2 para 7(b)

after paragraph (cf) (inserted by paragraph (a)) insert—;

Sch 2 para 7(c)

renumber the paragraph (ce) inserted by the Employment (Allocation of Tips) Act 2023 as paragraph (ch).

Sch 2 para 8

In section 27A (exclusivity terms unenforceable in zero hours contracts), omit subsections (1) and (2).

Sch 2 para 9

In section 27B (power to make further provision in relation to zero hours workers)—

Sch 2 para 9(a)

omit subsection (4);

Sch 2 para 9(b)

in subsection (6)(a) and (b) (inserted by section 8), for “prescribed” substitute “specified”;

Sch 2 para 9(c)

omit subsections (7) and (8).

Sch 2 para 10

After section 47G insert—

Sch 2 para 11

After section 47H (inserted by paragraph 10) insert—

Sch 2 para 12
Sch 2 para 12(1)

Section 48 (enforcement) is amended as follows.

Sch 2 para 12(2)

After subsection (1B) insert—

Sch 2 para 12(3)

After subsection (1BA) (inserted by sub-paragraph (2)) insert—

Sch 2 para 12(4)

In subsection (2), for “or (1B)” substitute “, (1B) or (1BA)”.

Sch 2 para 12(5)

After subsection (2A) insert—

Sch 2 para 12(6)

In subsection (4), in the words after paragraph (b), after “hirer” insert “, or a relevant person (within the meaning of section 47I),”.

Sch 2 para 12(7)

In subsection (6), after “49” insert “, except so far as relating to an alleged detriment in contravention of section 47I,”.

Sch 2 para 13
Sch 2 para 13(1)

Section 49 (remedies) is amended as follows.

Sch 2 para 13(2)

In subsection (1), for “or (1B)” substitute “, (1B) or (1BA)”.

Sch 2 para 13(3)

After subsection (1A) insert—

Sch 2 para 13(4)

In subsection (2), for “and (6)” substitute “, (6), (7) and (7A)”.

Sch 2 para 13(5)

In that subsection, after “(7A)” insert “and (7B)”.

Sch 2 para 13(6)

After subsection (7) insert—

Sch 2 para 13(7)

After subsection (7A) (inserted by sub-paragraph (6)) insert—

Sch 2 para 14

After section 104B insert—

Sch 2 para 15

After section 104BA (inserted by paragraph 14) insert—

Sch 2 para 16

In section 105 (redundancy)—

Sch 2 para 16(a)

after subsection (7B) insert—;

Sch 2 para 16(b)

after subsection (7BZA) (inserted by paragraph (a)) insert—

Sch 2 para 17

In section 108 (qualifying period of employment), in subsection (3)—

Sch 2 para 17(a)

after paragraph (gh) insert—;

Sch 2 para 17(b)

after paragraph (gha) (inserted by paragraph (a)) insert—.

Sch 2 para 18

In section 184 (debts to which Part 12 of the Act (insolvency of employers) applies), in subsection (2), before paragraph (a) insert—.

Sch 2 para 19

In section 192 (armed forces), in subsection (2)(e), after “103” insert “, 104BA, 104BB”.

Sch 2 para 20
Sch 2 para 20(1)

Section 194 (House of Lords staff) is amended as follows.

Sch 2 para 20(2)

After subsection (2)(a) insert—.

Sch 2 para 20(3)

In subsection (2)(c), for “and 47E” substitute “, 47E and 47H”.

Sch 2 para 21
Sch 2 para 21(1)

Section 195 (House of Commons staff) is amended as follows.

Sch 2 para 21(2)

After subsection (2)(a) insert—.

Sch 2 para 21(3)

In subsection (2)(c), for “and 47E” substitute “, 47E and 47H”.

Sch 2 para 22
Sch 2 para 22(1)

Section 199 (mariners) is amended as follows.

Sch 2 para 22(2)

In subsection (8), for paragraph (b) substitute—.

Sch 2 para 22(3)

After subsection (8) insert—

Sch 2 para 23

In section 200 (police officers), in subsection (1)—

Sch 2 para 23(a)

after “8 to 10,” insert “Chapters 2 to 4 of Part 2A,”;

Sch 2 para 23(b)

after “47C,” insert “47H,”.

Sch 2 para 24
Sch 2 para 24(1)

Section 202 (national security restrictions on disclosure of information) is amended as follows.

Sch 2 para 24(2)

In subsection (2), after paragraph (a) insert—.

Sch 2 para 24(3)

In subsection (2)(b), for “and 47C” substitute “, 47C, 47H and 47I”.

Sch 2 para 24(4)

In subsection (2)(g)(i)—

Sch 2 para 24(4)(a)

for “or 103” substitute “, 103, 104BA or 104BB”;

Sch 2 para 24(4)(b)

after “application” insert “in relation to rights conferred by Chapters 2 to 6 of Part 2A (including Schedule A1) or”.

Sch 2 para 24(5)

In subsection (2)(g)(ii), for “or (6)” substitute “, (6), (7BZA) or (7BZB)”.

Sch 2 para 25
Sch 2 para 25(1)

Section 205 (remedy for infringement of certain rights) is amended as follows.

Sch 2 para 25(2)

In subsection (1), after “section 8,” insert “Chapters 2 to 4 of Part 2A,”.

Sch 2 para 25(3)

After subsection (1A) insert—

Sch 2 para 25(4)

After subsection (2) insert—

Sch 2 para 26
Sch 2 para 26(1)

Section 206 (institution or continuance of tribunal proceedings) is amended as follows.

Sch 2 para 26(2)

In subsection (2), after paragraph (a) insert—.

Sch 2 para 26(3)

After subsection (9) insert—

Sch 2 para 27

In section 225 (calculation date for purposes of working out a week’s pay), before subsection (1) insert—

Sch 2 para 28

In section 227 (maximum amount of week’s pay), in subsection (1), before paragraph (zza) insert—.

Sch 2 para 29

In section 235 (definitions for purposes of the Act)—

Sch 2 para 29(a)

in subsection (1), in paragraph (b) of the definition of “week”, after “86” insert “and paragraph 11 of Schedule A1”;

Sch 2 para 29(b)

in subsection (2A) (definition of “limited-term contract”), after “contract of employment” insert “or other worker’s contract”;

Sch 2 para 29(c)

in subsection (2B) (definition of “limiting event”), in the words before paragraph (a), after “contract of employment” insert “or other worker’s contract”.

Sch 2 para 30

In section 236 (orders and regulations), in subsection (3) (regulations subject to affirmative procedure)—

Sch 2 para 30(a)

after “27B,” insert “27BA(3)(a)(ii) or (d), (6) or (16), 27BB(2), (5) or (9)(c), 27BD(6), 27BJ(1)(b), (2)(a) or (4), 27BK(3), 27BP(1), (2)(c), (3)(a), (6) or (9), 27BR(1)(c), 27BU(2), 27BZ,”;

Sch 2 para 30(b)

after “209,” insert “or under paragraph 1(3)(b), (6) or (11), 2(2), (5) or (7)(c), 5(6), 12(1), 13(3), 14(2), 15(3), 16(4), 22(1), (3) or (5), 24(1)(c) or (2), 26(9), 27(2) or 28(2) of Schedule A1,”.

Sch 2 para 31 — Bankruptcy (Scotland) Act 2016

In the Bankruptcy (Scotland) Act 2016 (asp 21), in Schedule 3 (preferred debts), in paragraph 10(2)—

Sch 2 para 31(a)

before paragraph (a) insert—;

Sch 2 para 31(b)

in paragraph (a), for “the Employment Rights Act 1996” substitute “that Act”.

Sch 3

Minor and consequential amendments relating to section 25

Sch 3 para 1 — Employment Rights Act 1996
Sch 3 para 1(1)

The Employment Rights Act 1996 is amended as follows.

Sch 3 para 1(2)

In section 92 (right to written statement of reasons for dismissal), in subsection (3), for “two years” substitute “six months”.

Sch 3 para 1(3)

In section 108 (qualifying period of employment), in subsection (3)—

Sch 3 para 1(3)(a)

after paragraph (h) insert— ;

Sch 3 para 1(3)(b)

omit paragraphs (k) and (o).

Sch 3 para 1(4)

In section 117 (enforcement of order for reinstatement or re-engagement and compensation), in subsection (2), for “Subject to section 124, the” substitute “The”.

Sch 3 para 1(5)

In section 118 (compensation: general), in subsection (1)(b), omit “124,”.

Sch 3 para 1(6)

In section 123 (compensatory award), in subsection (1), omit “124,”.

Sch 3 para 1(7)

In section 205A (employee shareholders), in subsection (10), for the words from “where” to the end substitute

Sch 3 para 1(8)

In section 209 (powers to amend Act)—

Sch 3 para 1(8)(a)

in subsection (2)—

Sch 3 para 1(8)(a)(i)

in paragraph (e), omit “section 124(1), (2) and (5),”;

Sch 3 para 1(8)(a)(ii)

in paragraph (j), omit “, 124(2)”;

Sch 3 para 1(8)(b)

in subsection (5), omit “92(3),”.

Sch 3 para 1(9)

In section 226 (rights on termination), in subsection (3), for “, 121 or 124” substitute “or 121”.

Sch 3 para 1(10)

In section 236 (orders and regulations), in subsection (3), omit “124(2),”.

Sch 3 para 2 — Employment Relations Act 1999
Sch 3 para 2(1)

The Employment Relations Act 1999 is amended as follows.

Sch 3 para 2(2)

In section 34 (indexation of amounts, etc)—

Sch 3 para 2(2)(a)

in subsection (1), omit paragraph (c);

Sch 3 para 2(2)(b)

omit subsections (4) to (4B).

Sch 3 para 2(3)

In section 37, omit subsection (1).

Sch 3 para 3 — Enterprise and Regulatory Reform Act 2013

In the Enterprise and Regulatory Reform Act 2013, omit section 15 (power to increase or decrease limit of compensatory award).

Sch 3 para 4 — Coronavirus Act 2020

In Schedule 7 to the Coronavirus Act 2020, omit paragraph 17.

Sch 3 para 5 — Power to make further consequential amendments
Sch 3 para 5(1)

The provision that may be made under section 154 (power to make consequential amendments) by any regulations that amend a relevant provision in consequence of the repeal of section 124 of the Employment Rights Act 1996 by section 25(3) includes (among other things)—

Sch 3 para 5(1)(a)

provision amending section 34 of the Employment Relations Act 1999 for the purpose of applying that section to a relevant sum;

Sch 3 para 5(1)(b)

provision conferring power on the Secretary of State by regulations to vary a relevant limit, in the same manner and to the same extent as the power conferred by section 15 of the Enterprise and Regulatory Reform Act 2013 to vary the limit imposed by section 124(1) of the Employment Rights Act 1996 (but see sub-paragraph (4));

Sch 3 para 5(1)(c)

provision that is consequential on provision within paragraph (a) or (b).

Sch 3 para 5(2)

For the purposes of this paragraph—

Sch 3 para 5(2)(a)

“relevant provision” means—

Sch 3 para 5(2)(a)(i)

a provision listed in sub-paragraph (3), or

Sch 3 para 5(2)(a)(ii)

any other provision that limits the amount of compensation payable by virtue of the provision by reference to the limit imposed by section 124 of the Employment Rights Act 1996;

Sch 3 para 5(2)(b)

“relevant sum” means a sum specified in a relevant provision, in consequence of the repeal of that section, for the purposes of limiting the amount of compensation payable by virtue of the provision;

Sch 3 para 5(2)(c)

“relevant limit” means a limit on the amount of compensation payable by virtue of a relevant provision that is specified in the provision in consequence of that repeal;

Sch 3 para 5(2)(d)

the reference in sub-paragraph (1)(b) to section 15 of the Enterprise and Regulatory Reform Act 2013 is a reference to that section as it had effect immediately before the coming into force of paragraph 3.

Sch 3 para 5(3)

The provisions referred to in sub-paragraph (2)(a)(i) (each of which limits the amount of compensation payable by virtue of the provision by reference to the limit imposed by section 124 of the Employment Rights Act 1996) are—

Sch 3 para 5(3)(a)

section 67 of the Trade Union and Labour Relations (Consolidation) Act 1992 (right not to be unjustifiably disciplined by trade union: remedies for infringement);

Sch 3 para 5(3)(b)

section 140 of that Act (remedies for refusal of employment, etc on grounds related to union membership);

Sch 3 para 5(3)(c)

section 176 of that Act (right not to be excluded or expelled from trade union: remedies);

Sch 3 para 5(3)(d)

paragraph 160 of Schedule A1 to that Act (trade union recognition: enforcement of right not to be subjected to detriment);

Sch 3 para 5(3)(e)

section 49 of the Employment Rights Act 1996 (protection from suffering detriment in employment: remedies), so far as relating to subsection (5A), (7), (7A) or (7B) of that section;

Sch 3 para 5(3)(f)

section 24 of the National Minimum Wage Act 1998 (enforcement of right not to be subjected to detriment), so far as relating to employment tribunals in Great Britain;

Sch 3 para 5(3)(g)

section 56 of the Pensions Act 2008 (pension scheme membership: enforcement of right not to be subjected to detriment);

Sch 3 para 5(3)(h)

regulation 4 of the Exclusivity Terms in Zero Hours Contracts (Redress) Regulations 2015 (S.I. 2015/2021) (enforcement of right not to be subjected to detriment);

Sch 3 para 5(3)(i)

regulation 9 of the Exclusivity Terms for Zero Hours Workers (Unenforceability and Redress) Regulations 2022 (S.I. 2022/1145) (enforcement of right not to be subjected to detriment).

Sch 3 para 5(4)

The power that may be conferred by provision made by virtue of sub-paragraph (1)(b) includes power to specify different amounts in relation to different descriptions of persons by whom compensation is payable by virtue of a relevant provision.

Sch 3 para 5(5)

The power to make regulations under section 154 is to be regarded as including power to make provision amending section 49(7A) or (7B) of the Employment Rights Act 1996, as inserted by paragraph 13 of Schedule 2, in consequence of the repeal of section 124 of the Employment Rights Act 1996 regardless of whether that repeal comes into force before or after the day on which that paragraph is brought into force for any purpose.

Sch 4

Pay and conditions of school support staff in England

Sch 4 para 1 — The School Support Staff Negotiating Body

In the Education Act 2002, after Part 8 insert—

Sch 4 para 2 — The School Support Staff Negotiating Body

In the Education Act 2002, after Schedule 12 insert—

Sch 4 para 3 — Consequential amendments

In the House of Commons Disqualification Act 1975, in Part 3 of Schedule 1 (other disqualifying offices), at the appropriate place insert—

Sch 4 para 4 — Consequential amendments

In Schedule 2 to the Education Act 2002 (effect on staffing of suspension of delegated budget)—

Sch 4 para 4(a)

after paragraph 10 insert— ;

Sch 4 para 4(b)

omit paragraph 11.

Sch 4 para 5 — Pre-commencement consultation

If, before the coming into force of paragraph 2 (which inserts Schedule 12A to the Education Act 2002), any consultation takes place which would have satisfied the requirement for consultation under paragraph 1(5) of that Schedule to any extent if it had been in force, that requirement is to be taken as having been satisfied to that extent.

Sch 5

Seafarers’ wages and working conditions

Sch 5 para 1 — Amendment of Seafarers’ Wages Act 2023

The Seafarers’ Wages Act 2023 (“the Act”) is amended in accordance with paragraphs 2 to 23.

Sch 5 para 2 — Part 1 of the Act: relevant services

For the italic heading before section 1 substitute— .

Sch 5 para 3 — Part 1 of the Act: relevant services

In section 1 (services to which this Act applies)—

Sch 5 para 3(a)

for the heading substitute “Relevant services”;

Sch 5 para 3(b)

in subsection (1), for “This Act applies to” substitute “In this Act, “relevant service” means”;

Sch 5 para 3(c)

in subsection (2), for “this Act does not apply to” substitute ““relevant service” does not include”;

Sch 5 para 3(d)

for subsection (4) substitute—

Sch 5 para 4 — Chapter 1 of Part 2 of the Act: non-qualifying seafarers

After section 1 insert— .

Sch 5 para 5 — Chapter 1 of Part 2 of the Act: non-qualifying seafarers

In section 2 (non-qualifying seafarers), in paragraph (a), for “service to which this Act applies” substitute “relevant service”.

Sch 5 para 6 — Chapter 2 of Part 2 of the Act: national minimum wage equivalence declarations

For the italic heading before section 3 substitute— .

Sch 5 para 7 — Chapter 2 of Part 2 of the Act: national minimum wage equivalence declarations

In section 3 (request for declaration)—

Sch 5 para 7(a)

in the heading, after “for” insert “equivalence”;

Sch 5 para 7(b)

in subsection (1)—

Sch 5 para 7(b)(i)

for “Act applies” substitute “Chapter applies (see subsection (4A))”;

Sch 5 para 7(b)(ii)

at the end insert “(see section 19 for the meaning of “relevant year”)”;

Sch 5 para 7(c)

after subsection (4) insert— ;

Sch 5 para 7(d)

omit subsections (5) and (6).

Sch 5 para 8 — Chapter 2 of Part 2 of the Act: national minimum wage equivalence declarations

In section 4 (nature of declaration)—

Sch 5 para 8(a)

in the heading, after “of” insert “equivalence”;

Sch 5 para 8(b)

after subsection (5) insert— ;

Sch 5 para 8(c)

omit subsections (6) to (10).

Sch 5 para 9 — Chapters 3 and 4 of Part 2 of the Act: remuneration regulations and declarations

After section 4 insert—

Sch 5 para 10 — Part 3 of the Act: seafarers’ working conditions

After section 4D (inserted by paragraph 9 of this Schedule) insert—

Sch 5 para 11 — Part 4 of the Act: enforcement of Parts 2 and 3

After section 4G (inserted by paragraph 10 of this Schedule) insert— .

Sch 5 para 12 — Part 4 of the Act: enforcement of Parts 2 and 3

In section 5 (offence of operating service inconsistently with declaration)—

Sch 5 para 12(a)

in subsection (1)—

Sch 5 para 12(a)(i)

for “service to which this Act applies” substitute “relevant service”;

Sch 5 para 12(a)(ii)

in paragraph (a), for “an equivalence declaration” substitute “a declaration”;

Sch 5 para 12(b)

in subsections (2), (3) and (4), omit “equivalence”.

Sch 5 para 13 — Part 4 of the Act: enforcement of Parts 2 and 3
Sch 5 para 13(1)

Section 6 (imposition of surcharges: failure to provide declaration in time) is amended as follows.

Sch 5 para 13(2)

In subsection (1)(a)—

Sch 5 para 13(2)(a)

for “service to which this Act applies” substitute “relevant service”;

Sch 5 para 13(2)(b)

for “an equivalence declaration” substitute “a declaration”.

Sch 5 para 13(3)

In subsection (1)(b), for “an equivalence declaration” substitute “the requested declaration”.

Sch 5 para 13(4)

In subsection (2)(b)(ii), for “an equivalence declaration” substitute “the requested declaration”.

Sch 5 para 13(5)

In subsection (3)(b)(ii), for “an equivalence declaration” substitute “the requested declaration”.

Sch 5 para 13(6)

In subsection (5)(a), for “an equivalence declaration” substitute “the requested declaration”.

Sch 5 para 13(7)

In subsection (5)(b), for “section 4(4) or (5).” substitute

Sch 5 para 13(8)

In subsection (6)—

Sch 5 para 13(8)(a)

for “an equivalence declaration” substitute “a declaration”;

Sch 5 para 13(8)(b)

in the definition of “prescribed period”, for “3(5)(a)” substitute “16A(1)(a)”;

Sch 5 para 13(8)(c)

in the definition of “prescribed form and manner”, for “3(5)(b) and (c)” substitute “16A(1)(b) and (c)”.

Sch 5 para 14 — Part 4 of the Act: enforcement of Parts 2 and 3

In section 7 (imposition of surcharges: in-year declaration that is prospective only), in subsection (1)—

Sch 5 para 14(a)

in paragraph (a)—

Sch 5 para 14(a)(i)

for “service to which this Act applies” substitute “relevant service”;

Sch 5 para 14(a)(ii)

for “an equivalence declaration” substitute “a declaration”;

Sch 5 para 14(b)

in paragraph (b), for “3(5)” substitute “16A(1)”;

Sch 5 para 14(c)

in paragraph (c), for the words from “within subsection (3)” to the end substitute

Sch 5 para 15 — Part 4 of the Act: enforcement of Parts 2 and 3
Sch 5 para 15(1)

Section 8 (imposition of surcharges: operating inconsistently with declaration) is amended as follows.

Sch 5 para 15(2)

In subsection (1)(a)—

Sch 5 para 15(2)(a)

for “service to which this Act applies” substitute “relevant service”;

Sch 5 para 15(2)(b)

for “an equivalence declaration” substitute “a declaration”.

Sch 5 para 15(3)

In subsection (3), after “equivalence declaration” insert “, remuneration declaration or safe working declaration (as the case may be)”.

Sch 5 para 15(4)

In subsection (4)(a)—

Sch 5 para 15(4)(a)

for “service to which this Act applies” substitute “relevant service”;

Sch 5 para 15(4)(b)

for “an equivalence declaration” substitute “a declaration”.

Sch 5 para 15(5)

In subsection (6), after “equivalence declaration” insert “, remuneration declaration or safe working declaration (as the case may be)”.

Sch 5 para 16 — Part 4 of the Act: enforcement of Parts 2 and 3

In section 11 (refusal of harbour access for failure to pay surcharge), in subsection (1), for “service to which this Act applies” substitute “relevant service”.

Sch 5 para 17 — Part 4 of the Act: enforcement of Parts 2 and 3
Sch 5 para 17(1)

Section 12 (provision of information by operators) is amended as follows.

Sch 5 para 17(2)

In subsection (1)—

Sch 5 para 17(2)(a)

for “service to which this Act applies” substitute “relevant service”;

Sch 5 para 17(2)(b)

in paragraphs (a) and (b), for “an equivalence declaration” substitute “a declaration”.

Sch 5 para 17(3)

In subsection (2)—

Sch 5 para 17(3)(a)

in paragraph (b), at the beginning insert “for the purposes of Part 2,”;

Sch 5 para 17(3)(b)

after paragraph (b) insert—

Sch 5 para 17(4)

In subsection (5), for “service to which this Act applies” substitute “relevant service”.

Sch 5 para 18 — Part 4 of the Act: enforcement of Parts 2 and 3

In section 13 (provision of information by harbour authorities), in subsection (2)(b), omit “equivalence”.

Sch 5 para 19 — Part 4 of the Act: enforcement of Parts 2 and 3

In section 14 (inspections), in subsection (2)—

Sch 5 para 19(a)

in paragraph (a), for “service to which this Act applies” substitute “relevant service”;

Sch 5 para 19(b)

in paragraphs (a) and (b), for “an equivalence declaration” substitute “a declaration”.

Sch 5 para 20 — Part 5 of the Act: general and final provisions

After section 15 insert— .

Sch 5 para 21 — Part 5 of the Act: general and final provisions

After section 16 insert—

Sch 5 para 22 — Part 5 of the Act: general and final provisions

In section 17 (regulations)—

Sch 5 para 22(a)

in the heading, at the end insert “: general”;

Sch 5 para 22(b)

in subsection (2)(a), for sub-paragraph (i) (but not the “or” after it) substitute— .

Sch 5 para 23 — Part 5 of the Act: general and final provisions
Sch 5 para 23(1)

Section 19 (general interpretation) is amended as follows.

Sch 5 para 23(2)

After the definition of “the data protection legislation” insert— .

Sch 5 para 23(3)

Omit the definition of “national minimum wage equivalent”.

Sch 5 para 23(4)

In the definition of “operator”, for “service to which this Act applies” substitute “relevant service”.

Sch 5 para 23(5)

After the definition of “operator” insert— .

Sch 5 para 23(6)

In the definition of “relevant year”, for “has the meaning given by section 3(6);” substitute .

Sch 5 para 23(7)

After the definition of “relevant year” insert— .

Sch 5 para 23(8)

In the definition of “UK work”, for “has the meaning given by section 4(10)” substitute “means work which is carried out in the United Kingdom or its territorial waters”.

Sch 5 para 24 — Amendment of title of the Act
Sch 5 para 24(1)

The Seafarers’ Wages Act 2023 may be cited as the Seafarers (Wages and Working Conditions) Act 2023.

Sch 5 para 24(2)

For the words “Seafarers’ Wages Act 2023” wherever they occur in any enactment substitute “Seafarers (Wages and Working Conditions) Act 2023”.

Sch 6

Trade union recognition

Sch 6

Introduction

Sch 6 para 1

Schedule A1 to the Trade Union and Labour Relations (Consolidation) Act 1992 is amended in accordance with Parts 2 to 5 of this Schedule.

Sch 6 para 2

Part 6 of this Schedule contains consequential amendments to the Employment Relations Act 2004.

Sch 6

Recognition

Sch 6 para 3 — Meaning of “the application day”

In paragraph 2 (interpretation of Part 1 of Schedule A1), after sub-paragraph (5) insert—

Sch 6 para 4 — Acceptance of applications

After paragraph 13 insert—

Sch 6 para 5
Sch 6 para 5(1)

Paragraph 14 (acceptance of applications: multiple applications) is amended as follows.

Sch 6 para 5(2)

After sub-paragraph (1) insert—

Sch 6 para 5(3)

In sub-paragraph (4), for “10 per cent test” substitute “required percentage test”.

Sch 6 para 5(4)

In sub-paragraph (5)—

Sch 6 para 5(4)(a)

for “10 per cent test” substitute “required percentage test”;

Sch 6 para 5(4)(b)

for “at least 10 per cent” substitute “at least the required percentage (see paragraph 171B)”.

Sch 6 para 5(5)

After sub-paragraph (5) insert—

Sch 6 para 5(6)

In sub-paragraph (7)—

Sch 6 para 5(6)(a)

in paragraph (a), for “10 per cent test” substitute “required percentage test”;

Sch 6 para 5(6)(b)

in paragraph (b), for “10 per cent test” substitute “required percentage test”.

Sch 6 para 5(7)

In sub-paragraph (8), for “10 per cent test” substitute “required percentage test”.

Sch 6 para 6 — Withdrawal of application

In paragraph 16 (withdrawal of application), in sub-paragraph (1)(a), for “19F(5)” substitute “13B(6), 19F(5), 19K(4) or (5), 19P(4) or (5)”.

Sch 6 para 7 — Notice to cease consideration of application

In paragraph 17 (notice to cease consideration of application), in sub-paragraph (3)(a), for “19F(5)” substitute “13B(6), 19F(5), 19K(4) or (5), 19P(4) or (5)”.

Sch 6 para 8 — Communication with workers through independent person after application
Sch 6 para 8(1)

Paragraph 19C (appointment of independent person to handle communications between union and workers) is amended as follows.

Sch 6 para 8(2)

After sub-paragraph (2) insert—

Sch 6 para 8(3)

In sub-paragraph (5)(c), for “19F(5)” substitute “13B(6), 19F(5), 19K(4) or (5), 19P(4) or (5)”.

Sch 6 para 8(4)

In sub-paragraph (7), for “an application” substitute “a valid application”.

Sch 6 para 9 — Access agreements

After paragraph 19F insert—

Sch 6 para 10 — Unfair practices

After paragraph 19L (inserted by paragraph 9 of this Schedule) insert—

Sch 6 para 11 — Powers of CAC on proceeding with application
Sch 6 para 11(1)

Paragraph 22 (powers of CAC where majority of workers are members of union) is amended as follows.

Sch 6 para 11(2)

In sub-paragraph (1)(a), for “19F(5)” substitute “13B(6), 19F(5), 19K(4) or (5) or 19P(4) or (5)”.

Sch 6 para 11(3)

After sub-paragraph (1) insert—

Sch 6 para 11(4)

In sub-paragraph (3), after “bargaining unit” insert “, other than those who joined the bargaining unit after the application day,”.

Sch 6 para 11(5)

After sub-paragraph (4) insert—

Sch 6 para 12 — Powers of CAC on proceeding with application
Sch 6 para 12(1)

Paragraph 23 (CAC to order ballot where majority of workers are not members of union) is amended as follows.

Sch 6 para 12(2)

In sub-paragraph (1)(a), for “19F(5)” substitute “13B(6), 19F(5), 19K(4) or (5) or 19P(4) or (5)”.

Sch 6 para 12(3)

After sub-paragraph (1) insert—

Sch 6 para 12(4)

In sub-paragraph (2), after “bargaining unit” insert “, other than those who joined the bargaining unit after the application day,”.

Sch 6 para 13 — Ballots
Sch 6 para 13(1)

Paragraph 24 (notice of holding of ballot) is amended as follows.

Sch 6 para 13(2)

In sub-paragraph (1), after “paragraph” insert “19O(5),”.

Sch 6 para 13(3)

In sub-paragraph (5)—

Sch 6 para 13(3)(a)

before paragraph (a) insert—;

Sch 6 para 13(3)(b)

in paragraph (a)—

Sch 6 para 13(3)(b)(i)

at the beginning insert “in the case of notice given under paragraph 22(3) or 23(2),”;

Sch 6 para 13(3)(b)(ii)

for the words from “the CAC’s notice” to the end substitute “that notice”;

Sch 6 para 13(3)(c)

in paragraph (b), for “so starting” substitute “starting with the day mentioned in paragraph (za) or (a) (as the case may be)”.

Sch 6 para 13(4)

In sub-paragraph (6)—

Sch 6 para 13(4)(a)

before paragraph (a) insert—;

Sch 6 para 13(4)(b)

in paragraph (a)—

Sch 6 para 13(4)(b)(i)

at the beginning insert “in the case of notice given under paragraph 22(3) or 23(2),”;

Sch 6 para 13(4)(b)(ii)

for the words from “the CAC’s notice” to the end substitute “that notice”;

Sch 6 para 13(4)(c)

in paragraph (b), for “so starting” substitute “starting with the day mentioned in paragraph (za) or (a) (as the case may be)”.

Sch 6 para 14 — Ballots

In paragraph 25 (rules relating to ballot), after sub-paragraph (1) insert—

Sch 6 para 15
Sch 6 para 15(1)

Paragraph 26 (duties of employer in relation to ballot) is amended as follows.

Sch 6 para 15(2)

In sub-paragraph (1), omit “five”.

Sch 6 para 15(3)

In sub-paragraph (2)—

Sch 6 para 15(3)(a)

for “The first duty is to” substitute “The employer must”;

Sch 6 para 15(3)(b)

for “the second and third duties are not” substitute “no other duty of the employer under this Part of this Schedule is”.

Sch 6 para 15(4)

Omit sub-paragraph (3).

Sch 6 para 15(5)

In sub-paragraph (4)—

Sch 6 para 15(5)(a)

in the words before paragraph (a), for “The third duty is to” substitute “The employer must”;

Sch 6 para 15(5)(b)

in paragraph (a)—

Sch 6 para 15(5)(b)(i)

for “to give” substitute “give”;

Sch 6 para 15(5)(b)(ii)

for “constituting the bargaining unit” substitute “eligible to vote in the ballot”;

Sch 6 para 15(5)(c)

omit paragraph (b);

Sch 6 para 15(5)(d)

in paragraph (c)—

Sch 6 para 15(5)(d)(i)

for “to inform” substitute “inform”;

Sch 6 para 15(5)(d)(ii)

omit “or (b)”.

Sch 6 para 15(6)

After sub-paragraph (4) insert—

Sch 6 para 15(7)

Omit sub-paragraphs (4A) to (4E), (4G), (8) and (9).

Sch 6 para 16

After paragraph 27 insert—

Sch 6 para 17

Omit paragraphs 27A to 27F (unfair practices during ballot).

Sch 6 para 18
Sch 6 para 18(1)

Paragraph 28 (costs of ballot) is amended as follows.

Sch 6 para 18(2)

After sub-paragraph (1) insert—

Sch 6 para 18(3)

In sub-paragraph (2), for “The gross costs” substitute “If the ballot is one to which a notice under paragraph 22(3) or 23(2) relates, the gross costs”.

Sch 6 para 18(4)

In sub-paragraph (4), for “the employer and the union (or each of the unions)” substitute “the party or parties required to bear the costs”.

Sch 6 para 19
Sch 6 para 19(1)

Paragraph 29 (result of ballot) is amended as follows.

Sch 6 para 19(2)

For sub-paragraphs (1) and (1A) substitute—

Sch 6 para 19(3)

For sub-paragraph (3) substitute—

Sch 6 para 19(4)

Omit sub-paragraphs (5) to (7).

Sch 6 para 20 — General provisions about admissibility of applications
Sch 6 para 20(1)

Paragraph 35 (admissibility of applications: existing collective agreement) is amended as follows.

Sch 6 para 20(2)

After sub-paragraph (1) insert—

Sch 6 para 20(3)

After sub-paragraph (5) insert—

Sch 6 para 21

In paragraph 36 (admissibility of applications: minimum support), for sub-paragraph (1) substitute—

Sch 6 para 22
Sch 6 para 22(1)

Paragraph 38 (admissibility of applications: overlapping bargaining unit) is amended as follows.

Sch 6 para 22(2)

In sub-paragraph (1)(d)—

Sch 6 para 22(2)(a)

for “19F(5),” substitute “13B(6), 19F(5), 19K(4) or (5), 19P(4) or (5),”;

Sch 6 para 22(2)(b)

omit “27D(3), 27D(4),”.

Sch 6 para 22(3)

After sub-paragraph (2) insert—

Sch 6 para 23

In paragraph 39 (admissibility of applications: same bargaining unit), in sub-paragraph (5), after “40” insert “, 40A”.

Sch 6 para 24

In paragraph 40 (admissibility of applications: union not entitled to be recognised), in sub-paragraph (1)—

Sch 6 para 24(a)

for “27D(4)” substitute “19K(5), 19P(5)”;

Sch 6 para 24(b)

omit the words from “; and this is so” to the end.

Sch 6 para 25

After paragraph 40 insert—

Sch 6 para 26

In paragraph 41 (admissibility of applications: union required to cease bargaining arrangements), in sub-paragraph (1)—

Sch 6 para 26(a)

for “119D(4), 119H(5)” substitute “116E(5), 116K(5)”;

Sch 6 para 26(b)

for “the ballot concerned is arranged” substitute “the declaration is issued”.

Sch 6 para 27 — General provisions about validity of applications
Sch 6 para 27(1)

Paragraph 44 (validity of applications: existing collective agreement) is amended as follows.

Sch 6 para 27(2)

After sub-paragraph (1) insert—

Sch 6 para 27(3)

After sub-paragraph (5) insert—

Sch 6 para 28

For paragraph 45 (validity of applications: minimum support) substitute—

Sch 6 para 29
Sch 6 para 29(1)

Paragraph 46 (validity of applications: overlapping bargaining unit) is amended as follows.

Sch 6 para 29(2)

In sub-paragraph (1)(d)—

Sch 6 para 29(2)(a)

for “19F(5),” substitute “13B(6), 19F(5), 19K(4) or (5), 19P(4) or (5),”;

Sch 6 para 29(2)(b)

omit “27D(3), 27D(4),”.

Sch 6 para 29(3)

After sub-paragraph (2) insert—

Sch 6 para 30

In paragraph 47 (validity of applications: same bargaining unit), in sub-paragraph (3), after “48” insert “, 48A”.

Sch 6 para 31

In paragraph 48 (validity of applications: union not entitled to be recognised), in sub-paragraph (1)—

Sch 6 para 31(a)

for “27D(4)” substitute “19K(5), 19P(5)”;

Sch 6 para 31(b)

omit the words from “; and this is so” to the end.

Sch 6 para 32

After paragraph 48 insert—

Sch 6 para 33

In paragraph 49 (validity of applications: union required to cease bargaining arrangements), in sub-paragraph (1)—

Sch 6 para 33(a)

for “119D(4), 119H(5)” substitute “116E(5), 116K(5)”;

Sch 6 para 33(b)

for “the ballot concerned is arranged” substitute “the declaration is issued”.

Sch 6 para 34 — Competing applications

In paragraph 51 (competing applications), in sub-paragraph (2)(c), for “10 per cent test” substitute “required percentage test”.

Sch 6 para 35 — Voluntary recognition

In paragraph 52 (voluntary recognition), in sub-paragraph (3)(f), for “19F(5)” substitute “13B(6), 19F(5), 19K(4) or (5), 19P(4) or (5)”.

Sch 6

Changes affecting bargaining unit after recognition

Sch 6 para 36 — Changes relevant to appropriateness of bargaining unit
Sch 6 para 36(1)

Paragraph 67 (admissibility of applications: employer or union believes bargaining unit no longer appropriate) is amended as follows.

Sch 6 para 36(2)

In sub-paragraph (2)(c), at the end insert “(but see sub-paragraph (3)).”

Sch 6 para 36(3)

After sub-paragraph (2) insert—

Sch 6 para 37
Sch 6 para 37(1)

Paragraph 70 (determination of bargaining unit by CAC) is amended as follows.

Sch 6 para 37(2)

In sub-paragraph (3)(c), at the end insert “(but see sub-paragraph (3A)).”

Sch 6 para 37(3)

After sub-paragraph (3) insert—

Sch 6 para 38

In paragraph 75 (questions for CAC to decide where employer believes bargaining unit has ceased to exist), in sub-paragraph (3)(c), at the end insert “(but see paragraph 77(4A)).”

Sch 6 para 39

In paragraph 77 (CAC’s decision as to appropriateness of bargaining unit, etc), after sub-paragraph (4) insert—

Sch 6 para 40 — Access agreements

After paragraph 81 insert—

Sch 6 para 41 — Unfair practices

After paragraph 81F (inserted by paragraph 40 of this Schedule) insert—

Sch 6 para 42 — Powers of CAC where CAC decides new unit appropriate
Sch 6 para 42(1)

Paragraph 86 (new bargaining unit: assessment of support) is amended as follows.

Sch 6 para 42(2)

For sub-paragraph (2) substitute—

Sch 6 para 42(3)

In sub-paragraph (3), for “one or both of the questions in the negative” substitute “that members of the union (or unions) do not constitute at least the required percentage of the workers constituting the new unit”.

Sch 6 para 43

In paragraph 87 (powers of CAC where majority of workers are members of union), for sub-paragraph (1) substitute—

Sch 6 para 44

In paragraph 88 (powers of CAC where majority of workers are not members of union), for sub-paragraph (1) substitute—

Sch 6 para 45
Sch 6 para 45(1)

Paragraph 89 (ballots) is amended as follows.

Sch 6 para 45(2)

In sub-paragraph (4), at the end insert “, but as if paragraph 25(1A) were omitted.”

Sch 6 para 45(3)

In sub-paragraph (5)—

Sch 6 para 45(3)(a)

omit the “and” at the end of paragraph (a);

Sch 6 para 45(3)(b)

after paragraph (a) insert—;

Sch 6 para 45(3)(c)

in paragraph (b), for “26(4F) to (4H)” substitute “26(4F) and (4H)”.

Sch 6 para 45(4)

In sub-paragraph (8), for “or 27D(3)” substitute “, 81E(4) or 81J(4)”.

Sch 6 para 45(5)

In sub-paragraph (9), for “27D(4)” substitute “81E(5) or 81J(5)”.

Sch 6 para 46 — Withdrawal of application

In paragraph 93 (withdrawal of application), in sub-paragraph (1)(a), for “or 78(3)” substitute “, 78(3), 81E(4) or (5) or 81J(4) or (5)”.

Sch 6

Derecognition

Sch 6 para 47 — Access agreements

After paragraph 116 insert—

Sch 6 para 48 — Unfair practices

After paragraph 116G (inserted by paragraph 47 of this Schedule) insert—

Sch 6 para 49 — Ballots
Sch 6 para 49(1)

Paragraph 117 (ballots: general) is amended as follows.

Sch 6 para 49(2)

In sub-paragraph (1), for “This paragraph” substitute “Sub-paragraph (3)”.

Sch 6 para 49(3)

In sub-paragraph (2), for “This paragraph” substitute “Sub-paragraph (3)”.

Sch 6 para 49(4)

In sub-paragraph (4), for “The ballot” substitute “A ballot arranged under sub-paragraph (3), or under paragraph 116J(5),”.

Sch 6 para 50
Sch 6 para 50(1)

Paragraph 118 (duties of employer in relation to ballot) is amended as follows.

Sch 6 para 50(2)

In sub-paragraph (1), omit “five”.

Sch 6 para 50(3)

In sub-paragraph (2)—

Sch 6 para 50(3)(a)

for “The first duty is to” substitute “The employer must”;

Sch 6 para 50(3)(b)

for “the second and third duties are not” substitute “no other duty of the employer under this Part of this Schedule is”.

Sch 6 para 50(4)

Omit sub-paragraph (3).

Sch 6 para 50(5)

In sub-paragraph (4)—

Sch 6 para 50(5)(a)

in the words before paragraph (a), for “The third duty is to” substitute “The employer must”;

Sch 6 para 50(5)(b)

in paragraph (a), for “to give” substitute “give”;

Sch 6 para 50(5)(c)

in paragraph (b), for “to give” substitute “give”;

Sch 6 para 50(5)(d)

in paragraph (c), for “to inform” substitute “inform”.

Sch 6 para 50(6)

After sub-paragraph (4) insert—

Sch 6 para 50(7)

Omit sub-paragraphs (4A) to (4E), (8) and (9).

Sch 6 para 51

In paragraph 119 (breach of paragraph 118), after sub-paragraph (4) insert—

Sch 6 para 52

After paragraph 119 insert—

Sch 6 para 53

Omit paragraphs 119A to 119I (unfair practices during ballot).

Sch 6 para 54
Sch 6 para 54(1)

Paragraph 120 (costs of ballot) is amended as follows.

Sch 6 para 54(2)

In sub-paragraph (1), after “paragraph” insert “116J(5) or”.

Sch 6 para 54(3)

After sub-paragraph (1) insert—

Sch 6 para 54(4)

In sub-paragraph (2), for “The gross costs” substitute “If the holding of the ballot is arranged under paragraph 117(3), the gross costs”.

Sch 6 para 54(5)

In sub-paragraph (4), for “the employer and the union (or each of the unions)” substitute “the party or parties required to bear the costs”.

Sch 6 para 55

In paragraph 121 (result of ballot), for sub-paragraphs (1) and (1A) substitute—

Sch 6 para 56 — Derecognition where recognition automatic

In paragraph 122 (derecognition where recognition automatic on agreed terms), in sub-paragraph (1)(a)—

Sch 6 para 56(a)

for “19F(5),” substitute “13B(6), 19F(5), 19K(4), 19P(4),”;

Sch 6 para 56(b)

for “, 27(2) or 27D(3)” substitute “or 27(2)”.

Sch 6 para 57

In paragraph 123 (derecognition where recognition automatic on specified terms), in sub-paragraph (1)(a)—

Sch 6 para 57(a)

for “19F(5),” substitute “13B(6), 19F(5), 19K(4), 19P(4),”;

Sch 6 para 57(b)

for “, 27(2) or 27D(3)” substitute “or 27(2)”.

Sch 6 para 58

In paragraph 124 (derecognition where recognition automatic following changes to bargaining unit), in sub-paragraph (1), after “paragraph” insert “81E(4), 81J(4) or”.

Sch 6 para 59

After paragraph 132 insert—

Sch 6 para 60

After paragraph 132A (inserted by paragraph 59 of this Schedule) insert—

Sch 6 para 61
Sch 6 para 61(1)

Paragraph 133 (ballot on derecognition) is amended as follows.

Sch 6 para 61(2)

In sub-paragraph (1), for “and (2)” substitute “, (2) and (4)”.

Sch 6 para 61(3)

In sub-paragraph (2)—

Sch 6 para 61(3)(a)

in paragraph (a), for “references in paragraphs 119(2)(a) and 119D(3)” substitute “reference in paragraph 119(2)(a)”;

Sch 6 para 61(3)(b)

in paragraph (b), for “119A(3)(a)(ii), 119E(1)(b)” substitute “119ZC(1)(c)(ii)”.

Sch 6 para 62 — Derecognition where union not independent

After paragraph 146 insert—

Sch 6 para 63

After paragraph 146A (inserted by paragraph 62 of this Schedule) insert—

Sch 6 para 64
Sch 6 para 64(1)

Paragraph 147 (ballot on derecognition) is amended as follows.

Sch 6 para 64(2)

In sub-paragraph (1), for “and (2)” substitute “, (2) and (4)”.

Sch 6 para 64(3)

In sub-paragraph (2)—

Sch 6 para 64(3)(a)

in paragraph (a), for “references in paragraphs 119H(1) and 119I(1)(a)” substitute “reference in paragraph 119(5)(a)”;

Sch 6 para 64(3)(b)

in paragraph (b), for “119A(3)(a)(ii), 119E(1)(b)” substitute “119ZC(1)(c)(ii)”;

Sch 6 para 64(3)(c)

after paragraph (c) insert—

Sch 6

Meaning of “the required percentage”

Sch 6 para 65

After paragraph 171A insert—

Sch 6

Consequential amendments

Sch 6 para 66
Sch 6 para 66(1)

The Employment Relations Act 2004 is amended as follows.

Sch 6 para 66(2)

In section 9—

Sch 6 para 66(2)(a)

omit subsections (1) to (4);

Sch 6 para 66(2)(b)

in subsection (5), for “that Schedule” substitute “Schedule A1 to the 1992 Act”;

Sch 6 para 66(2)(c)

omit subsections (6) to (9).

Sch 6 para 66(3)

Omit section 10.

Sch 6 para 66(4)

Omit section 13.

Sch 6 para 66(5)

In paragraph 23 of Schedule 1—

Sch 6 para 66(5)(a)

in sub-paragraph (10), omit paragraph (b) (and the “and” before it);

Sch 6 para 66(5)(b)

in sub-paragraph (11), omit paragraph (b) (and the “and” before it);

Sch 6 para 66(5)(c)

in sub-paragraph (13), omit paragraph (b) (and the “and” before it);

Sch 6 para 66(5)(d)

in sub-paragraph (14), omit paragraph (b) (and the “and” before it);

Sch 6 para 66(5)(e)

omit sub-paragraph (19);

Sch 6 para 66(5)(f)

in sub-paragraph (26), omit paragraph (a) (and the “and” after it);

Sch 6 para 66(5)(g)

in sub-paragraph (27), omit paragraph (a) (and the “and” after it).

Sch 7

Legislation subject to enforcement under Part 5

Sch 7

Relevant labour market legislation

Sch 7 para 1 — Employment Agencies Act 1973

The Employment Agencies Act 1973 (employment agencies and employment businesses).

Sch 7 para 2

Regulations under section 5 of that Act (conduct of employment agencies and businesses).

Sch 7 para 3 — Social Security Contributions and Benefits Act 1992

Section 151(1) of the Social Security Contributions and Benefits Act 1992 (employer’s liability to pay statutory sick pay).

Sch 7 para 4 — Social Security Contributions and Benefits Act 1992

Regulations under section 153(5)(b) of that Act (requirement to provide statement about entitlement).

Sch 7 para 5 — Social Security Administration Act 1992

Regulations under section 5 of the Social Security Administration Act 1992 (regulations about claims for and payments of benefit), so far as relating to statutory sick pay.

Sch 7 para 6 — Social Security Administration Act 1992

Section 14(3) of that Act (duty of employers to provide certain information to employees in relation to statutory sick pay).

Sch 7 para 7 — Social Security Administration Act 1992

Regulations under section 130 of that Act (duties of employers), so far as relating to statutory sick pay.

Sch 7 para 8 — Social Security Contributions and Benefits (Northern Ireland) Act 1992

Section 147(1) of the Social Security Contributions and Benefits (Northern Ireland) Act 1992 (employer’s liability to pay statutory sick pay).

Sch 7 para 9 — Social Security Contributions and Benefits (Northern Ireland) Act 1992

Regulations under section 149(5)(b) of that Act (requirement to provide statement about entitlement).

Sch 7 para 10 — Social Security Administration (Northern Ireland) Act 1992

Regulations under section 5 of the Social Security Administration (Northern Ireland) Act 1992 (regulations about claims for and payments of benefit), so far as relating to statutory sick pay.

Sch 7 para 11 — Social Security Administration (Northern Ireland) Act 1992

Section 12(3) of that Act (duty of employers to provide certain information to employees in relation to statutory sick pay).

Sch 7 para 12 — Social Security Administration (Northern Ireland) Act 1992

Regulations under section 122 of that Act (duties of employers), so far as relating to statutory sick pay.

Sch 7 para 13 — Employment Tribunals Act 1996

Part 2A of the Employment Tribunals Act 1996 (financial penalties for failure to pay sums ordered to be paid or settlement sums).

Sch 7 para 14 — National Minimum Wage Act 1998

Section 1 of the National Minimum Wage Act 1998 (entitlement to the national minimum wage).

Sch 7 para 15

Regulations under section 9 of that Act (duty of employers to keep records).

Sch 7 para 16

Section 10 of that Act (worker’s right of access to records).

Sch 7 para 17

Regulations under section 12 of that Act (employer to provide worker with national minimum wage statement).

Sch 7 para 18

Section 17 of that Act (non-compliance: worker entitled to additional remuneration).

Sch 7 para 19

Section 23 of that Act (right not to suffer detriment).

Sch 7 para 20

Section 31 of that Act (offences).

Sch 7 para 21 — Working Time Regulations 1998

The following provisions of the Working Time Regulations 1998 (S.I. 1998/1833)—

Sch 7 para 21(a)

regulations 13 to 15E (entitlement to annual leave, etc);

Sch 7 para 21(b)

regulation 16 (right to payment in respect of periods of leave);

Sch 7 para 21(c)

regulation 16A (rolled-up holiday pay for irregular hours workers and part-year workers);

Sch 7 para 21(d)

regulation 16B(1) (duty to keep records relating to annual leave entitlement);

Sch 7 para 21(e)

regulation 29(1) (offences), so far as relating to regulation 16B(1).

Sch 7 para 22 — Gangmasters (Licensing) Act 2004

Section 6 of the Gangmasters (Licensing) Act 2004 (prohibition of unlicensed activities).

Sch 7 para 23

Rules under section 8 of that Act (power to make rules in connection with licensing of persons acting as gangmasters).

Sch 7 para 24

Section 9 of that Act (modification, revocation or transfer of licence).

Sch 7 para 25

Sections 12 and 13 of that Act (offences).

Sch 7 para 26

The references in paragraphs 22 and 25 to the Gangmasters (Licensing) Act 2004 are to that Act only so far as it applies in relation to England and Wales and Scotland.

Sch 7 para 27 — Fraud Act 2006

Section 1 of the Fraud Act 2006, so far as relating to an offence which—

Sch 7 para 27(a)

is committed under the law of England and Wales by virtue of section 4 of that Act (fraud by abuse of position), and

Sch 7 para 27(b)

is committed in relation to a worker.

Sch 7 para 28 — Modern Slavery Act 2015

Section 1 of the Modern Slavery Act 2015 (offence of slavery, servitude and forced or compulsory labour).

Sch 7 para 29

Sections 2 and 4 of that Act (human trafficking), so far as relating to an offence—

Sch 7 para 29(a)

which is committed in relation to a worker, or

Sch 7 para 29(b)

which is otherwise committed in circumstances where subsection (2) of section 3 of that Act applies.

Sch 7 para 30
Sch 7 para 30(1)

Part 2 of that Act (prevention orders), so far as relating to—

Sch 7 para 30(1)(a)

the making of orders under that Part on the application of the Secretary of State,

Sch 7 para 30(1)(b)

offences committed in relation to orders made under that Part on such an application, or

Sch 7 para 30(1)(c)

offences committed in relation to orders within sub-paragraph (2).

Sch 7 para 30(2)

An order is within this sub-paragraph if—

Sch 7 para 30(2)(a)

the order was made under section 14 of that Act following—

Sch 7 para 30(2)(a)(i)

the conviction of the defendant of a relevant offence, or

Sch 7 para 30(2)(a)(ii)

a finding of a kind mentioned in section 14(1)(b) or (c) of that Act in connection with a relevant offence, and

Sch 7 para 30(2)(b)

the prosecution resulted from an investigation conducted by or on behalf of the Secretary of State.

Sch 7 para 30(3)

In sub-paragraph (2) “relevant offence” means—

Sch 7 para 30(3)(a)

an offence under section 1 of the Modern Slavery Act 2015;

Sch 7 para 30(3)(b)

an offence under section 2 or 4 of that Act falling within paragraph 29;

Sch 7 para 30(3)(c)

an ancillary offence relating to an offence within paragraph (a) or (b).

Sch 7 para 31 — Employment Rights Act 2025

Section 47(2) of this Act (entitlement of social care workers to be paid in accordance with ratified agreements of Negotiating Body).

Sch 7 para 32

Section 48(5) (entitlement of social care workers to be paid in accordance with regulations made by Secretary of State, etc).

Sch 7 para 33

Sections 119 to 129 and 139 (LME undertakings and orders).

Sch 7 para 34

Sections 140 and 142 (offences relating to Part 5).

Sch 7

Power to amend Part 1

Sch 7 para 35
Sch 7 para 35(1)

The Secretary of State may by regulations amend Part 1 of this Schedule in order to—

Sch 7 para 35(1)(a)

add an enactment to the list of legislation in that Part, or

Sch 7 para 35(1)(b)

vary a reference to an enactment in that list.

Sch 7 para 35(2)

Regulations under this paragraph may add an enactment only if it relates to—

Sch 7 para 35(2)(a)

rights or entitlements conferred on employees or workers;

Sch 7 para 35(2)(b)

the treatment of employees or workers;

Sch 7 para 35(2)(c)

requirements, restrictions or prohibitions imposed on employers;

Sch 7 para 35(2)(d)

trade unions, employers’ associations, industrial action or labour relations.

Sch 7 para 35(3)

Regulations under this paragraph may not add an enactment that deals with a transferred matter, or vary a reference to such an enactment, without the consent of the appropriate Northern Ireland department.

Sch 7 para 35(4)

For the purposes of sub-paragraph (3)— “the appropriate Northern Ireland department”, in relation to an enactment that deals with a transferred matter, means the Northern Ireland department which has responsibility for that matter; “deals with” is to be read in accordance with section 98(2) and (3) of the Northern Ireland Act 1998; “transferred matter” has the meaning given by section 4(1) of that Act.

Sch 7 para 35(5)

Regulations under this paragraph may amend any of the following provisions in consequence of an amendment of Part 1 of this Schedule—

Sch 7 para 35(5)(a)

section 91 (enforcement functions of Secretary of State);

Sch 7 para 35(5)(b)

section 92 (delegation of functions);

Sch 7 para 35(5)(c)

section 103 (power to give notice of underpayment);

Sch 7 para 35(5)(d)

section 150 (meaning of “non-compliance with relevant labour market legislation”).

Sch 7 para 35(6)

Regulations under this paragraph that add an enactment which— may provide that a notice of underpayment relating to sums due under or by virtue of the enactment may relate to sums becoming due before the coming into force of the regulations.

Sch 7 para 35(6)(a)

confers a right or entitlement to the payment of any sum to an individual, or

Sch 7 para 35(6)(b)

prohibits or restricts the withholding of payment of any sum to an individual,

Sch 7 para 35(7)

Regulations under this paragraph are subject to the affirmative resolution procedure.

Sch 8

Warrants under Part 5: further provision

Sch 8

Application of this Schedule

Sch 8 para 1

This Schedule applies in relation to—

Sch 8 para 1(a)

applications for warrants under section 98 or 102, and

Sch 8 para 1(b)

warrants issued under section 98 or 102.

Sch 8

Warrants: applications and safeguards

Sch 8 para 2 — Applications for warrants
Sch 8 para 2(1)

Where an enforcement officer applies for a warrant, the officer must—

Sch 8 para 2(1)(a)

state the ground on which the application is made,

Sch 8 para 2(1)(b)

state the provision of this Act under which the warrant would be issued,

Sch 8 para 2(1)(c)

specify the premises which it is desired to enter, and

Sch 8 para 2(1)(d)

identify, so far as is practicable, the purpose for which entry is desired.

Sch 8 para 2(2)

An application for a warrant must be made without notice and must be supported by an information in writing or, in Scotland, evidence on oath.

Sch 8 para 2(3)

The officer must answer on oath any question that the justice hearing the application asks the officer.

Sch 8 para 3 — Safeguards in connection with power of entry conferred by warrant

A warrant authorises an entry on one occasion only.

Sch 8 para 4
Sch 8 para 4(1)

A warrant must specify—

Sch 8 para 4(1)(a)

the name of the person who applies for it,

Sch 8 para 4(1)(b)

the date on which it is issued,

Sch 8 para 4(1)(c)

the provision of this Act under which it is issued, and

Sch 8 para 4(1)(d)

the premises to be entered.

Sch 8 para 4(2)

A warrant must identify, so far as is practicable, the purpose for which entry is desired.

Sch 8 para 5
Sch 8 para 5(1)

Two copies are to be made of a warrant.

Sch 8 para 5(2)

In the case of a warrant issued in electronic form, the copies must be clearly marked as copies.

Sch 8 para 5(3)

In the case of a warrant issued otherwise than in electronic form, the copies must be clearly certified as copies.

Sch 8

Execution of warrants

Sch 8 para 6 — Warrant to be executed within three months

Execution of a warrant must be within three months from the date of its issue.

Sch 8 para 7 — Time of entry

Execution of a warrant must be at a reasonable time, unless it appears to the officer executing it that there are grounds for suspecting that the purpose of entering the premises may be frustrated if the officer seeks to enter at a reasonable time.

Sch 8 para 8 — Evidence of authority etc
Sch 8 para 8(1)

Where the occupier of premises to be entered under a warrant is present at the time when an enforcement officer seeks to execute the warrant, the following requirements must be satisfied—

Sch 8 para 8(1)(a)

the officer must produce to the occupier documentary evidence of the fact that the officer is an enforcement officer;

Sch 8 para 8(1)(b)

if the officer is asked for it, the occupier must be told the officer’s name;

Sch 8 para 8(1)(c)

the officer must produce the warrant to the occupier;

Sch 8 para 8(1)(d)

the officer must supply the occupier with a copy of the warrant that is marked or certified as a copy in accordance with paragraph 5.

Sch 8 para 8(2)

Where—sub-paragraph (1) has effect as if any reference to the occupier were a reference to that other person.

Sch 8 para 8(2)(a)

the occupier of premises to be entered under a warrant is not present when an enforcement officer seeks to execute it, but

Sch 8 para 8(2)(b)

some other person who appears to the officer to be in charge of the premises is present,

Sch 8 para 8(3)

If there is no person present who appears to the enforcement officer to be in charge of the premises, the officer must leave a copy of the warrant, marked or certified as a copy in accordance with paragraph 5, in a prominent place on the premises.

Sch 8 para 9 — Securing premises after entry

An enforcement officer who enters premises under a warrant must take reasonable steps to ensure that when the officer leaves the premises they are as secure as they were before the officer entered.

Sch 8 para 10 — Return and retention of warrants
Sch 8 para 10(1)

A warrant which—must be returned to the appropriate person.

Sch 8 para 10(1)(a)

has been executed, or

Sch 8 para 10(1)(b)

has not been executed within the time authorised for its execution,

Sch 8 para 10(2)

For the purposes of sub-paragraph (1) the appropriate person is—

Sch 8 para 10(2)(a)

in the case of a warrant issued in England and Wales, the designated officer for the local justice area in which the justice was acting when the warrant was issued;

Sch 8 para 10(2)(b)

in the case of a warrant issued in Scotland by a justice of the peace, the clerk of the justice of the peace court in the sheriffdom for which the justice of the peace was appointed;

Sch 8 para 10(2)(c)

in the case of a warrant issued in Scotland by a sheriff or a summary sheriff, the sheriff clerk;

Sch 8 para 10(2)(d)

in the case of a warrant issued in Northern Ireland, the clerk of petty sessions.

Sch 8 para 10(3)

A warrant that is returned under this paragraph must be retained by the person to whom it is returned for a period of 12 months.

Sch 8 para 10(4)

If during that period the occupier of the premises to which the warrant relates asks to inspect it, the occupier must be allowed to do so.

Sch 9

Persons to whom information may be disclosed under section 135

Paragraph — Authorities with functions in connection with the labour market or the workplace etc

The Commissioners for His Majesty’s Revenue and Customs. The Health and Safety Executive. An enforcing authority within the meaning of Part 1 of the Health and Safety at Work etc. Act 1974 (see section 18(7) of that Act). An inspector appointed by such an enforcing authority (see section 19 of that Act). An officer acting for the purposes of Part 2 of the Employment (Miscellaneous Provisions) (Northern Ireland) Order 1981 (S.I. 1981/839 (N.I. 20)). An enforcement authority within the meaning of regulation 28 of the Working Time Regulations 1998 (S.I. 1998/1833). An inspector appointed by such an enforcement authority (see Schedule 3 to those Regulations). The Advisory, Conciliation and Arbitration Service. The Low Pay Commission. The Pensions Regulator. The Pensions Ombudsman. The Security Industry Authority.

Paragraph — Law enforcement and border security

A chief officer of police of a police force maintained for a police area in England and Wales. A local policing body. The Chief Constable of the British Transport Police Force. The chief constable of the Police Service of Scotland. The Chief Constable of the Police Service of Northern Ireland. The National Crime Agency. A person appointed as an immigration officer under paragraph 1 of Schedule 2 to the Immigration Act 1971.

Paragraph — Local government

A county council or district council in England. A London borough council. The Greater London Authority. The Common Council of the City of London in its capacity as a local authority. The Council of the Isles of Scilly. A county council or county borough council in Wales. A council constituted under section 2 of the Local Government etc. (Scotland) Act 1994. A district council in Northern Ireland.

Paragraph — Health and social care bodies

The Care Quality Commission. A National Health Service trust established under section 25 of the National Health Service Act 2006 or section 18 of the National Health Service (Wales) Act 2006. An NHS foundation trust within the meaning given by section 30 of the National Health Service Act 2006. A Local Health Board established under section 11 of the National Health Service (Wales) Act 2006. A Health Board constituted under section 2 of the National Health Service (Scotland) Act 1978. A Special Health Board constituted under that section. Healthcare Improvement Scotland. Social Care Wales. Social Care and Social Work Improvement Scotland. The Scottish Social Services Council. The Health and Social Care Regulation and Quality Improvement Authority in Northern Ireland.

Paragraph — Other persons

The Equality and Human Rights Commission. The Independent Anti-slavery Commissioner. The Welsh Ministers. A Northern Ireland department.

Sch 10

Consequential amendments relating to Part 5

Sch 10

Existing powers under relevant labour market legislation

Sch 10 para 1 — Employment Agencies Act 1973

The Employment Agencies Act 1973 is amended as follows.

Sch 10 para 2

Omit section 8A (appointment of officers).

Sch 10 para 3

Omit section 9 (inspection).

Sch 10 para 4
Sch 10 para 4(1)

Section 11A (offences: extension of time limit) is amended as follows.

Sch 10 para 4(2)

In subsection (1), omit “9(4)(b) or”.

Sch 10 para 4(3)

In subsection (3), omit “9(4)(b) or”.

Sch 10 para 5 — Part 2A of Employment Tribunals Act 1996

Part 2A of the Employment Tribunals Act 1996 (financial penalties for failure to pay sums ordered to be paid or settlement sums) is amended as follows.

Sch 10 para 6

In section 37D (unpaid amount of relevant sum: further provision), in subsection (6), for “an enforcement officer” substitute “the Secretary of State”.

Sch 10 para 7
Sch 10 para 7(1)

Section 37E (warning notice) is amended as follows.

Sch 10 para 7(2)

In subsection (1), for “an enforcement officer” substitute “the Secretary of State”.

Sch 10 para 7(3)

In subsection (2)—

Sch 10 para 7(3)(a)

for “officer” substitute “Secretary of State”;

Sch 10 para 7(3)(b)

for “officer’s” substitute “Secretary of State’s”.

Sch 10 para 7(4)

In subsection (3), for “officer” substitute “Secretary of State”.

Sch 10 para 8
Sch 10 para 8(1)

Section 37F (penalty notice) is amended as follows.

Sch 10 para 8(2)

In subsection (1), for “an enforcement officer” substitute “the Secretary of State”.

Sch 10 para 8(3)

In subsection (2), for “officer” substitute “Secretary of State”.

Sch 10 para 9

In section 37G (appeal against penalty notice), in subsection (3)(b), for “enforcement officer” substitute “Secretary of State”.

Sch 10 para 10

In section 37I (withdrawal of warning notice), in subsection (1)—

Sch 10 para 10(a)

in paragraph (b), for “an enforcement officer” substitute “the Secretary of State”;

Sch 10 para 10(b)

in the closing words, for “officer” substitute “Secretary of State”.

Sch 10 para 11

In section 37J (withdrawal of penalty notice), in subsection (1)—

Sch 10 para 11(a)

in paragraph (b), for “an enforcement officer” substitute “the Secretary of State”;

Sch 10 para 11(b)

in the closing words, for “officer” substitute “Secretary of State”.

Sch 10 para 12

In section 37K (replacement penalty notice), in subsection (1)—

Sch 10 para 12(a)

for “an enforcement officer” substitute “the Secretary of State”;

Sch 10 para 12(b)

for “the officer” substitute “the Secretary of State”.

Sch 10 para 13

Omit section 37M (enforcement officers).

Sch 10 para 14

In section 37O (modification in particular cases), in subsection (4)(a), for “enforcement officer” substitute “Secretary of State”.

Sch 10 para 15

In section 37P (giving of notices), in subsection (1)(a), for “an enforcement officer” substitute “the Secretary of State”.

Sch 10 para 16

In section 37Q(1) (interpretation), omit the definition of “enforcement officer”.

Sch 10 para 17 — National Minimum Wage Act 1998

The National Minimum Wage Act 1998 is amended as follows.

Sch 10 para 18

Omit section 13 (appointment of officers) and the italic heading before that section.

Sch 10 para 19

Omit section 14 (powers of officers).

Sch 10 para 20

Omit section 15 (information obtained by officers).

Sch 10 para 21

Omit section 16 (information obtained by agricultural wages officers).

Sch 10 para 22

In section 16A (disclosure of information by officers), in subsection (5)—

Sch 10 para 22(a)

in the definition of “enforcement officer”, omit paragraph (a) (and the “or” after it);

Sch 10 para 22(b)

in the definition of “the relevant legislation”, omit paragraph (a) (and the “and” after it).

Sch 10 para 23

Omit sections 19 to 19H (notices of underpayment).

Sch 10 para 24

In section 31 (offences), omit subsection (5).

Sch 10 para 25 — Gangmasters (Licensing) Act 2004

The Gangmasters (Licensing) Act 2004 is amended as follows.

Sch 10 para 26

Omit the italic heading before section 1.

Sch 10 para 27

Omit section 2 (directions etc to the Gangmasters and Labour Abuse Authority).

Sch 10 para 28

In section 3 (work to which Act applies), for subsection (6) substitute—

Sch 10 para 29
Sch 10 para 29(1)

Section 7 (grant of licence) is amended as follows.

Sch 10 para 29(2)

In subsection (1)—

Sch 10 para 29(2)(a)

for “Authority” substitute “Secretary of State”;

Sch 10 para 29(2)(b)

for “it” substitute “the Secretary of State”.

Sch 10 para 29(3)

In subsection (2), for “Authority” substitute “Secretary of State”.

Sch 10 para 29(4)

In subsection (5), for “Authority” substitute “Secretary of State”.

Sch 10 para 30
Sch 10 para 30(1)

Section 8 (general power to make rules) is amended as follows.

Sch 10 para 30(2)

In the heading, omit “of Authority”.

Sch 10 para 30(3)

In subsection (1)—

Sch 10 para 30(3)(a)

for the words from the beginning to “State” substitute “The Secretary of State may”;

Sch 10 para 30(3)(b)

for “it” substitute “the Secretary of State”.

Sch 10 para 31
Sch 10 para 31(1)

Section 9 (modification, revocation or transfer of licence) is amended as follows.

Sch 10 para 31(2)

In subsection (1)—

Sch 10 para 31(2)(a)

for “Authority” substitute “Secretary of State”;

Sch 10 para 31(2)(b)

in paragraph (b), for “him” substitute “the Secretary of State”.

Sch 10 para 31(3)

In subsection (2), for “Authority” substitute “Secretary of State”.

Sch 10 para 31(4)

In subsection (3), for “Authority”, in both places it occurs, substitute “Secretary of State”.

Sch 10 para 32

In section 10 (appeals), in subsection (1), for “Authority” substitute “Secretary of State”.

Sch 10 para 33
Sch 10 para 33(1)

Section 11 (register of licences) is amended as follows.

Sch 10 para 33(2)

In subsection (1), for “The Authority shall establish and” substitute “The Secretary of State must”.

Sch 10 para 33(3)

In subsection (2), for “Authority” substitute “Secretary of State”.

Sch 10 para 33(4)

In subsection (3), for “Authority” substitute “Secretary of State”.

Sch 10 para 34

In section 12 (offences: acting as a gangmaster, etc), in subsection (6)(b), for “Authority” substitute “Gangmasters and Labour Abuse Authority or the Secretary of State”.

Sch 10 para 35
Sch 10 para 35(1)

Section 14 (offences: supplementary provisions) is amended as follows.

Sch 10 para 35(2)

In subsection (1), for “section 24A of the Police and Criminal Evidence Act 1984 (c. 60)” substitute “Article 26A of the Police and Criminal Evidence Act (Northern Ireland) Order 1989 (S.I. 1989/1341 (N.I. 12))”.

Sch 10 para 35(3)

Omit subsection (2A).

Sch 10 para 35(4)

In subsection (3), after “do not apply” insert “in England and Wales or”.

Sch 10 para 36
Sch 10 para 36(1)

Section 15 (enforcement and compliance officers) is amended as follows.

Sch 10 para 36(2)

For the heading substitute “Enforcement officers: Northern Ireland”.

Sch 10 para 36(3)

In subsection (1)—

Sch 10 para 36(3)(a)

for “Secretary of State” substitute “Department of Agriculture, Environment and Rural Affairs in Northern Ireland (“the Department”)”;

Sch 10 para 36(3)(b)

after “this Act” insert “, so far as it applies in relation to Northern Ireland”.

Sch 10 para 36(4)

In subsection (2), for “Secretary of State” substitute “Department”.

Sch 10 para 36(5)

In subsection (3)—

Sch 10 para 36(5)(a)

omit paragraph (a);

Sch 10 para 36(5)(b)

after paragraph (b) insert—;

Sch 10 para 36(5)(c)

omit paragraphs (c) and (d).

Sch 10 para 36(6)

After subsection (3) insert—

Sch 10 para 36(7)

Omit subsection (4).

Sch 10 para 36(8)

In subsection (5), omit “or a compliance officer”.

Sch 10 para 36(9)

In subsection (6), omit “or a compliance officer”.

Sch 10 para 36(10)

After subsection (6) insert—

Sch 10 para 36(11)

Omit subsection (6A).

Sch 10 para 37
Sch 10 para 37(1)

Section 16 (powers of officers) is amended as follows.

Sch 10 para 37(2)

Omit subsection (A1).

Sch 10 para 37(3)

In subsection (1), omit “or a compliance officer”.

Sch 10 para 38
Sch 10 para 38(1)

Section 17 (entry by warrant) is amended as follows.

Sch 10 para 38(2)

Omit subsection (A1).

Sch 10 para 38(3)

In subsection (1), for “written information” substitute “a written complaint”.

Sch 10 para 38(4)

After subsection (4) insert—

Sch 10 para 38(5)

Omit subsection (5).

Sch 10 para 39
Sch 10 para 39(1)

Section 18 (obstruction of officers) is amended as follows.

Sch 10 para 39(2)

In subsection (1)(a)—

Sch 10 para 39(2)(a)

omit “or compliance officer”;

Sch 10 para 39(2)(b)

omit the words from “or functions” to “officers)”.

Sch 10 para 39(3)

In subsection (2), omit “or compliance officer”.

Sch 10 para 39(4)

In subsection (3)—

Sch 10 para 39(4)(a)

omit paragraph (a);

Sch 10 para 39(4)(b)

in paragraph (b), omit “Scotland or”;

Sch 10 para 39(4)(c)

omit the words after paragraph (b).

Sch 10 para 40
Sch 10 para 40(1)

Section 19 (information relating to gangmasters) is amended as follows.

Sch 10 para 40(2)

In subsection (1)—

Sch 10 para 40(2)(a)

omit paragraph (aa) (but not the “and” after it);

Sch 10 para 40(2)(b)

in paragraph (b), before sub-paragraph (i) insert—.

Sch 10 para 40(3)

In subsection (1A), omit paragraph (b) (and the “and” before it).

Sch 10 para 40(4)

Omit subsection (1B).

Sch 10 para 40(5)

In subsection (2)—

Sch 10 para 40(5)(a)

for “subsection (1)(aa) or (b)” substitute “subsection (1)(b)”;

Sch 10 para 40(5)(b)

after “supplied to” insert “, or used by,”.

Sch 10 para 41

Omit section 22A (relationship with other agencies: requests for assistance).

Sch 10 para 42

Omit section 24 (financial provision).

Sch 10 para 43
Sch 10 para 43(1)

Section 25 (regulations, rules and orders) is amended as follows.

Sch 10 para 43(2)

In subsection (3), after “regulations” insert “, rules”.

Sch 10 para 43(3)

Omit subsection (4).

Sch 10 para 43(4)

In subsection (5)—

Sch 10 para 43(4)(a)

omit paragraph (a);

Sch 10 para 43(4)(b)

omit paragraph (c) (and the “or” before it).

Sch 10 para 43(5)

In subsection (6)(b), omit “made by the Authority” and “of Authority”.

Sch 10 para 44

Omit Schedule 1 (consequential amendments of enactments).

Sch 10 para 45
Sch 10 para 45(1)

Schedule 2 (application of Act to Northern Ireland) is amended as follows.

Sch 10 para 45(2)

Omit paragraphs 3 to 6.

Sch 10 para 45(3)

In paragraph 9 (grant of licences), for “Authority” substitute “Secretary of State”.

Sch 10 para 45(4)

In the italic heading before paragraph 10, omit “of Authority”.

Sch 10 para 45(5)

In paragraph 10 (general power to make rules)—

Sch 10 para 45(5)(a)

in sub-paragraph (1), omit “of Authority”;

Sch 10 para 45(5)(b)

omit sub-paragraph (2);

Sch 10 para 45(5)(c)

in sub-paragraph (3), for “Authority” substitute “Secretary of State”.

Sch 10 para 45(6)

For paragraph 11 substitute—

Sch 10 para 45(7)

In paragraph 12 (register of licences), for “The Authority shall establish and” substitute “The Secretary of State must”.

Sch 10 para 45(8)

Omit paragraph 14 (offences: supplementary provision).

Sch 10 para 45(9)

Omit paragraph 15 (enforcement and compliance officers).

Sch 10 para 45(10)

Omit paragraph 16 (entry by warrant).

Sch 10 para 45(11)

In paragraph 16A (information relating to gangmasters), in sub-paragraph (1), omit paragraphs (a) and (b) (and the “and” before paragraph (c)).

Sch 10 para 45(12)

Omit paragraph 16B (relationship with other agencies: requests for assistance).

Sch 10 para 45(13)

Omit paragraph 18 (financial provision).

Sch 10 para 46 — Modern Slavery Act 2015

The Modern Slavery Act 2015 is amended as follows.

Sch 10 para 47

Omit section 11A (enforcement of Part 1 by Gangmasters and Labour Abuse Authority).

Sch 10 para 48
Sch 10 para 48(1)

Section 15 (slavery and trafficking prevention orders on application) is amended as follows.

Sch 10 para 48(2)

In subsection (1), for paragraph (d) substitute—

Sch 10 para 48(3)

In subsection (7)—

Sch 10 para 48(3)(a)

for “Gangmasters and Labour Abuse Authority” substitute “Secretary of State”;

Sch 10 para 48(3)(b)

for “the Authority” substitute “the Secretary of State”.

Sch 10 para 48(4)

In subsection (8)(b)—

Sch 10 para 48(4)(a)

for “Gangmasters and Labour Abuse Authority” substitute “Secretary of State”;

Sch 10 para 48(4)(b)

for “the Authority” substitute “the Secretary of State”.

Sch 10 para 49

In section 19 (requirement to provide name and address), in subsection (7)—

Sch 10 para 49(a)

for “Gangmasters and Labour Abuse Authority” substitute “Secretary of State”;

Sch 10 para 49(b)

for “the Authority” substitute “the Secretary of State”.

Sch 10 para 50
Sch 10 para 50(1)

Section 20 (variation, renewal and discharge) is amended as follows.

Sch 10 para 50(2)

In subsection (2)(g), for “the Gangmasters and Labour Abuse Authority, the Authority” substitute “the Secretary of State, the Secretary of State”.

Sch 10 para 50(3)

In subsection (9)—

Sch 10 para 50(3)(a)

for “Gangmasters and Labour Abuse Authority” substitute “Secretary of State”;

Sch 10 para 50(3)(b)

for “the Authority”, in both places it occurs, substitute “the Secretary of State”.

Sch 10 para 51
Sch 10 para 51(1)

Section 23 (slavery and trafficking risk orders) is amended as follows.

Sch 10 para 51(2)

In subsection (1), for paragraph (d) substitute—

Sch 10 para 51(3)

In subsection (6)—

Sch 10 para 51(3)(a)

for “Gangmasters and Labour Abuse Authority” substitute “Secretary of State”;

Sch 10 para 51(3)(b)

for “the Authority” substitute “the Secretary of State”.

Sch 10 para 51(4)

In subsection (7)(b)—

Sch 10 para 51(4)(a)

for “Gangmasters and Labour Abuse Authority” substitute “Secretary of State”;

Sch 10 para 51(4)(b)

for “the Authority” substitute “the Secretary of State”.

Sch 10 para 52

In section 26 (requirement to provide name and address), in subsection (7)—

Sch 10 para 52(a)

for “Gangmasters and Labour Abuse Authority” substitute “Secretary of State”;

Sch 10 para 52(b)

for “the Authority” substitute “the Secretary of State”.

Sch 10 para 53
Sch 10 para 53(1)

Section 27 (variation, renewal and discharge) is amended as follows.

Sch 10 para 53(2)

In subsection (2)(g), for “the Gangmasters and Labour Abuse Authority, the Authority” substitute “the Secretary of State, the Secretary of State”.

Sch 10 para 53(3)

In subsection (7)—

Sch 10 para 53(3)(a)

for “Gangmasters and Labour Abuse Authority” substitute “Secretary of State”;

Sch 10 para 53(3)(b)

for “the Authority”, in both places it occurs, substitute “the Secretary of State”.

Sch 10 para 54

Omit section 30A (enforcement of Part 2 by Gangmasters and Labour Abuse Authority).

Sch 10 para 55

In section 33 (guidance), in subsection (1), for “, the Director General of the National Crime Agency and the Gangmasters and Labour Abuse Authority” substitute “and the Director General of the National Crime Agency”.

Sch 10 para 56

In section 34 (interpretation of Part 2), in subsection (1), after the definition of “interim slavery and trafficking risk order” insert—.

Sch 10

Other consequential amendments

Sch 10 para 57 — Public Records Act 1958

In Schedule 1 to the Public Records Act 1958 (definition of public records), in Part 2 of the Table at the end of paragraph 3, omit the entry relating to the Gangmasters and Labour Abuse Authority.

Sch 10 para 58 — Parliamentary Commissioner Act 1967

In Schedule 2 to the Parliamentary Commissioner Act 1967 (departments etc subject to investigation), omit the entries relating to—

Sch 10 para 58(a)

the Director of Labour Market Enforcement, and

Sch 10 para 58(b)

the Gangmasters and Labour Abuse Authority.

Sch 10 para 59 — Superannuation Act 1972

In Schedule 1 to the Superannuation Act 1972 (kinds of employment to which that Act applies), omit the entries relating to—

Sch 10 para 59(a)

the Director of Labour Market Enforcement, and

Sch 10 para 59(b)

the Gangmasters and Labour Abuse Authority.

Sch 10 para 60 — House of Commons Disqualification Act 1975

In Schedule 1 to the House of Commons Disqualification Act 1975 (offices disqualifying for membership)—

Sch 10 para 60(a)

in Part 2, omit the entry relating to the Gangmasters and Labour Abuse Authority;

Sch 10 para 60(b)

in Part 3, omit the entry relating to the Director of Labour Market Enforcement.

Sch 10 para 61 — Northern Ireland Assembly Disqualification Act 1975

In Schedule 1 to the Northern Ireland Assembly Disqualification Act 1975 (offices disqualifying for membership)—

Sch 10 para 61(a)

in Part 2, omit the entry relating to the Gangmasters and Labour Abuse Authority;

Sch 10 para 61(b)

in Part 3, omit the entry relating to the Director of Labour Market Enforcement.

Sch 10 para 62 — Employment Protection Act 1975

In Schedule 13 to the Employment Protection Act 1975, omit paragraph 6.

Sch 10 para 63 — Police and Criminal Evidence Act 1984
Sch 10 para 63(1)

Section 114B of the Police and Criminal Evidence Act 1984 (application of Act to labour abuse prevention officers) is amended as follows.

Sch 10 para 63(2)

In the heading, for “labour abuse prevention officers” substitute “enforcement officers”.

Sch 10 para 63(3)

In subsection (1), for “labour abuse prevention officers” substitute “enforcement officers”.

Sch 10 para 63(4)

Omit subsections (3), (4), (8) and (9).

Sch 10 para 63(5)

In subsection (10), for “Any other” substitute “A”.

Sch 10 para 63(6)

For subsection (11) substitute—

Sch 10 para 64 — Companies Act 1985

In Schedule 15C to the Companies Act 1985, omit paragraph 7D.

Sch 10 para 65 — Trade Union and Labour Relations (Consolidation) Act 1992

In section 251B of the Trade Union and Labour Relations (Consolidation) Act 1992 (prohibition on disclosure of information), in subsection (2), omit paragraph (ca).

Sch 10 para 66 — Criminal Justice and Public Order Act 1994
Sch 10 para 66(1)

The Criminal Justice and Public Order Act 1994 is amended as follows.

Sch 10 para 66(2)

In section 36 (effect of accused’s failure or refusal to account for objects, substances or marks), after subsection (5) insert—

Sch 10 para 66(3)

In section 37 (effect of accused’s failure or refusal to account for presence at a particular place), after subsection (4) insert—

Sch 10 para 67 — Deregulation and Contracting Out Act 1994

In Schedule 10 to the Deregulation and Contracting Out Act 1994, omit paragraph 1(4).

Sch 10 para 68 — Employment Tribunals Act 1996
Sch 10 para 68(1)

The Employment Tribunals Act 1996 is amended as follows.

Sch 10 para 68(2)

In section 18 (conciliation: relevant proceedings etc), in subsection (1)(c), omit “, 19D(1)(a)”.

Sch 10 para 68(3)

In section 19A (conciliation: recovery of sums payable under settlements), omit subsection (10A).

Sch 10 para 68(4)

In section 21 (jurisdiction of Employment Appeal Tribunal), in subsection (1), after paragraph (ge) insert— .

Sch 10 para 69 — Employment Relations Act 1999

In Schedule 7 to the Employment Relations Act 1999, omit paragraph 4.

Sch 10 para 70 — Immigration and Asylum Act 1999

In Schedule A1 to the Immigration and Asylum Act 1999, omit paragraph 17.

Sch 10 para 71 — Finance Act 2000

In the Finance Act 2000, omit section 148 (use of minimum wage information).

Sch 10 para 72 — Regulation of Investigatory Powers Act 2000

In Part 1 of Schedule 1 to the Regulation of Investigatory Powers Act 2000 (relevant public authorities for purposes of sections 28 and 29 of that Act), omit paragraph 20E.

Sch 10 para 73 — Freedom of Information Act 2000

In Part 6 of Schedule 1 to the Freedom of Information Act 2000 (bodies etc that are public authorities for the purposes of the Act), omit the entries relating to—

Sch 10 para 73(a)

the Director of Labour Market Enforcement, and

Sch 10 para 73(b)

the Gangmasters and Labour Abuse Authority.

Sch 10 para 74 — Police Reform Act 2002
Sch 10 para 74(1)

The Police Reform Act 2002 is amended as follows.

Sch 10 para 74(2)

In section 10 (general functions of Director General of Independent Office for Police Conduct)—

Sch 10 para 74(2)(a)

in subsection (1), for paragraph (ga) substitute— ;

Sch 10 para 74(2)(b)

in subsection (3)—

Sch 10 para 74(2)(b)(i)

after paragraph (bc) insert— ;

Sch 10 para 74(2)(b)(ii)

omit paragraph (bd).

Sch 10 para 74(3)

After section 26C insert—

Sch 10 para 74(4)

Omit section 26D (labour abuse prevention officers).

Sch 10 para 75 — Employment Relations Act 2004

In Schedule 1 to the Employment Relations Act 2004, omit paragraphs 40 and 41.

Sch 10 para 76 — Civil Partnership Act 2004

In Schedule 27 to the Civil Partnership Act 2004, omit paragraph 155.

Sch 10 para 77 — Pensions Act 2004

In Schedule 3 to the Pensions Act 2004 (certain permitted disclosures of restricted information held by the Pensions Regulator), omit the entry relating to the Director of Labour Market Enforcement.

Sch 10 para 78 — Serious Organised Crime and Police Act 2005

In Schedule 7 to the Serious Organised Crime and Police Act 2005, omit paragraph 62.

Sch 10 para 79 — Natural Environment and Rural Communities Act 2006

In Schedule 7 to the Natural Environment and Rural Communities Act 2006 (designated bodies), omit paragraph 13.

Sch 10 para 80 — Regulatory Enforcement and Sanctions Act 2008

In Schedule 5 to the Regulatory Enforcement and Sanctions Act 2008 (designated regulators), omit the entry relating to the Gangmasters and Labour Abuse Authority.

Sch 10 para 81 — Employment Act 2008

In the Employment Act 2008, omit the following—

Sch 10 para 81(a)

section 9(1) and (2);

Sch 10 para 81(b)

section 16;

Sch 10 para 81(c)

section 18.

Sch 10 para 82 — Equality Act 2010

In Schedule 19 to the Equality Act 2010 (public authorities subject to public sector equality duty), omit the entry relating to the Gangmasters and Labour Abuse Authority.

Sch 10 para 83 — Financial Services Act 2012

In Schedule 18 to the Financial Services Act 2012, omit paragraph 36.

Sch 10 para 84 — Modern Slavery Act 2015
Sch 10 para 84(1)

The Modern Slavery Act 2015 is amended as follows.

Sch 10 para 84(2)

In section 52 (duty to notify Secretary of State about suspected victims of slavery or human trafficking), in subsection (5), omit paragraph (k).

Sch 10 para 84(3)

Omit section 54A (Gangmasters and Labour Abuse Authority: information gateways).

Sch 10 para 84(4)

In section 58(4) (regulations), omit paragraph (ja).

Sch 10 para 84(5)

In section 60 (extent)—

Sch 10 para 84(5)(a)

in subsection (1), omit “and section 54A, and Schedule 4A, in Part 7”;

Sch 10 para 84(5)(b)

in subsection (3), omit “(except for section 54A and Schedule 4A)”.

Sch 10 para 84(6)

In Schedule 3, omit the following—

Sch 10 para 84(6)(a)

the entry relating to the Gangmasters and Labour Abuse Authority;

Sch 10 para 84(6)(b)

the entry relating to the Director of Labour Market Enforcement;

Sch 10 para 84(6)(c)

the heading “Regulators”.

Sch 10 para 84(7)

Omit Schedule 4A.

Sch 10 para 85 — Small Business, Enterprise and Employment Act 2015

In the Small Business, Enterprise and Employment Act 2015, omit the following—

Sch 10 para 85(a)

in section 150, subsections (4) and (7);

Sch 10 para 85(b)

section 152.

Sch 10 para 86 — Human Trafficking and Exploitation (Criminal Justice and Support for Victims) Act (Northern Ireland) 2015

In Schedule 3 to the Human Trafficking and Exploitation (Criminal Justice and Support for Victims) Act (Northern Ireland) 2015 (c. 2 (N.I.)) (slavery and trafficking prevention orders), in Part 3, in paragraph 18(7), in the definition of “relevant function”, omit “or the Gangmasters and Labour Abuse Authority”.

Sch 10 para 87 — Immigration Act 2016

In the Immigration Act 2016, omit the following—

Sch 10 para 87(a)

sections 2 to 9;

Sch 10 para 87(b)

section 10;

Sch 10 para 87(c)

section 11(2);

Sch 10 para 87(d)

section 12(2);

Sch 10 para 87(e)

section 13;

Sch 10 para 87(f)

sections 14 to 30;

Sch 10 para 87(g)

sections 32 and 33;

Sch 10 para 87(h)

Schedule 1;

Sch 10 para 87(i)

in Schedule 2, paragraphs 1 to 7, 9, 16 and 17;

Sch 10 para 87(j)

in Schedule 3, paragraphs 1 to 12, 14 to 16, 17(b), 18 to 22, 23(4)(b), 24(2) and (3) and 25 to 36.

Sch 10 para 88 — Investigatory Powers Act 2016
Sch 10 para 88(1)

The Investigatory Powers Act 2016 is amended as follows.

Sch 10 para 88(2)

In Part 1 of Schedule 4, in the Table, omit the entry relating to the Gangmasters and Labour Abuse Authority.

Sch 10 para 88(3)

In Schedule 10, omit paragraph 35.

Sch 10 para 89 — Policing and Crime Act 2017

In Schedule 9 to the Policing and Crime Act 2017, omit paragraph 36.

Sch 10 para 90 — Data Protection Act 2018

In Schedule 19 to the Data Protection Act 2018, omit paragraphs 191 and 197.

Sch 10 para 91 — Sentencing Act 2020

In section 379(1) of the Sentencing Act 2020 (other behaviour orders etc), after the entry for the Northern Ireland Troubles (Legacy and Reconciliation) Act 2023 insert—

Sch 10 para 92 — Police, Crime, Sentencing and Courts Act 2022

In Part 2 of Schedule 3 to the Police, Crime, Sentencing and Courts Act 2022 (extraction of information from electronic devices: authorised persons in relation to all purposes within section 37), after the entry relating to section 15 of the Gangmasters (Licensing) Act 2004 insert—

Sch 10 para 93 — Procurement Act 2023
Sch 10 para 93(1)

The Procurement Act 2023 is amended as follows.

Sch 10 para 93(2)

In Part 1 of Schedule 6 (mandatory exclusion grounds: offences), in paragraph 26, for “section 27 of the Immigration Act 2016” substitute “section 139 of the Employment Rights Act 2025”.

Sch 10 para 93(3)

In Schedule 7 (discretionary exclusion grounds), in paragraph 1(d), for “section 18 of the Immigration Act 2016” substitute “section 123 of the Employment Rights Act 2025”.

Sch 11

Transitional and saving provision relating to Part 5

Sch 11

Abolition of existing enforcement authorities: transfer schemes

Sch 11 para 1 — Staff transfer schemes
Sch 11 para 1(1)

The Secretary of State may make a scheme (a “staff transfer scheme”) providing—

Sch 11 para 1(1)(a)

for a designated employee of the GLAA to become a member of staff of the Secretary of State (and accordingly to become employed in the civil service of the state);

Sch 11 para 1(1)(b)

so far as may be consistent with employment in the civil service of the state, for the terms and conditions of the employee’s employment with the GLAA to have effect as if they were the conditions of service as a member of the Secretary of State’s staff;

Sch 11 para 1(1)(c)

for the transfer to the Secretary of State of the rights, powers, duties and liabilities of the GLAA under or in connection with the employee’s contract of employment;

Sch 11 para 1(1)(d)

for anything done (or having effect as if done) before that transfer by or in relation to the GLAA in respect of such a contract or the employee to be treated as having been done by or in relation to the Secretary of State.

Sch 11 para 1(2)

A staff transfer scheme may provide for a period before the employee became a member of the Secretary of State’s staff to count as a period during which the employee was a member of the Secretary of State’s staff (and for the operation of the scheme not to be treated as having interrupted the continuity of that period).

Sch 11 para 1(3)

A staff transfer scheme may provide for the employee not to become a member of the Secretary of State’s staff if the employee gives notice objecting to the operation of the scheme in relation to the employee.

Sch 11 para 1(4)

A staff transfer scheme may provide for a person who would be treated (by an enactment or otherwise) as being dismissed by the operation of the scheme not to be so treated.

Sch 11 para 1(5)

A staff transfer scheme may provide for an employee of the GLAA to become a member of the Secretary of State’s staff despite any provision, of whatever nature, which would otherwise prevent the person from being employed in the civil service of the state.

Sch 11 para 2 — Property transfer schemes
Sch 11 para 2(1)

The Secretary of State may make a scheme (a “property transfer scheme”) providing for the transfer from the GLAA or the Director to the Secretary of State of designated property, rights or liabilities.

Sch 11 para 2(2)

A property transfer scheme may—

Sch 11 para 2(2)(a)

create rights, or impose liabilities, in relation to property or rights transferred by virtue of the scheme;

Sch 11 para 2(2)(b)

provide for anything done by or in relation to the GLAA or the Director in connection with any property, rights or liabilities transferred by the scheme to be treated as done, or to be continued, by or in relation to the Secretary of State;

Sch 11 para 2(2)(c)

apportion property, rights and liabilities;

Sch 11 para 2(2)(d)

make provision about the continuation of legal proceedings.

Sch 11 para 2(3)

The things that may be transferred by a property transfer scheme include—

Sch 11 para 2(3)(a)

property, rights and liabilities that could not otherwise be transferred;

Sch 11 para 2(3)(b)

property acquired, and rights and liabilities arising, after the making of the scheme.

Sch 11 para 3 — Continuity

A transfer by virtue of a staff transfer scheme or a property transfer scheme does not affect the validity of anything done by or in relation to the GLAA or the Director before the transfer takes effect.

Sch 11 para 4 — Supplementary provision, etc

A staff transfer scheme or a property transfer scheme may include supplementary, incidental, transitional or consequential provision.

Sch 11 para 5 — Interpretation

In this Part of this Schedule— “designated”, in relation to a staff transfer scheme or a property transfer scheme, means specified in, or determined in accordance with, the scheme; “the Director” means the Director of Labour Market Enforcement; “the GLAA” means the Gangmasters and Labour Abuse Authority.

Sch 11

Other transitional and saving provision

Sch 11 para 6 — General
Sch 11 para 6(1)

Anything which—has effect, on and after that day, as if done by or in relation to the Secretary of State.

Sch 11 para 6(1)(a)

was done by or in relation to a relevant person for the purpose of, or in connection with, any function of the person under a provision amended or repealed by Part 1 of Schedule 10, and

Sch 11 para 6(1)(b)

is in effect immediately before the day on which the amendment or repeal comes into force,

Sch 11 para 6(2)

Anything (including legal proceedings) which—may be continued, on and after that day, by or in relation to the Secretary of State.

Sch 11 para 6(2)(a)

relates to a function of a relevant person under a provision amended or repealed by Part 1 of Schedule 10, and

Sch 11 para 6(2)(b)

immediately before the day on which the amendment or repeal comes into force, is in the process of being done by or in relation to that person,

Sch 11 para 6(3)

Where anything mentioned in sub-paragraph (1) or (2) was done, or is in the process of being done, under a provision repealed by Schedule 10, that thing has effect as if done under, or may be continued under, the corresponding provision of this Act.

Sch 11 para 6(4)

In this paragraph “relevant person” means—

Sch 11 para 6(4)(a)

an officer acting for the purposes of the Employment Agencies Act 1973;

Sch 11 para 6(4)(b)

an officer acting for the purposes of Part 2A of the Employment Tribunals Act 1996;

Sch 11 para 6(4)(c)

an officer acting for the purposes of the National Minimum Wage Act 1998;

Sch 11 para 6(4)(d)

the Gangmasters and Labour Abuse Authority;

Sch 11 para 6(4)(e)

an enforcement officer acting for the purposes of the Gangmasters (Licensing) Act 2004, other than an enforcement officer appointed by virtue of paragraph 15 of Schedule 2 to that Act (enforcement officers in Northern Ireland);

Sch 11 para 6(4)(f)

a compliance officer acting for the purposes of that Act;

Sch 11 para 6(4)(g)

an officer of the Gangmasters and Labour Abuse Authority acting for the purposes of any other enactment.

Sch 11 para 6(5)

Sub-paragraphs (1) to (3) are subject to the remaining provisions of this Schedule (and see also section 155, which confers power to make transitional or saving provision).

Sch 11 para 7 — Powers to obtain documents etc
Sch 11 para 7(1)

Any requirement to provide documents or information which—is to be treated, on and after that day, as having been made under the corresponding provision of this Act.

Sch 11 para 7(1)(a)

was made under a repealed provision before the commencement day, and

Sch 11 para 7(1)(b)

immediately before the commencement day, has not been complied with,

Sch 11 para 7(2)

Any document which, immediately before the commencement day, was retained in the exercise of a power conferred by a repealed provision is to be treated, on and after that day, as retained under section 100.

Sch 11 para 7(3)

In this paragraph—“the commencement day”, in relation to a repealed provision, means the day on which the repeal of that provision comes into force;“repealed provision” means a provision repealed by Part 1 of Schedule 10.

Sch 11 para 8 — Labour abuse prevention officers
Sch 11 para 8(1)

Anything which—has effect, on and after that day, as if done by or in relation to a relevant enforcement officer.

Sch 11 para 8(1)(a)

was done by or in relation to a labour abuse prevention officer in, or in connection with, the exercise of a function conferred on the officer by virtue of section 114B of the Police and Criminal Evidence Act 1984 (“PACE”), and

Sch 11 para 8(1)(b)

is in effect immediately before the day on which paragraph 63 of Schedule 10 comes into force (“the relevant day”),

Sch 11 para 8(2)

Anything which—may be continued, on and after that day, by or in relation to a relevant enforcement officer.

Sch 11 para 8(2)(a)

relates to a function conferred on a labour abuse prevention officer by virtue of section 114B of PACE, and

Sch 11 para 8(2)(b)

immediately before the relevant day, is in the process of being done by or in relation to such an officer,

Sch 11 para 8(3)

In this paragraph—“labour abuse prevention officer” has the meaning given by section 114B of PACE (as that section had effect immediately before the relevant day);“relevant enforcement officer”, in relation to a function conferred by virtue of section 114B of PACE, means an enforcement officer on whom that function is conferred by virtue of that section (as it has effect on and after the relevant day).

Sch 11 para 9 — Warrants
Sch 11 para 9(1)

This paragraph applies to an application for a warrant under section 17 of the Gangmasters (Licensing) Act 2004 (“the 2004 Act”) which—

Sch 11 para 9(1)(a)

is made in England and Wales or Scotland before the day on which paragraph 38 of Schedule 10 comes into force, and

Sch 11 para 9(1)(b)

is not determined or withdrawn before that day.

Sch 11 para 9(2)

The application is to be treated, on and after that day, as an application made by an enforcement officer for a warrant under section 102 of this Act.

Sch 11 para 10
Sch 11 para 10(1)

This paragraph applies to a warrant under section 17 of the 2004 Act which—

Sch 11 para 10(1)(a)

is issued under that section before the day on which paragraph 38 of Schedule 10 comes into force, and

Sch 11 para 10(1)(b)

is not executed before that day.

Sch 11 para 10(2)

The warrant is to be treated for the purposes of section 102 of this Act as if it had been issued under that section.

Sch 11 para 10(3)

That section applies in relation to the warrant as if—

Sch 11 para 10(3)(a)

in subsection (4)(a), after “bring” there were inserted “any persons or”, and

Sch 11 para 10(3)(b)

after subsection (4) there were inserted—

Sch 11 para 10(4)

Section 131 and Schedule 8 do not apply in relation to the warrant.

Sch 11 para 11 — LME undertakings and orders
Sch 11 para 11(1)

Anything which—has effect, on and after that day, as if done by the Secretary of State under the corresponding provision of this Act.

Sch 11 para 11(1)(a)

was done by an enforcing authority for the purpose of, or in connection with, any of sections 14 to 30 of the Immigration Act 2016 (“the 2016 Act”), and

Sch 11 para 11(1)(b)

is in effect immediately before the commencement day,

Sch 11 para 11(2)

Anything (including legal proceedings) which—may be continued, on and after that day, by or in relation to the Secretary of State under the corresponding provision of this Act.

Sch 11 para 11(2)(a)

relates to a function of an enforcing authority under any of sections 14 to 30 of the 2016 Act, and

Sch 11 para 11(2)(b)

immediately before the commencement day, is in the process of being done by or in relation to the enforcing authority,

Sch 11 para 11(3)

Accordingly—

Sch 11 para 11(3)(a)

any undertaking given under section 14(3) of the 2016 Act and having effect immediately before the commencement day is to be treated, on and after that day, as an LME undertaking;

Sch 11 para 11(3)(b)

any order made under section 18 or 20 of the 2016 Act and having effect immediately before the commencement day is to be treated, on and after that day, as an LME order.

Sch 11 para 11(4)

In this paragraph—“the commencement day” means the day on which the repeal of sections 14 to 30 of the 2016 Act comes into force;“enforcing authority” has the meaning given by section 14(5) of the 2016 Act (as it had effect immediately before the commencement day).

Sch 11 para 12 — Information
Sch 11 para 12(1)

This paragraph applies to information which—

Sch 11 para 12(1)(a)

was obtained in the course of—

Sch 11 para 12(1)(a)(i)

exercising the powers conferred by section 9 of the Employment Agencies Act 1973 (“the 1973 Act”), or

Sch 11 para 12(1)(a)(ii)

exercising powers by virtue of section 26(1) of the Immigration Act 2016, and

Sch 11 para 12(1)(b)

immediately before the coming into force of paragraph 2 of Schedule 10, is held by an officer acting for the purposes of the 1973 Act.

Sch 11 para 12(2)

On the coming into force of that paragraph, information to which this paragraph applies vests in the Secretary of State.

Sch 11 para 13
Sch 11 para 13(1)

Any reference in section 135 to information obtained by the Secretary of State in connection with the exercise of any enforcement function includes a reference to—

Sch 11 para 13(1)(a)

any information which the Secretary of State obtains by virtue of paragraph 12;

Sch 11 para 13(1)(b)

any information which, immediately before the coming into force of paragraph 20 of Schedule 10, the Secretary of State holds by virtue of section 15(2) of the National Minimum Wage Act 1998;

Sch 11 para 13(1)(c)

any information which, immediately before the coming into force of paragraph 21 of that Schedule, the Secretary of State holds by virtue of section 16(2) of that Act;

Sch 11 para 13(1)(d)

any information which the Secretary of State obtains by virtue of a property transfer scheme under paragraph 2 of this Schedule.

Sch 11 para 13(2)

Any reference in section 137 to HMRC information includes a reference to any information mentioned in sub-paragraph (1)(a) or (d) which—

Sch 11 para 13(2)(a)

was disclosed to the Director of Labour Market Enforcement or a person falling within paragraph (a), (d), (e), (f) or (g) of paragraph 6(4) by the Commissioners for His Majesty’s Revenue and Customs or a person acting on behalf of the Commissioners, and

Sch 11 para 13(2)(b)

was not obtained by an officer in the course of acting for the purposes of the National Minimum Wage Act 1998 or by virtue of section 26(2) of the Immigration Act 2016.

Sch 11 para 14

The repeal of section 9 of the Employment Agencies Act 1973 (inspection) by paragraph 3 of Schedule 10 does not prevent the use in evidence against a person, in criminal proceedings taking place on or after the day on which that repeal comes into force, of a statement made before that day by the person in compliance with a requirement under that section (subject to subsection (2B) of that section).

Sch 11 para 15 — Orders under Modern Slavery Act 2015

The reference in paragraph 30(2)(b) of Schedule 7 to an investigation conducted by or on behalf of the Secretary of State includes, in relation to any order made under section 14 of the Modern Slavery Act 2015 before the coming into force of that paragraph, a reference to an investigation conducted by a labour abuse prevention officer (within the meaning of section 114B of the Police and Criminal Evidence Act 1984 as that section had effect before the coming into force of paragraph 63 of Schedule 10).

Sch 11 para 16
Sch 11 para 16(1)

Where—that requirement has effect, on and after that day, as a requirement to notify the Secretary of State.

Sch 11 para 16(1)(a)

a slavery and trafficking prevention order requires a person to notify the Gangmasters and Labour Abuse Authority in accordance with section 19 of the Modern Slavery Act 2015 (“the 2015 Act”), and

Sch 11 para 16(1)(b)

immediately before the day on which paragraph 49 of Schedule 10 comes into force, that requirement has not been complied with,

Sch 11 para 16(2)

On and after the coming into force of paragraph 50 of Schedule 10, the reference in section 20(2)(g) of the 2015 Act (as amended by that paragraph) to a slavery and trafficking prevention order made on an application under section 15 of that Act by the Secretary of State includes a reference to such an order made on an application under that section by the Gangmasters and Labour Abuse Authority.

Sch 11 para 16(3)

In this paragraph “slavery and trafficking prevention order” has the same meaning as in the 2015 Act.

Sch 11 para 17
Sch 11 para 17(1)

Where—that requirement has effect, on and after that day, as a requirement to notify the Secretary of State.

Sch 11 para 17(1)(a)

a slavery and trafficking risk order requires a person to notify the Gangmasters and Labour Abuse Authority in accordance with section 26 of the Modern Slavery Act 2015 (“the 2015 Act”), and

Sch 11 para 17(1)(b)

immediately before the day on which paragraph 52 of Schedule 10 comes into force, that requirement has not been complied with,

Sch 11 para 17(2)

On and after the coming into force of paragraph 53 of Schedule 10, the reference in section 27(2)(g) of the 2015 Act (as amended by that paragraph) to a slavery and trafficking risk order made on an application under section 23 of that Act by the Secretary of State includes a reference to such an order made on an application under that section by the Gangmasters and Labour Abuse Authority.

Sch 11 para 17(3)

In this paragraph “slavery and trafficking risk order” has the same meaning as in the 2015 Act.

Sch 11 para 18 — Notices of underpayment under the National Minimum Wage Act 1998

Except so far as provided for by paragraph 6(1) or (2) of this Schedule, the repeal of sections 19 to 19H of the National Minimum Wage Act 1998 by paragraph 23 of Schedule 10 does not apply in relation to any notice served under any of those sections before the coming into force of that repeal (and accordingly paragraph 6(3) of this Schedule does not apply in relation to things done, or in the process of being done, under any of those sections).

Sch 11 para 19 — Enforcement of agricultural wages legislation

The amendments made by paragraphs 17 to 24, 68(2), 81(a) and 85(b) of Schedule 10 do not affect any provision of the National Minimum Wage Act 1998 so far as it has effect for the purposes of any of the following—

Sch 11 para 19(a)

the Agricultural Wages Act 1948;

Sch 11 para 19(b)

the Agricultural Sector (Wales) Act 2014 (anaw 6);

Sch 11 para 19(c)

the Agricultural Wages (Scotland) Act 1949;

Sch 11 para 19(d)

the Agricultural Wages (Regulation) (Northern Ireland) Order 1977 (S.I. 1977/2151 (N.I. 22)).

Sch 11 para 20 — Appeals under the Gangmasters (Licensing) Act 2004: Northern Ireland licences

The amendment made by paragraph 45(6) of Schedule 10 does not affect any regulations under section 10 of the Gangmasters (Licensing) Act 2004 (appeals) made by a Northern Ireland department in reliance on paragraph 11 of Schedule 2 to that Act as that paragraph had effect immediately before the coming into force of that amendment.

Sch 12

Increase in time limits for making claims

Sch 12 para 1 — Safety Representatives and Safety Committees Regulations 1977
Sch 12 para 1(1)

In regulation 11 of the Safety Representatives and Safety Committees Regulations 1977 (S.I. 1977/500) (time off for safety representatives), in paragraph (2), for “three”, in both places it occurs, substitute “six”.

Sch 12 para 1(2)

In regulation 12 of those Regulations—

Sch 12 para 1(2)(a)

in paragraph (2), for “three” substitute “six”;

Sch 12 para 1(2)(b)

in paragraph (3), for “three” substitute “six”;

Sch 12 para 1(2)(c)

in paragraph (4), for “three” substitute “six”.

Sch 12 para 2 — Trade Union and Labour Relations (Consolidation) Act 1992
Sch 12 para 2(1)

The Trade Union and Labour Relations (Consolidation) Act 1992 is amended as follows.

Sch 12 para 2(2)

In section 66 (unjustifiable discipline by union), in subsection (2)(a), for “three” substitute “six”.

Sch 12 para 2(3)

In section 68A (unauthorised deduction of union subscriptions), in subsection (1)(a), for “three” substitute “six”.

Sch 12 para 2(4)

In section 70C (collective bargaining: obligations relating to training), in subsection (2)—

Sch 12 para 2(4)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 2(4)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 2(5)

In section 87 (unlawful deduction of contributions to political fund), in subsection (2)(a), for “three” substitute “six”.

Sch 12 para 2(6)

In section 139 (refusal of employment on grounds related to union membership), in subsection (1)(a), for “three” substitute “six”.

Sch 12 para 2(7)

In section 145C (inducements), in subsection (1)(a), for “three” substitute “six”.

Sch 12 para 2(8)

In section 147 (detriment for trade union activities), in subsection (1)(a), for “three” substitute “six”.

Sch 12 para 2(9)

In section 171 (time off for trade union activities), in subsection (1)(a), for “three” substitute “six”.

Sch 12 para 2(10)

In section 189 (consultation in collective redundancy), in subsection (5)—

Sch 12 para 2(10)(a)

in paragraph (b), for “three” substitute “six”;

Sch 12 para 2(10)(b)

in paragraph (c), for “three” substitute “six”.

Sch 12 para 2(11)

In section 192 (remuneration under protective award), in subsection (2)—

Sch 12 para 2(11)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 2(11)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 2(12)

In paragraph 157 of Schedule A1 (detriment in relation to trade union recognition), in sub-paragraph (1)(a), for “3” substitute “6”.

Sch 12 para 3 — Pension Schemes Act 1993

In section 126 of the Pension Schemes Act 1993 (unpaid pension contributions), in subsection (2), for “three” substitute “six”.

Sch 12 para 4 — Employment Rights Act 1996
Sch 12 para 4(1)

The Employment Rights Act 1996 is amended as follows.

Sch 12 para 4(2)

In section 11 (written statements), in subsection (4)—

Sch 12 para 4(2)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(2)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(3)

In section 23 (protection of wages)—

Sch 12 para 4(3)(a)

in subsection (2), for “three” substitute “six”;

Sch 12 para 4(3)(b)

in subsection (4), for “three” substitute “six”.

Sch 12 para 4(4)

In section 27N (information relating to tips etc)—

Sch 12 para 4(4)(a)

in subsection (2), for “three” substitute “six”;

Sch 12 para 4(4)(b)

in subsection (3), for “three” substitute “six”.

Sch 12 para 4(5)

In section 34 (guarantee payments), in subsection (2)—

Sch 12 para 4(5)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(5)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(6)

In section 48 (detriment in employment), in subsection (3)—

Sch 12 para 4(6)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(6)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(7)

In section 51 (time off for public duties), in subsection (2)—

Sch 12 para 4(7)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(7)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(8)

In section 54 (time off following redundancy), in subsection (2)—

Sch 12 para 4(8)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(8)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(9)

In section 57 (time off for ante-natal care), in subsection (2)—

Sch 12 para 4(9)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(9)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(10)

In section 57ZC (time off for ante-natal care: agency workers), in subsection (3)—

Sch 12 para 4(10)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(10)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(11)

In section 57ZF (time off to accompany to ante-natal appointment), in subsection (2)—

Sch 12 para 4(11)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(11)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(12)

In section 57ZH (time off to accompany to ante-natal appointment: agency workers), in subsection (3)—

Sch 12 para 4(12)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(12)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(13)

In section 57ZM (time off to attend adoption appointments), in subsection (2)—

Sch 12 para 4(13)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(13)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(14)

In section 57ZQ (time off to attend adoption appointments: agency workers), in subsection (3)—

Sch 12 para 4(14)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(14)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(15)

In section 57B (time off for dependants), in subsection (2)—

Sch 12 para 4(15)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(15)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(16)

In section 60 (time off for pension scheme trustees), in subsection (2)—

Sch 12 para 4(16)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(16)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(17)

In section 63 (time off for employee representatives), in subsection (2)—

Sch 12 para 4(17)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(17)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(18)

In section 63C (time off for study or training), in subsection (2)—

Sch 12 para 4(18)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(18)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(19)

In section 63I (requests in relation to study or training), in subsection (5)—

Sch 12 para 4(19)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(19)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(20)

In section 70 (rights following suspension from work)—

Sch 12 para 4(20)(a)

in subsection (2)—

Sch 12 para 4(20)(a)(i)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(20)(a)(ii)

in paragraph (b), for “three” substitute “six”;

Sch 12 para 4(20)(b)

in subsection (5)—

Sch 12 para 4(20)(b)(i)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(20)(b)(ii)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(21)

In section 70A (rights of agency worker where supply is ended on maternity grounds)—

Sch 12 para 4(21)(a)

in subsection (2)—

Sch 12 para 4(21)(a)(i)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(21)(a)(ii)

in paragraph (b), for “three” substitute “six”;

Sch 12 para 4(21)(b)

in subsection (5)—

Sch 12 para 4(21)(b)(i)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(21)(b)(ii)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(22)

In section 80 (parental leave), in subsection (2)—

Sch 12 para 4(22)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(22)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(23)

In section 80H (right to request flexible working), in subsection (5)—

Sch 12 para 4(23)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(23)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(24)

In section 80N (carer’s leave), in subsection (2)—

Sch 12 para 4(24)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(24)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(25)

In section 111 (unfair dismissal), in subsection (2)—

Sch 12 para 4(25)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(25)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 4(26)

In section 188 (rights on insolvency of employer), in subsection (2)—

Sch 12 para 4(26)(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 4(26)(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 5 — Health and Safety (Consultation with Employees) Regulations 1996
Sch 12 para 5(1)

In paragraph 3 of Schedule 2 to the Health and Safety (Consultation with Employees) Regulations 1996 (S.I. 1996/1513) (time off for representatives of employee safety etc), for “three”, in both places it occurs, substitute “six”.

Sch 12 para 5(2)

In paragraph 3A of that Schedule—

Sch 12 para 5(2)(a)

in sub-paragraph (2), for “three” substitute “six”;

Sch 12 para 5(2)(b)

in sub-paragraph (3), for “three” substitute “six”;

Sch 12 para 5(2)(c)

in sub-paragraph (4), for “three” substitute “six”.

Sch 12 para 6 — Working Time Regulations 1998

In regulation 30 of the Working Time Regulations 1998 (S.I. 1998/1833) (rights as to working time), in paragraph (2)—

Sch 12 para 6(a)

in sub-paragraph (a), for the words from “three months” to “six months)” substitute “six months”;

Sch 12 para 6(b)

in sub-paragraph (b), omit “three or, as the case may be,”.

Sch 12 para 7 — National Minimum Wage Act 1998

In section 11 of the National Minimum Wage Act 1998 (access to records)—

Sch 12 para 7(a)

in subsection (3), for “three” substitute “six”;

Sch 12 para 7(b)

in subsection (4), for “three” substitute “six”.

Sch 12 para 8 — Employment Relations Act 1999

In section 11 of the Employment Relations Act 1999 (right to be accompanied), in subsection (2)—

Sch 12 para 8(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 8(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 9 — Transnational Information and Consultation of Employees Regulations 1999
Sch 12 para 9(1)

In regulation 27 of the Transnational Information and Consultation of Employees Regulations 1999 (S.I. 1999/3323) (time off for members of a European Works Council etc)—

Sch 12 para 9(1)(a)

in the heading, for “tribunals” substitute “employment tribunals in Great Britain”;

Sch 12 para 9(1)(b)

in paragraph (1), for the words from “complaint,” to “, that” substitute “complaint to an employment tribunal in Great Britain that”;

Sch 12 para 9(1)(c)

in paragraph (2)—

Sch 12 para 9(1)(c)(i)

in sub-paragraph (a), for “three” substitute “six”;

Sch 12 para 9(1)(c)(ii)

in sub-paragraph (b), for “three” substitute “six”;

Sch 12 para 9(1)(d)

omit paragraph (2B).

Sch 12 para 9(2)

In the heading of regulation 27A of those Regulations (extension of time limit to facilitate conciliation before institution of proceedings), at the end insert “in Great Britain”.

Sch 12 para 9(3)

After regulation 27A of those Regulations insert—

Sch 12 para 9(4)

In regulation 27B of those Regulations (extension of time limit to facilitate conciliation before institution of proceedings in Northern Ireland)—

Sch 12 para 9(4)(a)

in paragraph (2), for “27(2)(a)” substitute “27AA(2)(a)”;

Sch 12 para 9(4)(b)

in paragraph (3), for “27(2)(a)” substitute “27AA(2)(a)”;

Sch 12 para 9(4)(c)

in paragraph (4), for “27(2)(b)” substitute “27AA(2)(b)”.

Sch 12 para 10 — Merchant Shipping (Working Time: Inland Waterways) Regulations 2003

In regulation 18 of the Merchant Shipping (Working Time: Inland Waterways) Regulations 2003 (S.I. 2003/3049) (merchant shipping: rights as to working time), in paragraph (2)—

Sch 12 para 10(a)

in sub-paragraph (a), for “three” substitute “six”;

Sch 12 para 10(b)

in sub-paragraph (b), for “three” substitute “six”.

Sch 12 para 11 — Civil Aviation (Working Time) Regulations 2004

In regulation 18 of the Civil Aviation (Working Time) Regulations 2004 (S.I. 2004/756) (civil aviation: rights as to working time), in paragraph (2)—

Sch 12 para 11(a)

in sub-paragraph (a), for “three” substitute “six”;

Sch 12 para 11(b)

in sub-paragraph (b), for “three” substitute “six”.

Sch 12 para 12 — Fishing Vessels (Working Time: Sea-fishermen) Regulations 2004

In regulation 19 of the Fishing Vessels (Working Time: Sea-fishermen) Regulations 2004 (S.I. 2004/1713) (fishing vessels: rights to rest and leave), in paragraph (2)—

Sch 12 para 12(a)

in sub-paragraph (a), for “three” substitute “six”;

Sch 12 para 12(b)

in sub-paragraph (b), for “three” substitute “six”.

Sch 12 para 13 — Transfer of Undertakings (Protection of Employment) Regulations 2006
Sch 12 para 13(1)

The Transfer of Undertakings (Protection of Employment) Regulations 2006 (S.I. 2006/246) are amended as follows.

Sch 12 para 13(2)

In regulation 12 (notification of employee liability information), in paragraph (2)—

Sch 12 para 13(2)(a)

in sub-paragraph (a), for “three” substitute “six”;

Sch 12 para 13(2)(b)

in sub-paragraph (b), for “three” substitute “six”.

Sch 12 para 13(3)

In regulation 15 (information and consultation requirements), in paragraph (12)—

Sch 12 para 13(3)(a)

in the words before sub-paragraph (a), for “three” substitute “six”;

Sch 12 para 13(3)(b)

in the words after sub-paragraph (b), for “three” substitute “six”.

Sch 12 para 14 — Occupational and Personal Pension Schemes (Consultation by Employers and Miscellaneous Amendment) Regulations 2006

In the Schedule to the Occupational and Personal Pension Schemes (Consultation by Employers and Miscellaneous Amendment) Regulations 2006 (S.I. 2006/349) (employment rights and protections in connection with consultation), in paragraph 4(2)—

Sch 12 para 14(a)

in paragraph (a), for “three” substitute “six”;

Sch 12 para 14(b)

in paragraph (b), for “three” substitute “six”.

Sch 12 para 15 — Cross-border Railway Services (Working Time) Regulations 2008

In regulation 17 of the Cross-border Railway Services (Working Time) Regulations 2008 (S.I. 2008/1660) (cross-border railway services: rights as to working time), in paragraph (2)—

Sch 12 para 15(a)

in sub-paragraph (a), for “three” substitute “six”;

Sch 12 para 15(b)

in sub-paragraph (b), for “three” substitute “six”.

Sch 12 para 16 — European Public Limited-Liability Company (Employee Involvement) (Great Britain) Regulations 2009

In regulation 28 of the European Public Limited-Liability Company (Employee Involvement) (Great Britain) Regulations 2009 (S.I. 2009/2401) (time off for members of special negotiating body etc), in paragraph (2)—

Sch 12 para 16(a)

in sub-paragraph (a), for “three” substitute “six”;

Sch 12 para 16(b)

in sub-paragraph (b), for “three” substitute “six”.

Sch 12 para 17 — Agency Workers Regulations 2010

In regulation 18 of the Agency Workers Regulations 2010 (S.I. 2010/93) (rights of agency workers), in paragraph (4), for “three” substitute “six”.

Sch 12 para 18 — Equality Act 2010

In section 123 of the Equality Act 2010 (discrimination etc at work), in subsection (1)(a), for “3” substitute “6”.

Sch 12 para 19 — Merchant Shipping (Maritime Labour Convention) (Hours of Work) Regulations 2018

In regulation 26 of the Merchant Shipping (Maritime Labour Convention) (Hours of Work) Regulations 2018 (S.I. 2018/58) (rights of seafarers to leave), in paragraph (6), for “three” substitute “six”.